Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAWAIIAN ELECTRIC INDUSTRIES INCHE · Entity 4541 | Pres & CEO, Amer Savings Bank | February 19, 2021 | February 24, 2021 |
| Trinity Merger Corp.TMCX · Entity 153732 | Director | May 15, 2018 | May 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAWAIIAN ELECTRIC INDUSTRIES INC
Report date February 19, 2021 · Filed February 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,349 |
Last balance in matching sequence
After 2021-02-19 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-02-19 · Grant · Acquired 14,670 · Balance 33,012 F1: Shares awarded under the 2018-2020 Company's Long-Term Incentive Plan for 2018-2020 performance period. F3: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Row 2 · 2021-02-19 · Tax withholding · Disposed 8,725 · Balance 24,287 F2: Closing stock price on February 19, 2021. F3: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Row 3 · 2021-02-19 · Gift · Disposed 9,938 · Balance 14,349 F4: Transfer of shares to trust account. F3: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Richard Frederick Wacker Living Trust | 88,779 |
Reported balance
After 2021-02-19 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-02-19 · Gift · Acquired 9,938 · Balance 88,779 F4: Transfer of shares to trust account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares awarded under the 2018-2020 Company's Long-Term Incentive Plan for 2018-2020 performance period.
F2: Closing stock price on February 19, 2021.
F3: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.
F4: Transfer of shares to trust account.
Trinity Merger Corp.
Report date May 15, 2018 · Filed May 15, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date February 17, 2004 · Filed February 18, 2004
Section 16 reporting ended · disclosed 2004-02-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,418 |
Ending reported balance
After 2004-02-17 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2004-02-17 · Exercise / conversion · Acquired 6,000 · Balance 9,418 Row 2 · 2004-02-17 · Sale · Disposed 6,000 · Balance 3,418 Row 3 · 2004-02-17 · Exercise / conversion · Acquired 10,500 · Balance 13,918 Row 4 · 2004-02-17 · Sale · Disposed 10,500 · Balance 3,418 Row 5 · 2004-02-17 · Exercise / conversion · Acquired 7,000 · Balance 10,418 Row 6 · 2004-02-17 · Sale · Disposed 7,000 · Balance 3,418 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.08 · Expires 2007-12-12 | Direct | 0 |
Reported balance
After 2004-02-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-02-17 · Exercise / conversion · Disposed 6,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.42 · Expires 2008-09-11 | Direct | 0 |
Reported balance
After 2004-02-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-02-17 · Exercise / conversion · Disposed 10,500 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.05 · Expires 2012-09-13 | Direct | 0 |
Reported balance
After 2004-02-17 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-02-17 · Exercise / conversion · Disposed 7,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 12,518 |
Reported balance
Holding disclosure · report date 2004-02-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 12,518 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 24, 2021 01:54 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 9,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000032 · edgar.xml · nonDerivative · entry 4 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 88,779 F4 · kind: Transfer of shares to trust account. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:54 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 9,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000032 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,349 F4 · kind: Transfer of shares to trust account. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:54 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 8,725 | $35.02 | $305,549.50 |
DisclosureSEC source: 0000354707-21-000032 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,287 F2 · price: Closing stock price on February 19, 2021. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:54 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 14,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000032 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,012 F1 · shares: Shares awarded under the 2018-2020 Company's Long-Term Incentive Plan for 2018-2020 performance period. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:58 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 4,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-21-000019 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,611 F1 · shares: Grant of 4,224 restricted stock units on February 09, 2021. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years. F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 22:47 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | SaleCommon Stock | 40,000 | $46.39 | $1,855,760.00 |
DisclosureSEC source: 0000354707-20-000047 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 78,841 F1 · price: Average execution price on March 4, 2020. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:49 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 19,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 4 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 118,841 F4 · kind: Transfer of shares to trust account. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:49 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 19,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,801 F4 · kind: Transfer of shares to trust account. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:49 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 17,708 | $50.40 | $892,483.20 |
DisclosureSEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,784 F2 · price: Closing stock price on February 14, 2020. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:49 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 33,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-20-000035 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,149 F1 · shares: Shares awarded under the 2017-2019 Company's Long-Term Incentive Plan for 2017-2019 performance period. F3 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2017 (first RSU grants in 2017) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:42 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-20-000021 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,411 F1 · shares: Grant of 2,982 restricted stock units on February 11, 2020. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue in HE common stock with respect to outstanding RSUs when and as dividends are paid. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:48 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 3,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-19-000035 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 F1 · shares: Grant of 3,717 restricted stock units on February 14, 2019. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 08, 2019 Filed Feb 14, 2019 00:56 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 98,858 F3 · kind: Transfer of shares to trust account. Read SEC document |
| February 08, 2019 Filed Feb 14, 2019 00:56 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,408 F3 · kind: Transfer of shares to trust account. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 08, 2019 Filed Feb 14, 2019 00:56 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 1,304 | $37.98 | $49,525.92 |
DisclosureSEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465 F1 · price: Closing stock price on February 8, 2019. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:13 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 2,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 95,801 F3 · kind: Transfer of shares to trust account. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:13 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 2,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,951 F3 · kind: Transfer of shares to trust account. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:13 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 2,077 | $32.58 | $67,668.66 |
DisclosureSEC source: 0000354707-18-000018 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 F1 · price: Closing stock price on February 9, 2018. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 00:00 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-18-000013 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,024 F1 · shares: Grant of 3,986 restricted stock units on January 31, 2018. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2014 (first RSU grants in 2014) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:14 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 11,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard Frederick Wacker Living Trust Disclosed balance after: 93,253 F3 · kind: Transfer of shares to trust account. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:14 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GiftCommon Stock | 11,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,153 F3 · kind: Transfer of shares to trust account. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:14 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | Tax withholdingCommon Stock | 8,694 | $33.78 | $293,683.32 |
DisclosureSEC source: 0000354707-17-000015 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,732 F1 · price: Closing stock price on February 10, 2017. F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 01:55 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 15,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-17-000007 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,919 F3 · shares: Shares awarded under the Company's Long-Term Incentive Plan for 2014-2016 performance period. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 01:55 UTC | HAWAIIAN ELECTRIC INDUSTRIES INC HE · Entity 4541 | GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000354707-17-000007 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,433 F1 · shares: Grant of 3,943 restricted stock units on January 31, 2017. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years. F2 · balance_after: Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · derivative · entry 10 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2012-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,500 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · derivative · entry 9 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $24.08 | $0.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · derivative · entry 8 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2007-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 7,000 | $33.08 | $231,560.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 6 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 7,000 | $27.05 | $189,350.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 5 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 10,500 | $33.08 | $347,340.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 4 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,500 | $26.42 | $277,410.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 6,000 | $33.08 | $198,480.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 22:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,000 | $24.08 | $144,480.00 |
DisclosureSEC source: 0001231205-04-000035 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 3 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334 Underlying: Common Stock · 5,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Options (right to buy) · Derivative | 24,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000101 · edgar.xml · derivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000059 · edgar.xml · derivative · entry 4 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 3,750 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,180 | $28.28 | $33,370.40 |
DisclosureSEC source: 0001231205-03-000059 · edgar.xml · nonDerivative · entry 2 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000059 · edgar.xml · nonDerivative · entry 1 WACKER RICHARD F · CIK 0001233175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.