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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 01:08 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 1,620 $94.02 $152,312.40
Disclosure

SEC source: 0001062993-22-006744 · form4.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,634

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:08 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 3,572 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006744 · form4.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:09 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,419 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006745 · form4.xml · derivative · entry 7

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,418

Underlying: Common Stock · 3,419 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:09 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 1,574 $94.02 $147,987.48
Disclosure

SEC source: 0001062993-22-006745 · form4.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:09 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 3,419 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006745 · form4.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:10 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006746 · form4.xml · derivative · entry 5

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:10 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 968 $94.02 $91,011.36
Disclosure

SEC source: 0001062993-22-006746 · form4.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,179

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:10 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006746 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC
Arduini Peter JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 63,044 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006738 · form4.xml · derivative · entry 2

Arduini Peter J · CIK 0001323134 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,044

Underlying: Common Stock · 63,044 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:05 UTC
Arduini Peter JSenior Vice President
GrantRestricted Stock Units · Derivative 14,443 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006738 · form4.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443

Underlying: Common Stock · 14,443 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC
Cox L KevinSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 31,522 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · derivative · entry 7

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,522

Underlying: Common Stock · 31,522 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC
Cox L KevinSenior Vice President
GrantRestricted Stock Units · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

Underlying: Common Stock · 7,222 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC
Dybeck Happe CarolinaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 45,032 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006740 · form4.xml · derivative · entry 4

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,032

Underlying: Common Stock · 45,032 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC
Dybeck Happe CarolinaSenior Vice President
GrantRestricted Stock Units · Derivative 10,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006740 · form4.xml · derivative · entry 3

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,317

Underlying: Common Stock · 10,317 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Holston Michael JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 28,370 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006741 · form4.xml · derivative · entry 4

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

Underlying: Common Stock · 28,370 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006741 · form4.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Pecresse JeromeSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 23,416 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006742 · form4.xml · derivative · entry 4

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,416

Underlying: Common Stock · 23,416 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Pecresse JeromeSenior Vice President
GrantRestricted Stock Units · Derivative 5,365 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006742 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

Underlying: Common Stock · 5,365 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Slattery John S.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 54,038 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006743 · form4.xml · derivative · entry 2

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,038

Underlying: Common Stock · 54,038 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:07 UTC
Slattery John S.Senior Vice President
GrantRestricted Stock Units · Derivative 12,380 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006743 · form4.xml · derivative · entry 1

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,380

Underlying: Common Stock · 12,380 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:08 UTC
Stokes RussellSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 34,224 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006744 · form4.xml · derivative · entry 4

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,224

Underlying: Common Stock · 34,224 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:08 UTC
Stokes RussellSenior Vice President
GrantRestricted Stock Units · Derivative 7,841 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006744 · form4.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841

Underlying: Common Stock · 7,841 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:09 UTC
Strazik ScottSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 45,032 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006745 · form4.xml · derivative · entry 6

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,032

Underlying: Common Stock · 45,032 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:09 UTC
Strazik ScottSenior Vice President
GrantRestricted Stock Units · Derivative 10,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006745 · form4.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,317

Underlying: Common Stock · 10,317 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:10 UTC
Timko Thomas SVice President
GrantRestricted Stock Units · Derivative 6,706 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006746 · form4.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706

Underlying: Common Stock · 6,706 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:12 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 1,648 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004601 · form4.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,648 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:12 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 569 $96.46 $54,885.74
Disclosure

SEC source: 0001062993-22-004601 · form4.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,157

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:12 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 1,648 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004601 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,301 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004268 · form4.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,301 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 692 $99.39 $68,777.88
Disclosure

SEC source: 0001062993-22-004268 · form4.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,980

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 1,301 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004268 · form4.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,041 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004270 · form4.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,041 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 313 $99.39 $31,109.07
Disclosure

SEC source: 0001062993-22-004270 · form4.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,682

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:13 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004270 · form4.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:14 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004272 · form4.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 651 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:14 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 215 $99.39 $21,368.85
Disclosure

SEC source: 0001062993-22-004272 · form4.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,735

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:14 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004272 · form4.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 822 $94.23 $77,457.06
Disclosure

SEC source: 0001062993-22-000338 · form4.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,181

Underlying: Common Stock · 822 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:41 UTC GrantDeferred Fee Phantom Stock Units · Derivative 493 $94.23 $46,455.39
Disclosure

SEC source: 0001062993-22-000339 · form4.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

Underlying: Common Stock · 493 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 889 $94.23 $83,770.47
Disclosure

SEC source: 0001062993-22-000340 · form4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

Underlying: Common Stock · 889 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 454 $94.23 $42,780.42
Disclosure

SEC source: 0001062993-22-000345 · form4.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

Underlying: Common Stock · 454 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 573 $94.23 $53,993.79
Disclosure

SEC source: 0001062993-22-000341 · form4.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Underlying: Common Stock · 573 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 622 $94.23 $58,611.06
Disclosure

SEC source: 0001062993-22-000347 · form4.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,581

Underlying: Common Stock · 622 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 509 $94.23 $47,963.07
Disclosure

SEC source: 0001062993-22-000346 · form4.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Underlying: Common Stock · 509 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 493 $94.23 $46,455.39
Disclosure

SEC source: 0001062993-22-000348 · form4.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102

Underlying: Common Stock · 493 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 756 $94.23 $71,237.88
Disclosure

SEC source: 0001062993-22-000349 · form4.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,688

Underlying: Common Stock · 756 shares

Expires not disclosed

F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2022 Filed Jan 4, 2022 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 478 $94.23 $45,041.94
Disclosure

SEC source: 0001209191-22-001048 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,699

Underlying: Common Stock · 478 shares

Expires not disclosed

F3 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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November 22, 2021 Filed Nov 23, 2021 22:12 UTC PurchaseCommon Stock 1,000 $100.59 $100,590.00
Disclosure

SEC source: 0001062993-21-011482 · form4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

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November 17, 2021 Filed Feb 14, 2022 21:14 UTC
Cox L KevinSenior Vice President
GiftCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004275 · form5.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by descendant's trust

Disclosed balance after: 794

F1 · kind: Represents the distribution of the remaining shares of the Company's common stock from the Reporting Person's grantor retained annuity trust (the "GRAT") upon termination of the GRAT to a trust for the benefit of the Reporting Person's children, of which the Reporting Person's wife is the trustee.

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November 17, 2021 Filed Feb 14, 2022 21:14 UTC
Cox L KevinSenior Vice President
GiftCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004275 · form5.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 12,431

F1 · kind: Represents the distribution of the remaining shares of the Company's common stock from the Reporting Person's grantor retained annuity trust (the "GRAT") upon termination of the GRAT to a trust for the benefit of the Reporting Person's children, of which the Reporting Person's wife is the trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.