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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 1, 2017 21:43 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
SaleCommon Stock, $1.00 par value 100 $181.20 $18,120.00
Disclosure

SEC source: 0001209191-17-006745 · doc4.xml · nonDerivative · entry 4

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,673.653

Read SEC document
January 31, 2017 Filed Feb 1, 2017 21:43 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
SaleCommon Stock, $1.00 par value 16,605 $180.77 $3,001,636.04
Disclosure

SEC source: 0001209191-17-006745 · doc4.xml · nonDerivative · entry 3

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,773.653

F2 · price: Sale prices ranged from $180.16 to $181.13. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 21:43 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
SaleCommon Stock, $1.00 par value 23,155 $179.42 $4,154,470.10
Disclosure

SEC source: 0001209191-17-006745 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,378.653

F1 · price: Sale prices ranged from $179.02 to $179.91. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 21:43 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionCommon Stock, $1.00 par value 39,860 $71.01 $2,830,458.60
Disclosure

SEC source: 0001209191-17-006745 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,533.653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:28 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Tax withholdingCommon Stock, $1.00 par value 56,490 $175.49 $9,913,430.10
Disclosure

SEC source: 0001209191-17-001845 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,113.856

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:25 UTC
CASEY JOHN PATRICKExecutive Vice President
Tax withholdingCommon Stock, $1.00 par value 10,805 $175.49 $1,896,169.45
Disclosure

SEC source: 0001209191-17-001843 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,861.316

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:16 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock, $1.00 par value 8,363 $175.49 $1,467,622.87
Disclosure

SEC source: 0001209191-17-001829 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,673.653

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:13 UTC Tax withholdingCommon Stock, $1.00 par value 225 $175.49 $39,485.25
Disclosure

SEC source: 0001209191-17-001819 · doc4.xml · nonDerivative · entry 3

CHABRAJA NICHOLAS D · CIK 0001222180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,545

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:07 UTC
HELM ROBERT WSenior Vice President
Tax withholdingCommon Stock, $1.00 par value 6,795 $175.49 $1,192,454.55
Disclosure

SEC source: 0001209191-17-001812 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,152.012

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:05 UTC
Johnson S. DanielExecutive Vice President
Tax withholdingCommon Stock, $1.00 par value 3,916 $175.49 $687,218.84
Disclosure

SEC source: 0001209191-17-001806 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,443.928

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:02 UTC
Kuryea Kimberly AVice President and Controller
Tax withholdingCommon Stock, $1.00 par value 2,589 $175.49 $454,343.61
Disclosure

SEC source: 0001209191-17-001798 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,734.239

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:56 UTC Tax withholdingCommon Stock, $1.00 par value 70 $175.49 $12,284.30
Disclosure

SEC source: 0001209191-17-001788 · doc4.xml · nonDerivative · entry 1

Mattis James N · CIK 0001583058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:54 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock, $1.00 par value 2,253 $175.49 $395,378.97
Disclosure

SEC source: 0001209191-17-001784 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,090.316

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:49 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock, $1.00 par value 12,057 $175.49 $2,115,882.93
Disclosure

SEC source: 0001209191-17-001777 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,016.144

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:46 UTC
Marzilli ChristopherVice President
Tax withholdingCommon Stock, $1.00 par value 3,368 $175.49 $591,050.32
Disclosure

SEC source: 0001209191-17-001772 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,347.512

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:39 UTC
Whited Gary LVice President
Tax withholdingCommon Stock, $1.00 par value 3,659 $175.49 $642,117.91
Disclosure

SEC source: 0001209191-17-001767 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,001.512

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:35 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock, $1.00 par value 2,241 $175.49 $393,273.09
Disclosure

SEC source: 0001209191-17-001762 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,196.353

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:31 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock, $1.00 par value 1,404 $175.49 $246,387.96
Disclosure

SEC source: 0001209191-17-001756 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,777.041

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:25 UTC Tax withholdingCommon Stock, $1.00 par value 277 $175.49 $48,610.73
Disclosure

SEC source: 0001209191-17-001739 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,442

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:27 UTC
Geiger Jeffrey SVice President
Tax withholdingCommon Stock, $1.00 par value 3,049 $175.49 $535,069.01
Disclosure

SEC source: 0001209191-17-001745 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,919.602

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:20 UTC Tax withholdingCommon Stock, $1.00 par value 225 $175.49 $39,485.25
Disclosure

SEC source: 0001209191-17-001736 · doc4.xml · nonDerivative · entry 1

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,466

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:18 UTC
Barra Mary TDirector
Tax withholdingCommon Stock, $1.00 par value 225 $175.49 $39,485.25
Disclosure

SEC source: 0001209191-17-001731 · doc4.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,911

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:05 UTC GrantCommon Stock, $1.00 par value 100 $174.60 $17,460.00
Disclosure

SEC source: 0001209191-16-155871 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 20:58 UTC
KEANE JOHN MDirector
GrantCommon Stock, $1.00 par value 100 $174.60 $17,460.00
Disclosure

SEC source: 0001209191-16-155865 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,815.189

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 20:46 UTC GrantCommon Stock, $1.00 par value 50 $174.60 $8,730.00
Disclosure

SEC source: 0001209191-16-155858 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 20:51 UTC GrantCommon Stock, $1.00 par value 100 $174.60 $17,460.00
Disclosure

SEC source: 0001209191-16-155860 · doc4.xml · nonDerivative · entry 1

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,691

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 20:40 UTC
Barra Mary TDirector
GrantCommon Stock, $1.00 par value 100 $174.60 $17,460.00
Disclosure

SEC source: 0001209191-16-155855 · doc4.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:09 UTC GrantCommon Stock 100 $174.60 $17,460.00
Disclosure

SEC source: 0000913849-16-000707 · form4_121916.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,686

F1 · shares: Reflects stock received in lieu of director fees in accordance with the Issuer's outside directors' compensation program.

F2 · balance_after: Includes 2,480 shares of restricted stock.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 20:22 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionStock Options · Derivative 69,895 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · derivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,895

Underlying: Common Stock · 69,895 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 20:22 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock, $1.00 par value 69,895 $178.51 $12,476,606.98
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,666.786

F1 · price: Sale prices ranged from $178.27 to $178.75. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 20:22 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionCommon Stock, $1.00 par value 69,895 $67.70 $4,731,891.50
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,561.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:13 UTC
Gilliland Marguerite AmySenior Vice President
Exercise / conversionStock Options · Derivative 6,115 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-16-150154 · doc4.xml · derivative · entry 5

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,115

Underlying: Common Stock · 6,115 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:13 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock, $1.00 par value 4,624 $169.75 $784,924.00
Disclosure

SEC source: 0001209191-16-150154 · doc4.xml · nonDerivative · entry 3

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,181.584

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:13 UTC
Gilliland Marguerite AmySenior Vice President
Exercise / conversionCommon Stock, $1.00 par value 6,115 $71.01 $434,226.15
Disclosure

SEC source: 0001209191-16-150154 · doc4.xml · nonDerivative · entry 2

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,805.584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:09 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 38,900 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-16-150149 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,900 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:09 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock, $1.00 par value 29,059 $170.23 $4,946,713.57
Disclosure

SEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,074.222

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:09 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock, $1.00 par value 38,900 $71.01 $2,762,289.00
Disclosure

SEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,133.222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Jan 5, 2017 19:13 UTC GiftCommon Stock, $1.00 par value 2,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001819 · doc4.xml · nonDerivative · entry 2

CHABRAJA NICHOLAS D · CIK 0001222180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,770

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
Exercise / conversionStock Options · Derivative 6,715 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · derivative · entry 7

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,715 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
Exercise / conversionStock Options · Derivative 7,405 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · derivative · entry 6

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,405

Underlying: Common Stock · 7,405 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
SaleCommon Stock, $1.00 par value 10,259 $167.96 $1,723,060.60
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · nonDerivative · entry 4

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,661.554

F2 · price: Sale prices ranged from $167.94 to $168.03. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
Exercise / conversionCommon Stock, $1.00 par value 6,715 $74.81 $502,349.15
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · nonDerivative · entry 3

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,920.554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:59 UTC
Whited Gary LVice President
Exercise / conversionCommon Stock, $1.00 par value 7,405 $71.01 $525,829.05
Disclosure

SEC source: 0001209191-16-150128 · doc4.xml · nonDerivative · entry 2

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,205.554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:46 UTC GrantPhantom Stock Units · Derivative 13.4466 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-16-000673 · form4_111516.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926.473

Underlying: Common Stock · 13.4466 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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November 10, 2016 Filed Nov 15, 2016 21:20 UTC
Geiger Jeffrey SVice President
GrantCommon Stock, $1.00 par value 33.707 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150173 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969.088

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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November 10, 2016 Filed Nov 15, 2016 21:18 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock, $1.00 par value 89.967 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150162 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,037.243

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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November 10, 2016 Filed Nov 15, 2016 21:15 UTC
CASEY JOHN PATRICKExecutive Vice President
GrantCommon Stock, $1.00 par value 113.568 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150158 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,666.786

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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November 10, 2016 Filed Nov 15, 2016 21:13 UTC
Gilliland Marguerite AmySenior Vice President
GrantCommon Stock, $1.00 par value 16.883 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150154 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,690.584

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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November 10, 2016 Filed Nov 15, 2016 21:09 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock, $1.00 par value 108.028 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,233.222

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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November 10, 2016 Filed Nov 15, 2016 21:06 UTC
Burns Mark LagrandVice President
GrantCommon Stock, $1.00 par value 25.439 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150142 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,437.92

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.