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CASEY JOHN PATRICK

Disclosed activity across 1 company

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158321
SEC CIK
0001265705

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL DYNAMICS CORPGD · Entity 2916Executive Vice PresidentApril 15, 2019April 17, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL DYNAMICS CORP

Report date April 15, 2019 · Filed April 17, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect102,663 Ending reported balance After 2019-04-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-04-15 · Exercise / conversion · Acquired 45,470 · Balance 148,133

Row 2 · 2019-04-15 · Sale · Disposed 30,478 · Balance 117,655

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Sale prices ranged from $171.68 to $172.66. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Row 3 · 2019-04-15 · Sale · Disposed 12,792 · Balance 104,863

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: Sale prices ranged from $172.68 to $173.63. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Row 4 · 2019-04-15 · Sale · Disposed 2,200 · Balance 102,663

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4: Sale prices ranged from $173.75 to $174.46. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $112.40 · Expires 2021-03-04Direct0 Reported balance After 2019-04-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-04-15 · Exercise / conversion · Disposed 45,470 · Balance 0

F5: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.

Filing footnotes · ownership attribution and instrument terms

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Sale prices ranged from $171.68 to $172.66. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F3: Sale prices ranged from $172.68 to $173.63. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F4: Sale prices ranged from $173.75 to $174.46. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F5: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2019 Filed Apr 17, 2019 21:02 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 45,470 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-19-025032 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,470 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:02 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 2,200 $174.12 $383,072.58
Disclosure

SEC source: 0001209191-19-025032 · doc4.xml · nonDerivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,663

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Sale prices ranged from $173.75 to $174.46. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:02 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 12,792 $172.89 $2,211,611.44
Disclosure

SEC source: 0001209191-19-025032 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,863

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Sale prices ranged from $172.68 to $173.63. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:02 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 30,478 $172.16 $5,247,199.15
Disclosure

SEC source: 0001209191-19-025032 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,655

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Sale prices ranged from $171.68 to $172.66. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:02 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 45,470 $112.40 $5,110,828.00
Disclosure

SEC source: 0001209191-19-025032 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 30,610 $0.00 Strike: $167.61 $0.00
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · derivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610

Underlying: Common Stock · 30,610 shares

Expires 2029-03-05

F4 · derivative.exercise_date: Fifty percent become exercisable on 03/06/2021 and the remaining fifty percent become exercisable on 03/06/2022.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,663

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 4,324 $167.57 $724,572.68
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,133

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 9,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,457

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:04 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 2,184 $155.64 $339,917.76
Disclosure

SEC source: 0001209191-19-001699 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,871

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 22,500 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,470

Underlying: Common Stock · 22,500 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 109 $194.20 $21,167.80
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 14,291 $193.47 $2,764,851.19
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,164

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 8,100 $192.93 $1,562,733.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,455

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 22,500 $112.40 $2,529,000.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 22,500 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,970

Underlying: Common Stock · 22,500 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 2,474 $193.22 $478,031.23
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Sale prices ranged from $192.83 to $193.69. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 10,814 $192.20 $2,078,439.99
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,529

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Sale prices ranged from $191.82 to $192.77. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 9,212 $191.40 $1,763,213.65
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,343

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Sale prices ranged from $190.81 to $191.80. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 22,500 $112.40 $2,529,000.00
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:04 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 4,133 $225.27 $931,045.04
Disclosure

SEC source: 0001209191-18-018833 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · price: Sale prices ranged from $225.20 to $225.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:19 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 42,880 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-018009 · doc4.xml · derivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,880

Underlying: Common Stock · 42,880 shares

Expires 2028-03-06

F4 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:19 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018009 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,188

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:19 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 3,397 $223.93 $760,690.21
Disclosure

SEC source: 0001209191-18-018009 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,593

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:19 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018009 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,990

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:32 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 9,304 $215.29 $2,003,048.86
Disclosure

SEC source: 0001209191-18-010417 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,460

F1 · price: Sale prices ranged from $215.28 to $215.34. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 7,716 $201.99 $1,558,554.84
Disclosure

SEC source: 0001209191-18-002289 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,764

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:00 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 47.939 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060588 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,480.676

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 34,945 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · derivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,945 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 34,945 $201.38 $7,037,259.05
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,432.737

F1 · price: Sale prices ranged from $201.00 to $201.97. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 34,945 $67.70 $2,365,776.50
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,377.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 18:57 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 48.012 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048902 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,432.737

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
May 05, 2017 Filed May 9, 2017 18:23 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 48.713 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030840 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,384.725

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:07 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 34,950 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

Underlying: Common Stock · 34,950 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:07 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 48,650 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · derivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,650

Underlying: Common Stock · 48,650 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:07 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock, $1.00 par value 46,722 $192.22 $8,980,669.23
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,336.012

F2 · price: Sale prices ranged from $192.03 to $192.61. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:07 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock, $1.00 par value 34,950 $67.70 $2,366,115.00
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,058.012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:07 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock, $1.00 par value 4,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,108.012

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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February 10, 2017 Filed Feb 14, 2017 21:00 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock, $1.00 par value 46.696 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010445 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,908.012

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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January 03, 2017 Filed Jan 5, 2017 19:25 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock, $1.00 par value 10,805 $175.49 $1,896,169.45
Disclosure

SEC source: 0001209191-17-001843 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,861.316

F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.

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December 05, 2016 Filed Dec 7, 2016 20:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 69,895 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · derivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,895

Underlying: Common Stock · 69,895 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

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December 05, 2016 Filed Dec 7, 2016 20:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock, $1.00 par value 69,895 $178.51 $12,476,606.98
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,666.786

F1 · price: Sale prices ranged from $178.27 to $178.75. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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December 05, 2016 Filed Dec 7, 2016 20:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock, $1.00 par value 69,895 $67.70 $4,731,891.50
Disclosure

SEC source: 0001209191-16-153855 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,561.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:15 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock, $1.00 par value 113.568 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150158 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,666.786

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.