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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2018 Filed Jan 5, 2018 15:43 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 2,111 $201.99 $426,400.89
Disclosure

SEC source: 0001209191-18-002307 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,162

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:56 UTC
HELM ROBERT WSenior Vice President
Tax withholdingCommon Stock 6,005 $201.99 $1,212,949.95
Disclosure

SEC source: 0001209191-18-002297 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,905

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 15:39 UTC
Johnson S. DanielExecutive Vice President
Tax withholdingCommon Stock 2,967 $201.99 $599,304.33
Disclosure

SEC source: 0001209191-18-002305 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,400

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:52 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock 1,379 $201.99 $278,544.21
Disclosure

SEC source: 0001209191-18-002295 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,841

F1 · kind: Represents withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:48 UTC
Geiger Jeffrey SVice President
Tax withholdingCommon Stock 2,607 $201.99 $526,587.93
Disclosure

SEC source: 0001209191-18-002293 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,121

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:44 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 6,295 $201.99 $1,271,527.05
Disclosure

SEC source: 0001209191-18-002291 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,394

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:41 UTC
CASEY JOHN PATRICKExecutive Vice President
Tax withholdingCommon Stock 7,716 $201.99 $1,558,554.84
Disclosure

SEC source: 0001209191-18-002289 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,764

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:32 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 7,716 $201.99 $1,558,554.84
Disclosure

SEC source: 0001209191-18-002284 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,452

F1 · kind: Represents withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 14:37 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 1,956 $201.99 $395,092.44
Disclosure

SEC source: 0001209191-18-002287 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,457.317

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

Read SEC document
December 19, 2017 Filed Jan 5, 2018 16:06 UTC GiftCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002322 · doc4.xml · nonDerivative · entry 1

CHABRAJA NICHOLAS D · CIK 0001222180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,391

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:55 UTC GrantCommon Stock 107 $198.11 $21,197.77
Disclosure

SEC source: 0001209191-17-066669 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:28 UTC
KEANE JOHN MDirector
GrantCommon Stock 107 $198.11 $21,197.77
Disclosure

SEC source: 0001209191-17-066644 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,635.189

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:42 UTC GrantCommon Stock 53 $198.11 $10,499.83
Disclosure

SEC source: 0001209191-17-066657 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:11 UTC GrantCommon Stock 107 $198.11 $21,197.77
Disclosure

SEC source: 0001209191-17-066624 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:18 UTC GrantCommon Stock 53 $198.11 $10,499.83
Disclosure

SEC source: 0001209191-17-066636 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:06 UTC
Wall Peter ADirector
GrantCommon Stock 75 $198.11 $14,858.25
Disclosure

SEC source: 0001209191-17-066622 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:13 UTC
Geiger Jeffrey SVice President
Exercise / conversionStock Options · Derivative 29,410 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-17-064988 · doc4.xml · derivative · entry 5

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,410 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:13 UTC
Geiger Jeffrey SVice President
Tax withholdingCommon Stock 20,018 $199.64 $3,996,393.52
Disclosure

SEC source: 0001209191-17-064988 · doc4.xml · nonDerivative · entry 2

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,728.897

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:13 UTC
Geiger Jeffrey SVice President
Exercise / conversionCommon Stock 29,410 $74.81 $2,200,162.10
Disclosure

SEC source: 0001209191-17-064988 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,746.897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:27 UTC GrantPhantom Stock Units · Derivative 12.449 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-17-000340 · form4_111317.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976.167

Underlying: Common Stock · 12.449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 23:57 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 12.933 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060731 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,273.865

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:17 UTC
Johnson S. DanielExecutive Vice President
GrantCommon Stock 18.279 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060662 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,367.892

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:16 UTC
Whited Gary LVice President
GrantCommon Stock 17.503 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060659 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,526.378

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:16 UTC
HELM ROBERT WSenior Vice President
GrantCommon Stock 37.247 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060661 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,910.694

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:15 UTC
Marzilli ChristopherVice President
GrantCommon Stock 17.503 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060660 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,002.378

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:13 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantCommon Stock 247.802 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060657 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,360.021

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:01 UTC
Moss William AVice President and Controller
GrantCommon Stock 5.647 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060648 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989.124

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:58 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock 40.179 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060644 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,680.529

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:56 UTC
Geiger Jeffrey SVice President
GrantCommon Stock 15.606 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060641 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,336.897

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:52 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock 47.939 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060640 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,168.676

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:15 UTC
Burns Mark LagrandVice President
GrantCommon Stock 11.898 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060598 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,413.847

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:00 UTC
CASEY JOHN PATRICKExecutive Vice President
GrantCommon Stock 47.939 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060588 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,480.676

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:57 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock 39.058 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060585 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,689.564

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:52 UTC
Gilliland Marguerite AmySenior Vice President
GrantCommon Stock 8.363 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060583 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,220.424

F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 20:46 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionStock Options · Derivative 78,370 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-059588 · doc4.xml · derivative · entry 4

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,370 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 20:46 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
SaleCommon Stock 7,055 $203.46 $1,435,417.36
Disclosure

SEC source: 0001209191-17-059588 · doc4.xml · nonDerivative · entry 3

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,650.506

F2 · price: Sale prices ranged from $203.345 to $203.84. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 20:46 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
SaleCommon Stock 71,315 $202.87 $14,467,959.31
Disclosure

SEC source: 0001209191-17-059588 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,705.506

F1 · price: Sale prices ranged from $202.34 to $203.340. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 20:46 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionCommon Stock 78,370 $67.70 $5,305,649.00
Disclosure

SEC source: 0001209191-17-059588 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,020.506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:38 UTC OtherCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See ftn

Disclosed balance after: 7,291,752

F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares.

F6 · ownership.nature: Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

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November 02, 2017 Filed Nov 6, 2017 21:38 UTC OtherCommon Stock 408,102 $0.00 $0.00
Disclosure

SEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 5

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See ftn

Disclosed balance after: 7,297,010

F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares.

F6 · ownership.nature: Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 21:38 UTC OtherCommon Stock 2,908 $0.00 $0.00
Disclosure

SEC source: 0000913849-17-000323 · form4_110317.xml · nonDerivative · entry 4

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See ftn

Disclosed balance after: 301,892

F4 · kind: Represents a distribution of shares by the partnership which held such shares to the estate of a partner. The Reporting Person has no pecuniary interest in the distributed shares.

F5 · ownership.nature: Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionStock Options · Derivative 34,945 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · derivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,945 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 34,945 $201.38 $7,037,259.05
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,432.737

F1 · price: Sale prices ranged from $201.00 to $201.97. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:30 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionCommon Stock 34,945 $67.70 $2,365,776.50
Disclosure

SEC source: 0001209191-17-059069 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,377.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:26 UTC Exercise / conversionStock Options · Derivative 2,605 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0000913849-17-000319 · form4_103017.xml · derivative · entry 7

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,605 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:26 UTC Exercise / conversionStock Options · Derivative 2,605 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0000913849-17-000319 · form4_103017.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,605 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:26 UTC Exercise / conversionCommon Stock 5,210 $74.81 $389,760.10
Disclosure

SEC source: 0000913849-17-000319 · form4_103017.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,970 shares of restricted stock.

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September 18, 2017 Filed Sep 20, 2017 19:48 UTC
Wall Peter ADirector
GrantCommon Stock 75 $198.16 $14,862.00
Disclosure

SEC source: 0001209191-17-053448 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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September 18, 2017 Filed Sep 20, 2017 19:46 UTC GrantCommon Stock 107 $198.16 $21,203.12
Disclosure

SEC source: 0001209191-17-053446 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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September 18, 2017 Filed Sep 20, 2017 19:42 UTC GrantCommon Stock 107 $198.16 $21,203.12
Disclosure

SEC source: 0001209191-17-053444 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.