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person · Reporting owner

LESJAK CATHERINE A

Disclosed activity across 5 companies

Tapewire entity
10858
SEC CIK
0001256992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GE HealthCare Technologies Inc.GEHC · Entity 1711DirectorMay 07, 2026May 12, 2026
GENERAL ELECTRIC COGE · Entity 2813DirectorMay 05, 2026May 07, 2026
HP INCHPQ · Entity 642Interim COODecember 07, 2018December 12, 2018
SUNPOWER CORPSPWR · Entity 88423DirectorNovember 11, 2022November 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GE HealthCare Technologies Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect12,702 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 12,702

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

GENERAL ELECTRIC CO

Report date May 05, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,823 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 678 · Balance 2,823

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

HP INC

Report date December 07, 2018 · Filed December 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect264,541 Ending reported balance After 2018-12-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-12-07 · Exercise / conversion · Acquired 78,718 · Balance 270,143

Row 2 · 2018-12-07 · Tax withholding · Disposed 37,252 · Balance 232,891

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

Row 3 · 2018-12-09 · Exercise / conversion · Acquired 60,208 · Balance 293,099

Row 4 · 2018-12-09 · Tax withholding · Disposed 28,558 · Balance 264,541

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect41,280 Reported balance After 2018-12-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-12-07 · Exercise / conversion · Disposed 43,543 · Balance 41,280

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect68,670 Reported balance After 2018-12-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-12-07 · Exercise / conversion · Disposed 35,175 · Balance 68,670

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-12-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-12-09 · Exercise / conversion · Disposed 60,208 · Balance 0

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse306 Reported balance Holding disclosure · report date 2018-12-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 306

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

Filing footnotes · ownership attribution and instrument terms

F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

F3: There is no reportable change since the last filing. This is a reiteration of holdings only.

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.

F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.

F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.

SUNPOWER CORP

Report date November 11, 2022 · Filed November 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect179,465 Reported balance After 2022-11-11 transaction · row 1
1 source row

Row 1 · 2022-11-11 · Exercise / conversion · Acquired 2,239 · Balance 179,465

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect2,239 Reported balance After 2022-11-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-11 · Grant · Acquired 2,239 · Balance 2,239

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-11 · Exercise / conversion · Disposed 2,239 · Balance 0

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROS Holdings, Inc.

Report date December 09, 2025 · Filed December 11, 2025

Section 16 reporting ended · disclosed 2025-12-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-12-09 transaction · row 1
1 source row

Row 1 · 2025-12-09 · Disposition to issuer · Disposed 28,103 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-12-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-09 · Disposition to issuer · Disposed 11,262 · Balance 0

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

F2: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2026 Filed May 12, 2026 00:12 UTC GE HealthCare Technologies Inc. GEHC · Entity 1711 GrantCommon Stock, par value $0.01 per share 3,586 $0.00 $0.00
Disclosure

SEC source: 0001256992-26-000004 · wk-form4_1778544729.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,702

F1 · shares: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:05 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001256992-26-000002 · wk-form4_1778184343.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823

F1 · shares: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 19:55 UTC PROS Holdings, Inc. PRO · Entity 71777 Disposition to issuerRestricted Stock Units · Derivative 11,262 $0.00 $0.00
Disclosure

SEC source: 0001256992-25-000007 · wk-form4_1765482901.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,262 shares

Expires not disclosed

F2 · derivative.exercise_price: Prior to cancellation, each restricted stock unit ("RSU") represented the contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

F3 · derivative.expiration_date: These RSUs, which provided for full vesting on the earlier of the date of the Issuer's 2026 annual meeting and May 8, 2026, were automatically accelerated effective as of the closing of the merger contemplated by the Merger Agreement and were cancelled in exchange for a cash payment of $23.25 per share.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 19:55 UTC PROS Holdings, Inc. PRO · Entity 71777 Disposition to issuerCommon Stock 28,103 $23.25 $653,394.75
Disclosure

SEC source: 0001256992-25-000007 · wk-form4_1765482901.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger between PROS Holdings, Inc., Project Portofino Parent LLC and Project Portofino Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $23.25 per share.

Read SEC document
May 28, 2025 Filed May 30, 2025 22:00 UTC GE HealthCare Technologies Inc. GEHC · Entity 1711 GrantCommon Stock, par value $0.01 per share 3,092 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028698 · wk-form4_1748642383.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,116

F1 · shares: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 28, 2026. Settlement of vested restricted stock units may be deferred by the reporting person, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:01 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 11,262 $0.00 $0.00
Disclosure

SEC source: 0001392972-25-000091 · wk-form4_1747083662.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,262

Underlying: Common Stock · 11,262 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of PROS common stock.

F4 · derivative.exercise_date: This RSU grant was awarded on May 8, 2025 and will vest on the earlier of May 8, 2026, or the date of the PROS 2026 annual shareholders' meeting.

F4 · derivative.expiration_date: This RSU grant was awarded on May 8, 2025 and will vest on the earlier of May 8, 2026, or the date of the PROS 2026 annual shareholders' meeting.

F5 · balance_after: The amount shown represents the grant detailed in Footnote 4, which will vest in a single tranche.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:01 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionRestricted Stock Units · Derivative 6,125 $0.00 $0.00
Disclosure

SEC source: 0001392972-25-000091 · wk-form4_1747083662.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of PROS common stock.

F3 · derivative.exercise_date: These RSUs vested on May 8, 2025, the date of PROS 2025 annual stockholders' meeting.

F3 · derivative.expiration_date: These RSUs vested on May 8, 2025, the date of PROS 2025 annual stockholders' meeting.

Read SEC document
May 08, 2025 Filed May 12, 2025 21:01 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionCommon Stock 6,125 $16.87 $103,328.75
Disclosure

SEC source: 0001392972-25-000091 · wk-form4_1747083662.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the closing price of PROS Holdings, Inc. ("PROS") common stock on May 8, 2025.

Read SEC document
May 06, 2025 Filed May 7, 2025 20:14 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantCommon Stock 968 $0.00 $0.00
Disclosure

SEC source: 0000040545-25-000087 · wk-form4_1746648855.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,133

F1 · shares: Restricted Stock Units (RSUs) granted under the 2022 Long-Term Incentive Plan, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of shareholders of the Company following the grant date.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:32 UTC GE HealthCare Technologies Inc. GEHC · Entity 1711 GrantCommon Stock, par value $0.01 per share 2,440 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024967 · wk-form4_1716496353.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,024

F1 · shares: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 21, 2025. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the director's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Read SEC document
May 15, 2024 Filed May 15, 2024 21:49 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 6,125 $0.00 $0.00
Disclosure

SEC source: 0001392972-24-000073 · wk-form4_1715809737.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,125

Underlying: Common Stock · 6,125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS common stock.

F4 · derivative.exercise_date: These RSUs will vest on the earlier of May 15, 2025, or the date of PROS 2025 annual stockholders' meeting.

F4 · derivative.expiration_date: These RSUs will vest on the earlier of May 15, 2025, or the date of PROS 2025 annual stockholders' meeting.

Read SEC document
May 11, 2024 Filed May 15, 2024 21:49 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionRestricted Stock Units · Derivative 7,205 $0.00 $0.00
Disclosure

SEC source: 0001392972-24-000073 · wk-form4_1715809737.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS common stock.

F3 · derivative.exercise_date: The vesting terms of these RSUs were on the earlier of May 11, 2024 (vesting date) or the date of PROS 2024 annual stockholders' meeting (May 15, 2024).

F3 · derivative.expiration_date: The vesting terms of these RSUs were on the earlier of May 11, 2024 (vesting date) or the date of PROS 2024 annual stockholders' meeting (May 15, 2024).

Read SEC document
May 11, 2024 Filed May 15, 2024 21:49 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionCommon Stock 7,205 $30.63 $220,689.15
Disclosure

SEC source: 0001392972-24-000073 · wk-form4_1715809737.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the closing price of PROS Holdings, Inc. ("PROS") Common Stock on May 13, 2024, the next business day after the vest date of May 11, 2024.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantCommon Stock 1,165 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000143 · wk-form4_1715200360.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165

F1 · shares: Restricted Stock Units granted under the 2022 Long-Term Incentive Plan, which will vest on the first anniversary of the grant date.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000143 · wk-form4_1715200360.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,832

Underlying: Common Stock · 120 shares

Expires not disclosed

F2 · security: Acquired at a price of $158.34 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 284 $169.15 $48,038.60
Disclosure

SEC source: 0000040545-24-000072 · wk-form4_1712003416.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,691

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · security: Acquired at a price of $169.15 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:56 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 389 $123.54 $48,057.06
Disclosure

SEC source: 0000040545-24-000014 · wk-form4_1704318959.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,401

Underlying: Common Stock · 389 shares

Expires not disclosed

F1 · security: Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:41 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 424 $113.23 $48,009.52
Disclosure

SEC source: 0000040545-23-000229 · wk-form4_1696365686.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,005

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Acquired at a price of $113.23 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:25 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 454 $105.74 $48,005.96
Disclosure

SEC source: 0000040545-23-000178 · wk-form4_1688588725.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,574

Underlying: Common Stock · 454 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:30 UTC GE HealthCare Technologies Inc. GEHC · Entity 1711 GrantCommon Stock, par value $0.01 per share 3,584 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019781 · wf-form4_168504657958051.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,584

F1 · shares: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 23, 2024. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the director's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:59 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 7,205 $0.00 $0.00
Disclosure

SEC source: 0001392972-23-000081 · wf-form4_168418793427739.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,205

Underlying: Common Stock · 7,205 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F4 · derivative.exercise_date: These RSUs will vest on the earlier of May 11, 2024 or the date of PROS 2024 annual stockholders' meeting.

F4 · derivative.expiration_date: These RSUs will vest on the earlier of May 11, 2024 or the date of PROS 2024 annual stockholders' meeting.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:59 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionRestricted Stock Units · Derivative 6,809 $0.00 $0.00
Disclosure

SEC source: 0001392972-23-000081 · wf-form4_168418793427739.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F3 · derivative.exercise_date: These RSUs vested on May 11, 2023, the date of PROS 2023 annual stockholders' meeting.

F3 · derivative.expiration_date: These RSUs vested on May 11, 2023, the date of PROS 2023 annual stockholders' meeting.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:59 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionCommon Stock 6,809 $24.98 $170,088.82
Disclosure

SEC source: 0001392972-23-000081 · wf-form4_168418793427739.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the closing price of PROS Holdings, Inc. ("PROS) Common Stock on May 11, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:37 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 527 $91.00 $47,957.00
Disclosure

SEC source: 0000040545-23-000117 · wf-form4_168064065279270.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,112

Underlying: Common Stock · 527 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:53 UTC GE HealthCare Technologies Inc. GEHC · Entity 1711 GrantDeferred Fee Phantom Stock Units · Derivative 3,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-001122 · doc4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

Underlying: Common stock, par value $0.01 per share · 3,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock of GE HealthCare Technologies Inc. ("GE HealthCare").

F2 · price: Award of phantom stock with respect to common stock of GE HealthCare resulting from the conversion of certain equity incentive awards previously granted by General Electric Company ("GE") as a result of the consummation on January 3, 2023 of the distribution of approximately 80.1% of the shares of common stock of GE HealthCare by GE to holders of GE common stock on a pro rata basis. Each award is payable beginning one year after termination of service of the reporting person. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

F2 · derivative.exercise_date: Award of phantom stock with respect to common stock of GE HealthCare resulting from the conversion of certain equity incentive awards previously granted by General Electric Company ("GE") as a result of the consummation on January 3, 2023 of the distribution of approximately 80.1% of the shares of common stock of GE HealthCare by GE to holders of GE common stock on a pro rata basis. Each award is payable beginning one year after termination of service of the reporting person. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

F2 · derivative.expiration_date: Award of phantom stock with respect to common stock of GE HealthCare resulting from the conversion of certain equity incentive awards previously granted by General Electric Company ("GE") as a result of the consummation on January 3, 2023 of the distribution of approximately 80.1% of the shares of common stock of GE HealthCare by GE to holders of GE common stock on a pro rata basis. Each award is payable beginning one year after termination of service of the reporting person. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 582 $82.41 $47,962.62
Disclosure

SEC source: 0000040545-23-000009 · wf-form4_167295666218900.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,239 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030016 · wf-form4_166854667681109.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 2,239 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030016 · wf-form4_166854667681109.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Common Stock · 2,239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 16:11 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 2,239 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030016 · wf-form4_166854667681109.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 704 $68.21 $48,019.84
Disclosure

SEC source: 0001062993-22-020365 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,984

Underlying: Common Stock · 704 shares

Expires not disclosed

F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-022943 · wf-form4_166060306826637.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 1,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-022943 · wf-form4_166060306826637.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Stock · 1,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:52 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 1,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-022943 · wf-form4_166060306826637.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:05 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 690 $69.53 $47,975.70
Disclosure

SEC source: 0001062993-22-016086 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 690 shares

Expires not disclosed

F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 12, 2022 Filed May 16, 2022 15:19 UTC PROS Holdings, Inc. PRO · Entity 71777 GrantRestricted Stock Units · Derivative 6,809 $0.00 $0.00
Disclosure

SEC source: 0001392972-22-000060 · wf-form4_165271434254371.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809

Underlying: Common Stock · 6,809 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F4 · derivative.exercise_date: These RSUs will vest on the earlier of May 12, 2023 or the date of the Issuer's 2023 annual stockholders' meeting.

F4 · derivative.expiration_date: These RSUs will vest on the earlier of May 12, 2023 or the date of the Issuer's 2023 annual stockholders' meeting.

Read SEC document
May 12, 2022 Filed May 16, 2022 15:19 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionRestricted Stock Units · Derivative 4,388 $0.00 $0.00
Disclosure

SEC source: 0001392972-22-000060 · wf-form4_165271434254371.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.

F3 · derivative.exercise_date: These RSUs vested on May 12, 2022, the date of the Issuer's 2022 annual stockholders' meeting.

F3 · derivative.expiration_date: These RSUs vested on May 12, 2022, the date of the Issuer's 2022 annual stockholders' meeting.

Read SEC document
May 12, 2022 Filed May 16, 2022 15:19 UTC PROS Holdings, Inc. PRO · Entity 71777 Exercise / conversionCommon Stock 4,388 $24.23 $106,321.24
Disclosure

SEC source: 0001392972-22-000060 · wf-form4_165271434254371.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the closing price of Issuer's common stock on May 12, 2022.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:05 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 3,643 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014403 · wf-form4_165248670559537.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:05 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 3,643 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014403 · wf-form4_165248670559537.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

Underlying: Common Stock · 3,643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:05 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 3,643 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014403 · wf-form4_165248670559537.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 518 $92.62 $47,977.16
Disclosure

SEC source: 0001062993-22-009490 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,575

Underlying: Common Stock · 518 shares

Expires not disclosed

F1 · security: Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 3,096 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006506 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:03 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 3,096 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006506 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,096

Underlying: Common Stock · 3,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:03 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 3,096 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-006506 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:45 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 509 $94.23 $47,963.07
Disclosure

SEC source: 0001062993-22-000346 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Underlying: Common Stock · 509 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 20:00 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044678 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 20:00 UTC SUNPOWER CORP SPWR · Entity 88423 GrantRestricted Stock Units (RSUs) · Derivative 1,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044678 · doc4.xml · derivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Common Stock · 1,559 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

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November 11, 2021 Filed Nov 15, 2021 20:00 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionCommon Stock 1,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044678 · doc4.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2021 Filed Oct 1, 2021 20:51 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 468 $102.67 $48,049.56
Disclosure

SEC source: 0001062993-21-009081 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,537

Underlying: Common Stock · 468 shares

Expires not disclosed

F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock.

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August 11, 2021 Filed Aug 13, 2021 19:01 UTC SUNPOWER CORP SPWR · Entity 88423 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,111 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-033021 · doc4.xml · derivative · entry 3

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.