Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Executive Vice President | September 14, 2018 | September 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date September 14, 2018 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,363 |
Ending reported balance
After 2018-09-14 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-09-14 · Exercise / conversion · Acquired 32,970 · Balance 99,333 Row 2 · 2018-09-14 · Sale · Disposed 32,970 · Balance 66,363 F1: Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Row 3 · 2018-09-14 · Exercise / conversion · Acquired 44,840 · Balance 111,203 Row 4 · 2018-09-14 · Sale · Disposed 44,740 · Balance 66,463 F2: Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Row 5 · 2018-09-14 · Sale · Disposed 100 · Balance 66,363 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $135.85 · Expires 2026-03-01 | Direct | 32,970 |
Reported balance
After 2018-09-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-09-14 · Exercise / conversion · Disposed 32,970 · Balance 32,970 F3: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $136.78 · Expires 2025-03-03 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-09-14 · Exercise / conversion · Disposed 44,840 · Balance 0 F4: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019.
F4: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 44,840 | $0.00 Strike: $136.78 | $0.00 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · derivative · entry 7 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,840 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 32,970 | $0.00 Strike: $135.85 | $0.00 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · derivative · entry 6 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,970 Underlying: Common Stock · 32,970 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 100 | $200.47 | $20,046.50 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 5 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,363 Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 44,740 | $199.85 | $8,941,378.48 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 4 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,463 F2 · price: Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 44,840 | $136.78 | $6,133,215.20 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 3 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 32,970 | $199.85 | $6,589,120.44 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 2 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,363 F1 · price: Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 17:24 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 32,970 | $135.85 | $4,478,974.50 |
DisclosureSEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 19:59 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 3,933 | $228.79 | $899,842.87 |
DisclosureSEC source: 0001209191-18-018827 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,363 F1 · price: Sale prices ranged from $228.74 to $228.80. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 41,530 | $0.00 Strike: $223.93 | $0.00 |
DisclosureSEC source: 0001209191-18-017956 · doc4.xml · derivative · entry 4 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,530 Underlying: Common Stock · 41,530 shares Expires 2028-03-06 F4 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 3 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,296 F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 3,232 | $223.93 | $723,741.76 |
DisclosureSEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 2 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,811 F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:23 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,043 F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:36 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 3,522 | $214.32 | $754,828.00 |
DisclosureSEC source: 0001209191-18-010429 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,878 F1 · price: Sale prices ranged from $214.31 to $214.36. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 15:39 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 2,967 | $201.99 | $599,304.33 |
DisclosureSEC source: 0001209191-18-002305 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,400 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units. F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:17 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 18.279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060662 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,367.892 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 19:01 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 18.306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048904 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,349.613 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:34 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 18.574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030855 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,331.307 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:27 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 47,140 | $0.00 Strike: $191.71 | $0.00 |
DisclosureSEC source: 0001209191-17-017304 · doc4.xml · derivative · entry 2 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,140 Underlying: Common Stock · 47,140 shares Expires 2027-02-28 F2 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:27 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017304 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,312.733 F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:04 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock, $1.00 par value | 5,219 | $189.31 | $988,019.33 |
DisclosureSEC source: 0001209191-17-013162 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,242.733 F1 · price: Sale prices ranged from $189.28 to $189.32. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:26 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 17.805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010417 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,461.733 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:05 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock, $1.00 par value | 3,916 | $175.49 | $687,218.84 |
DisclosureSEC source: 0001209191-17-001806 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,443.928 F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 20:42 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 42.008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150108 · doc4.xml · nonDerivative · entry 1 Johnson S. Daniel · CIK 0001430168 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,360.725 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.