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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 38,538 $13.49 $519,877.62
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 4

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,647

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 86,699 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 15,708 $13.49 $211,900.92
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,486

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:58 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 35,338 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003861 · form4.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 22:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,415 $13.18 $45,009.70
Disclosure

SEC source: 0001209191-21-024225 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,752

Underlying: Common Stock · 3,415 shares

Expires not disclosed

F3 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:00 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,882 $13.18 $77,524.76
Disclosure

SEC source: 0001231205-21-000112 · edgar.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,758

Underlying: Common Stock · 5,882 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,529 $13.18 $46,512.22
Disclosure

SEC source: 0001231205-21-000114 · edgar.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,059

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,356 $13.18 $83,772.08
Disclosure

SEC source: 0001231205-21-000116 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,943

Underlying: Common Stock · 6,356 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,098 $13.18 $54,011.64
Disclosure

SEC source: 0001231205-21-000118 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,738

Underlying: Common Stock · 4,098 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,244 $13.18 $42,755.92
Disclosure

SEC source: 0001231205-21-000120 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,547

Underlying: Common Stock · 3,244 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,643 $13.18 $48,014.74
Disclosure

SEC source: 0001231205-21-000122 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,908

Underlying: Common Stock · 3,643 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,814 $13.18 $50,268.52
Disclosure

SEC source: 0001231205-21-000124 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,606

Underlying: Common Stock · 3,814 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,529 $13.18 $46,512.22
Disclosure

SEC source: 0001231205-21-000126 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,559

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,407 $13.18 $71,264.26
Disclosure

SEC source: 0001231205-21-000128 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,138

Underlying: Common Stock · 5,407 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC
Cox L KevinSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · derivative · entry 5

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC
Cox L KevinSenior Vice President
Tax withholdingCommon Stock 14,155 $13.17 $186,421.35
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC
Cox L KevinSenior Vice President
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:30 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000091 · edgar.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:30 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 12,224 $13.17 $160,990.08
Disclosure

SEC source: 0001231205-21-000091 · edgar.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,856

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:30 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000091 · edgar.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:32 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000093 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:32 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 16,450 $13.17 $216,646.50
Disclosure

SEC source: 0001231205-21-000093 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,508

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:32 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000093 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:34 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000095 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:34 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 10,652 $13.17 $140,286.84
Disclosure

SEC source: 0001231205-21-000095 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,934

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:34 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000095 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:36 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000097 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:36 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 15,873 $13.17 $209,047.41
Disclosure

SEC source: 0001231205-21-000097 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,186

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:36 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000097 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 23,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000099 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 11,264 $13.17 $148,346.88
Disclosure

SEC source: 0001231205-21-000099 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,808

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:37 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000099 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:39 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 19,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000101 · edgar.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:39 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 9,497 $13.17 $125,075.49
Disclosure

SEC source: 0001231205-21-000101 · edgar.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,592

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:39 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 19,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000101 · edgar.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares reported as beneficially owned following the transaction reflects an adjustment to the number of shares withheld in a previously reported transaction in order to satisfy tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:22 UTC PurchaseCommon Stock 5,000 $12.50 $62,500.00
Disclosure

SEC source: 0001231205-21-000086 · edgar.xml · nonDerivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:35 UTC
Cox L KevinSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 174,081 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000067 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,081

Underlying: Common Stock · 174,081 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:35 UTC
Cox L KevinSenior Vice President
GrantRestricted Stock Units · Derivative 50,463 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000067 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,463

Underlying: Common Stock · 50,463 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Dybeck Happe CarolinaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 290,135 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000069 · edgar.xml · derivative · entry 2

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,135

Underlying: Common Stock · 290,135 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Dybeck Happe CarolinaSenior Vice President
GrantRestricted Stock Units · Derivative 84,104 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000069 · edgar.xml · derivative · entry 1

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,104

Underlying: Common Stock · 84,104 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:39 UTC
Holston Michael JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 159,574 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000071 · edgar.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,574

Underlying: Common Stock · 159,574 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:39 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Units · Derivative 46,257 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000071 · edgar.xml · derivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,257

Underlying: Common Stock · 46,257 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:41 UTC
Murphy Kieran PiusSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 290,135 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000073 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,135

Underlying: Common Stock · 290,135 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:41 UTC
Murphy Kieran PiusSenior Vice President
GrantRestricted Stock Units · Derivative 84,104 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000073 · edgar.xml · derivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,104

Underlying: Common Stock · 84,104 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
Pecresse JeromeSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 150,870 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000075 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,870

Underlying: Common Stock · 150,870 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:44 UTC
Pecresse JeromeSenior Vice President
GrantRestricted Stock Units · Derivative 43,734 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000075 · edgar.xml · derivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,734

Underlying: Common Stock · 43,734 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:47 UTC
Slattery John S.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 348,162 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000077 · edgar.xml · derivative · entry 2

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,162

Underlying: Common Stock · 348,162 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:47 UTC
Slattery John S.Senior Vice President
GrantRestricted Stock Units · Derivative 100,925 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000077 · edgar.xml · derivative · entry 1

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,925

Underlying: Common Stock · 100,925 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:49 UTC
Stokes RussellSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 203,095 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000079 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,095

Underlying: Common Stock · 203,095 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 01, 2021 Filed Mar 3, 2021 21:49 UTC
Stokes RussellSenior Vice President
GrantRestricted Stock Units · Derivative 58,873 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000079 · edgar.xml · derivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,873

Underlying: Common Stock · 58,873 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.