Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2003 Filed Sep 17, 2003 01:21 UTC |
TROTTER LLOYD GSenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 165,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000098 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:21 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000099 · edgar.xml · derivative · entry 2 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:21 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 75,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000099 · edgar.xml · derivative · entry 1 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
WACKER RICHARD FVice President
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
WACKER RICHARD FVice President
|
GrantRestricted Stock Units · Derivative | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334 Underlying: Common Stock · 5,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
WACKER RICHARD FVice President
|
GrantEmployee Stock Options (right to buy) · Derivative | 24,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
HARPER ARTHUR HSenior Vice President
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 3 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
HARPER ARTHUR HSenior Vice President
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC |
HARPER ARTHUR HSenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 75,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:24 UTC |
HEINEMAN BENJAMIN W JRSenior Vice President
|
GrantRestricted Stock Units · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000104 · edgar.xml · derivative · entry 2 HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:24 UTC |
HEINEMAN BENJAMIN W JRSenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 126,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000104 · edgar.xml · derivative · entry 1 HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,000 Underlying: Common Stock · 126,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:25 UTC |
HOGAN JOSEPH MSenior Vice President
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000105 · edgar.xml · derivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:25 UTC |
HOGAN JOSEPH MSenior Vice President
|
GrantRestricted Stock Units · Derivative | 23,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000105 · edgar.xml · derivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Underlying: Common Stock · 23,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:25 UTC |
HOGAN JOSEPH MSenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 105,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000105 · edgar.xml · derivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:24 UTC |
WRIGHT ROBERT CDirector · Vice Chairman
|
GrantRestricted Stock Units · Derivative | 93,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000103 · edgar.xml · derivative · entry 2 WRIGHT ROBERT C · CIK 0001233177 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,334 Underlying: Common Stock · 93,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:24 UTC |
WRIGHT ROBERT CDirector · Vice Chairman
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 420,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000103 · edgar.xml · derivative · entry 1 WRIGHT ROBERT C · CIK 0001233177 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 420,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:37 UTC |
BECCALLI FERDINANDOSenior Vice President
|
GrantRestricted Stock Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000107 · edgar.xml · derivative · entry 3 BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:37 UTC |
BECCALLI FERDINANDOSenior Vice President
|
GrantRestricted Stock Units · Derivative | 13,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000107 · edgar.xml · derivative · entry 2 BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 13,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:37 UTC |
BECCALLI FERDINANDOSenior Vice President
|
GrantStock Appreciation Rights (exercisable for stock) · Derivative | 60,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000107 · edgar.xml · derivative · entry 1 BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 14:03 UTC |
IMMELT JEFFREY RChairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000077 · edgar.xml · derivative · entry 4 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 14:03 UTC |
IMMELT JEFFREY RChairman and CEO
|
SaleCommon Stock | 47,836 | $31.18 | $1,491,526.48 |
DisclosureSEC source: 0001231205-03-000077 · edgar.xml · nonDerivative · entry 2 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,077 Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 14:03 UTC |
IMMELT JEFFREY RChairman and CEO
|
Exercise / conversionCommon Stock | 96,000 | $8.05 | $772,800.00 |
DisclosureSEC source: 0001231205-03-000077 · edgar.xml · nonDerivative · entry 1 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC |
NEAL MICHAEL ASenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 132,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · derivative · entry 5 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC |
NEAL MICHAEL ASenior Vice President
|
SaleCommon Stock | 9,904 | $31.16 | $308,608.64 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 3 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,258 Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC |
NEAL MICHAEL ASenior Vice President
|
SaleCommon Stock | 65,424 | $31.00 | $2,028,144.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,162 Read SEC document |
| September 05, 2003 Filed Sep 5, 2003 22:18 UTC |
NEAL MICHAEL ASenior Vice President
|
Exercise / conversionCommon Stock | 132,000 | $8.05 | $1,062,600.00 |
DisclosureSEC source: 0001231205-03-000075 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · derivative · entry 8 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
SaleCommon Stock | 6,860 | $31.11 | $213,414.60 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · nonDerivative · entry 4 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,203 Read SEC document |
| September 04, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
Exercise / conversionCommon Stock | 12,000 | $8.05 | $96,600.00 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · nonDerivative · entry 3 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · derivative · entry 7 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 15,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
SaleCommon Stock | 8,625 | $30.79 | $265,563.75 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · nonDerivative · entry 2 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,063 Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
CASSIDY KATHRYN AVice President
|
Exercise / conversionCommon Stock | 15,000 | $8.05 | $120,750.00 |
DisclosureSEC source: 0001231205-03-000074 · edgar.xml · nonDerivative · entry 1 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 20:51 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-03-000070 · edgar.xml · derivative · entry 4 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 20:51 UTC |
FRAIZER MICHAEL DSenior Vice President
|
SaleCommon Stock | 36,000 | $28.88 | $1,039,680.00 |
DisclosureSEC source: 0001231205-03-000070 · edgar.xml · nonDerivative · entry 2 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,717 F1 · shares: In accordance with GE net hold guidelines, 21,350 shares sold to cover exercise price and tax; 14,650 shares held for more than one year also sold. F2 · balance_after: Includes accrued dividends. Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 20:51 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Exercise / conversionCommon Stock | 36,000 | $8.50 | $306,000.00 |
DisclosureSEC source: 0001231205-03-000070 · edgar.xml · nonDerivative · entry 1 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2003 Filed Aug 15, 2003 15:58 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
PurchaseCommon Stock | 3,000 | $28.10 | $84,300.00 |
DisclosureSEC source: 0001231205-03-000068 · edgar.xml · nonDerivative · entry 1 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,445 Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC |
NISSEN DAVID RSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 72,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · derivative · entry 5 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC |
NISSEN DAVID RSenior Vice President
|
SaleCommon Stock | 50,068 | $28.33 | $1,418,426.44 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · nonDerivative · entry 2 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,161 Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC |
NISSEN DAVID RSenior Vice President
|
Exercise / conversionCommon Stock | 72,000 | $8.05 | $579,600.00 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · nonDerivative · entry 1 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:16 UTC |
WOODBURN WILLIAM ASenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000066 · edgar.xml · derivative · entry 4 WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:16 UTC |
WOODBURN WILLIAM ASenior Vice President
|
SaleCommon Stock | 51,478 | $28.33 | $1,458,371.74 |
DisclosureSEC source: 0001231205-03-000066 · edgar.xml · nonDerivative · entry 2 WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,487 Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:16 UTC |
WOODBURN WILLIAM ASenior Vice President
|
Exercise / conversionCommon Stock | 100,000 | $8.05 | $805,000.00 |
DisclosureSEC source: 0001231205-03-000066 · edgar.xml · nonDerivative · entry 1 WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2003 Filed Aug 13, 2003 21:41 UTC |
HOGAN JOSEPH MSenior Vice President
|
OtherCommon Stock | 17,041 | $28.33 | $482,771.53 |
DisclosureSEC source: 0001231205-03-000067 · edgar.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 17,185 Read SEC document |
| August 11, 2003 Filed Aug 13, 2003 21:41 UTC |
HOGAN JOSEPH MSenior Vice President
|
OtherPhantom Stock Units · Derivative | 517 | $28.28 | $14,620.76 |
DisclosureSEC source: 0001231205-03-000067 · edgar.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555 Underlying: Common Stock · 517 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment F3 · balance_after: Total includes accrued dividends Read SEC document |
| August 06, 2003 Filed Feb 14, 2004 00:20 UTC |
SHERIN KEITH SSenior Vice President
|
GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,952 Read SEC document |
| July 29, 2003 Filed Jul 31, 2003 20:34 UTC |
IMMELT JEFFREY RChairman and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 96,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000063 · edgar.xml · derivative · entry 5 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2003 Filed Jul 31, 2003 20:34 UTC |
IMMELT JEFFREY RChairman and CEO
|
Disposition to issuerCommon Stock | 96,000 | $28.43 | $2,729,280.00 |
DisclosureSEC source: 0001231205-03-000063 · edgar.xml · nonDerivative · entry 3 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,913 F1 · security: Exercise of a cash-only stock appreciation right granted in 1993. The exercise did not involve the sale or other disposition of GE stock. Read SEC document |
| July 29, 2003 Filed Jul 31, 2003 20:34 UTC |
IMMELT JEFFREY RChairman and CEO
|
Exercise / conversionCommon Stock | 96,000 | $8.05 | $772,992.00 |
DisclosureSEC source: 0001231205-03-000063 · edgar.xml · nonDerivative · entry 2 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 13:36 UTC |
KRENICKI JOHNSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $8.51 | $0.00 |
DisclosureSEC source: 0001231205-03-000040 · edgar.xml · derivative · entry 4 KRENICKI JOHN · CIK 0001233166 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2004-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 13:36 UTC |
KRENICKI JOHNSenior Vice President
|
SaleCommon Stock | 7,167 | $28.61 | $205,047.87 |
DisclosureSEC source: 0001231205-03-000040 · edgar.xml · nonDerivative · entry 2 KRENICKI JOHN · CIK 0001233166 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.