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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
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1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 9, 2017 17:46 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock 48.713 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030818 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,072.725

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 19:15 UTC
Burns Mark LagrandVice President
Exercise / conversionStock Options · Derivative 28,520 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-023811 · doc4.xml · derivative · entry 5

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,520 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 19:15 UTC
Burns Mark LagrandVice President
SaleCommon Stock 2,755 $188.31 $518,783.03
Disclosure

SEC source: 0001209191-17-023811 · doc4.xml · nonDerivative · entry 3

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,377.943

F2 · price: Sale prices ranged from $188.24 to $188.40. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 19:15 UTC
Burns Mark LagrandVice President
SaleCommon Stock 16,320 $187.82 $3,065,189.76
Disclosure

SEC source: 0001209191-17-023811 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,132.943

F1 · price: Sale prices ranged from $187.24 to $188.23. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 19:15 UTC
Burns Mark LagrandVice President
Exercise / conversionCommon Stock 28,520 $67.70 $1,930,804.00
Disclosure

SEC source: 0001209191-17-023811 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,452.943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:09 UTC
Barra Mary TDirector
Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-17-022936 · doc4.xml · derivative · entry 5

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:09 UTC
Barra Mary TDirector
Exercise / conversionStock Options · Derivative 5,280 $0.00 Strike: $74.30 $0.00
Disclosure

SEC source: 0001209191-17-022936 · doc4.xml · derivative · entry 4

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,280 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/15/2012 and the remaining fifty percent became exercisable on 03/15/2013.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:09 UTC
Barra Mary TDirector
SaleCommon Stock 9,860 $188.07 $1,854,340.62
Disclosure

SEC source: 0001209191-17-022936 · doc4.xml · nonDerivative · entry 3

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

F1 · price: Sale prices ranged from $188.00 to $188.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:09 UTC
Barra Mary TDirector
Exercise / conversionCommon Stock 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0001209191-17-022936 · doc4.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:09 UTC
Barra Mary TDirector
Exercise / conversionCommon Stock 5,280 $74.30 $392,304.00
Disclosure

SEC source: 0001209191-17-022936 · doc4.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:04 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionStock Options · Derivative 21,500 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-17-022933 · doc4.xml · derivative · entry 4

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,500 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:04 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 15,853 $190.24 $3,015,874.72
Disclosure

SEC source: 0001209191-17-022933 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,024.012

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:04 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionCommon Stock 21,500 $71.01 $1,526,715.00
Disclosure

SEC source: 0001209191-17-022933 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,877.012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:06 UTC
Barra Mary TDirector
GrantCommon Stock, $1.00 par value 55 $190.87 $10,497.85
Disclosure

SEC source: 0001209191-17-021336 · doc4.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:11 UTC
Wall Peter ADirector
GrantCommon Stock, $1.00 par value 77 $190.87 $14,696.99
Disclosure

SEC source: 0001209191-17-021347 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:04 UTC GrantCommon Stock, $1.00 par value 55 $190.87 $10,497.85
Disclosure

SEC source: 0001209191-17-021330 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 20:00 UTC GrantCommon Stock, $1.00 par value 111 $190.87 $21,186.57
Disclosure

SEC source: 0001209191-17-021326 · doc4.xml · nonDerivative · entry 1

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,511

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 19:55 UTC
KEANE JOHN MDirector
GrantCommon Stock, $1.00 par value 111 $190.87 $21,186.57
Disclosure

SEC source: 0001209191-17-021324 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,316.189

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 19:52 UTC GrantCommon Stock, $1.00 par value 55 $190.87 $10,497.85
Disclosure

SEC source: 0001209191-17-021322 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,887

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 19:44 UTC GrantCommon Stock, $1.00 par value 111 $190.87 $21,186.57
Disclosure

SEC source: 0001209191-17-021320 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionStock Options · Derivative 6,900 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · derivative · entry 9

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · derivative · entry 8

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionStock Options · Derivative 5,210 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · derivative · entry 7

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,210 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC SaleCommon Stock, $1.00 par value 10,146 $191.19 $1,939,763.01
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · nonDerivative · entry 5

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,400

F2 · price: Sale prices ranged from $191.043 to $191.247. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionCommon Stock, $1.00 par value 6,900 $67.70 $467,130.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · nonDerivative · entry 4

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionCommon Stock, $1.00 par value 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · nonDerivative · entry 3

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionCommon Stock, $1.00 par value 5,210 $74.81 $389,760.10
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · nonDerivative · entry 2

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:01 UTC
Burns Mark LagrandVice President
GrantStock Options · Derivative 31,590 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017270 · doc4.xml · derivative · entry 3

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,590

Underlying: Common Stock · 31,590 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:01 UTC
Burns Mark LagrandVice President
GrantCommon Stock, $1.00 par value 2,725 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017270 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,932.943

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:34 UTC
Marzilli ChristopherVice President
GrantStock Options · Derivative 18,350 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017323 · doc4.xml · derivative · entry 3

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Underlying: Common Stock · 18,350 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:34 UTC
Marzilli ChristopherVice President
GrantCommon Stock, $1.00 par value 1,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017323 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,949.561

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:04 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantStock Options · Derivative 33,200 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017276 · doc4.xml · derivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200

Underlying: Common Stock · 33,200 shares

Expires 2027-02-28

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:04 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock, $1.00 par value 2,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017276 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,571.699

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC GrantStock Options · Derivative 2,270 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · derivative · entry 6

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC GrantCommon Stock, $1.00 par value 390 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017246 · doc4.xml · nonDerivative · entry 1

FRICKS WILLIAM P · CIK 0001235418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,856

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:25 UTC
KEANE JOHN MDirector
GrantStock Options · Derivative 2,270 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017221 · doc4.xml · derivative · entry 2

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires 2027-02-28

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:25 UTC
KEANE JOHN MDirector
GrantCommon Stock, $1.00 par value 390 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017221 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205.189

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:07 UTC GrantStock Options · Derivative 2,270 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0000913849-17-000122 · form4_030317.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires 2027-02-28

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 1, 2019 and the remaining half becomes exercisable on March 1, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:07 UTC GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0000913849-17-000122 · form4_030317.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,076

F1 · shares: Reflects shares of restricted stock that vest in full three years after the grant date, subject to continued service conditions.

F2 · balance_after: Includes 1,970 shares of restricted stock.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:38 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantStock Options · Derivative 211,620 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017336 · doc4.xml · derivative · entry 3

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,620

Underlying: Common Stock · 211,620 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:38 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantCommon Stock, $1.00 par value 18,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017336 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,612.235

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:45 UTC
Whited Gary LVice President
GrantStock Options · Derivative 16,840 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017353 · doc4.xml · derivative · entry 3

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,840

Underlying: Common Stock · 16,840 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:45 UTC
Whited Gary LVice President
GrantCommon Stock, $1.00 par value 1,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017353 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,473.561

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:41 UTC
Roualet Mark C.Executive Vice President
GrantStock Options · Derivative 48,650 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017344 · doc4.xml · derivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,650

Underlying: Common Stock · 48,650 shares

Expires 2027-02-28

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:41 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock, $1.00 par value 4,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017344 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,255.282

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 01, 2017 Filed Mar 3, 2017 20:30 UTC
Kuryea Kimberly AVice President and Controller
GrantStock Options · Derivative 21,920 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017314 · doc4.xml · derivative · entry 3

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,920

Underlying: Common Stock · 21,920 shares

Expires 2027-02-28

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

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March 01, 2017 Filed Mar 3, 2017 20:30 UTC
Kuryea Kimberly AVice President and Controller
GrantCommon Stock, $1.00 par value 1,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017314 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,636.837

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 01, 2017 Filed Mar 3, 2017 20:27 UTC
Johnson S. DanielExecutive Vice President
GrantStock Options · Derivative 47,140 $0.00 Strike: $191.71 $0.00
Disclosure

SEC source: 0001209191-17-017304 · doc4.xml · derivative · entry 2

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,140

Underlying: Common Stock · 47,140 shares

Expires 2027-02-28

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020.

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March 01, 2017 Filed Mar 3, 2017 20:27 UTC
Johnson S. DanielExecutive Vice President
GrantCommon Stock, $1.00 par value 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017304 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,312.733

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 01, 2017 Filed Mar 3, 2017 20:07 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionStock Options · Derivative 34,950 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-017282 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

Underlying: Common Stock · 34,950 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.