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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
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1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 8, 2018 20:37 UTC
Moss William AVice President and Controller
GrantCommon Stock 735 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017965 · doc4.xml · nonDerivative · entry 3

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:37 UTC
Moss William AVice President and Controller
Tax withholdingCommon Stock 404 $223.93 $90,467.72
Disclosure

SEC source: 0001209191-18-017965 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:29 UTC
Kuryea Kimberly ASenior Vice President
GrantStock Options · Derivative 28,300 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-017961 · doc4.xml · derivative · entry 5

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

Underlying: Common Stock · 28,300 shares

Expires 2028-03-06

F4 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:29 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 2,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017961 · doc4.xml · nonDerivative · entry 3

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,641

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:29 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 912 $223.93 $204,224.16
Disclosure

SEC source: 0001209191-18-017961 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,271

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:33 UTC
Marzilli ChristopherVice President
GrantStock Options · Derivative 18,140 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-017963 · doc4.xml · derivative · entry 5

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,140

Underlying: Common Stock · 18,140 shares

Expires 2028-03-06

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:33 UTC
Marzilli ChristopherVice President
GrantCommon Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017963 · doc4.xml · nonDerivative · entry 3

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,241

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:33 UTC
Marzilli ChristopherVice President
Tax withholdingCommon Stock 1,280 $223.93 $286,630.40
Disclosure

SEC source: 0001209191-18-017963 · doc4.xml · nonDerivative · entry 2

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,716

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:23 UTC
Johnson S. DanielExecutive Vice President
GrantStock Options · Derivative 41,530 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-017956 · doc4.xml · derivative · entry 4

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,530

Underlying: Common Stock · 41,530 shares

Expires 2028-03-06

F4 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:23 UTC
Johnson S. DanielExecutive Vice President
GrantCommon Stock 3,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 3

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,296

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:23 UTC
Johnson S. DanielExecutive Vice President
Tax withholdingCommon Stock 3,232 $223.93 $723,741.76
Disclosure

SEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 2

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,811

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:04 UTC GrantStock Options · Derivative 1,990 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0000913849-18-000165 · form4_030818.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2028-03-06

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 7, 2020 and the remaining half becomes exercisable on March 7, 2021.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:04 UTC GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0000913849-18-000165 · form4_030818.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,621

F1 · shares: Reflects shares of restricted stock that vest in full three years after the grant date, subject to continued service conditions.

F2 · balance_after: Includes 1,765 shares of restricted stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:19 UTC
CASEY JOHN PATRICKExecutive Vice President
GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018009 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,990

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:13 UTC
Aiken Jason WSenior Vice President and CFO
GrantCommon Stock 7,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018004 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,243

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:03 UTC
Gilliland Marguerite AmySenior Vice President
GrantCommon Stock 4,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017989 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,438

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:07 UTC
HELM ROBERT WSenior Vice President
GrantCommon Stock 5,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017997 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,620

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:59 UTC
Whited Gary LVice President
Exercise / conversionStock Options · Derivative 7,405 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-18-017984 · doc4.xml · derivative · entry 7

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,405 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:59 UTC
Whited Gary LVice President
GrantCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017984 · doc4.xml · nonDerivative · entry 3

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,105

F2 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:59 UTC
Whited Gary LVice President
SaleCommon Stock 5,977 $224.52 $1,341,944.09
Disclosure

SEC source: 0001209191-18-017984 · doc4.xml · nonDerivative · entry 2

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,204

F1 · price: Sale prices ranged from $224.473 to $224.545. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:59 UTC
Whited Gary LVice President
Exercise / conversionCommon Stock 7,405 $71.01 $525,829.05
Disclosure

SEC source: 0001209191-18-017984 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:55 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GrantCommon Stock 39,736 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017980 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,376

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:51 UTC
Geiger Jeffrey SVice President
GrantCommon Stock 2,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017976 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,641

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:48 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
GrantCommon Stock 6,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017973 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,505

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:45 UTC
Burns Mark LagrandVice President
GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017970 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,571.317

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:40 UTC
Roualet Mark C.Executive Vice President
GrantCommon Stock 7,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017967 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,280

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:37 UTC
Moss William AVice President and Controller
GrantCommon Stock 895 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017965 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:29 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 2,021 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017961 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,183

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:33 UTC
Marzilli ChristopherVice President
GrantCommon Stock 2,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017963 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,996

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:23 UTC
Johnson S. DanielExecutive Vice President
GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017956 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,043

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:19 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionStock Options · Derivative 3,585 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-18-014996 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,065

Underlying: Common Stock · 3,585 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:19 UTC
Roualet Mark C.Executive Vice President
SaleCommon Stock 3,585 $227.07 $814,049.54
Disclosure

SEC source: 0001209191-18-014996 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,750

F1 · price: Sale prices ranged from $227.00 to $227.22. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:19 UTC
Roualet Mark C.Executive Vice President
Exercise / conversionCommon Stock 3,585 $70.08 $251,236.80
Disclosure

SEC source: 0001209191-18-014996 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 16:48 UTC Exercise / conversionStock Options · Derivative 5,210 $0.00 Strike: $74.81 $0.00
Disclosure

SEC source: 0001209191-18-013770 · doc4.xml · derivative · entry 3

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,210 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 16:48 UTC SaleCommon Stock 5,210 $220.73 $1,149,977.25
Disclosure

SEC source: 0001209191-18-013770 · doc4.xml · nonDerivative · entry 2

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,327

F1 · price: Sale prices ranged from $220.61 to $220.76. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 16:48 UTC Exercise / conversionCommon Stock 5,210 $74.81 $389,760.10
Disclosure

SEC source: 0001209191-18-013770 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:41 UTC
KEANE JOHN MDirector
Exercise / conversionStock Options · Derivative 5,210 $74.81 Strike: $74.81 $389,760.10
Disclosure

SEC source: 0001209191-18-010435 · doc4.xml · derivative · entry 3

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,210 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:41 UTC
KEANE JOHN MDirector
SaleCommon Stock 1,800 $216.43 $389,574.00
Disclosure

SEC source: 0001209191-18-010435 · doc4.xml · nonDerivative · entry 2

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045.189

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:41 UTC
KEANE JOHN MDirector
Exercise / conversionCommon Stock 5,210 $74.81 $389,760.10
Disclosure

SEC source: 0001209191-18-010435 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845.189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:32 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 9,304 $215.29 $2,003,048.86
Disclosure

SEC source: 0001209191-18-010417 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,460

F1 · price: Sale prices ranged from $215.28 to $215.34. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:36 UTC
Johnson S. DanielExecutive Vice President
SaleCommon Stock 3,522 $214.32 $754,828.00
Disclosure

SEC source: 0001209191-18-010429 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,878

F1 · price: Sale prices ranged from $214.31 to $214.36. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:08 UTC GrantPhantom Stock Units · Derivative 11.868 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000064 · form4_021218.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988.035

Underlying: Common Stock · 11.868 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 16:15 UTC Tax withholdingCommon Stock 135 $201.99 $27,268.65
Disclosure

SEC source: 0001209191-18-002330 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

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January 03, 2018 Filed Jan 5, 2018 16:09 UTC Tax withholdingCommon Stock 167 $201.99 $33,732.33
Disclosure

SEC source: 0001209191-18-002328 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,327

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

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January 03, 2018 Filed Jan 5, 2018 16:06 UTC Tax withholdingCommon Stock 135 $201.99 $27,268.65
Disclosure

SEC source: 0001209191-18-002322 · doc4.xml · nonDerivative · entry 2

CHABRAJA NICHOLAS D · CIK 0001222180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,256

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

F2 · balance_after: 68,893 shares previously reported as indirectly owned through a Grantor Retainer Annuity Trust were distributed to the reporting person on June 21, 2017 (14,263 shares), on June 26, 2017 (4,630 shares) and on October 4, 2017 (50,000 shares), and are reported in this Form 4 as directly owned.

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January 03, 2018 Filed Jan 5, 2018 15:57 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 6,930 $201.99 $1,399,790.70
Disclosure

SEC source: 0001209191-18-002316 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,750

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

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January 03, 2018 Filed Jan 5, 2018 15:53 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Tax withholdingCommon Stock 39,720 $201.99 $8,023,042.80
Disclosure

SEC source: 0001209191-18-002314 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,640

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

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January 03, 2018 Filed Jan 5, 2018 16:01 UTC
Whited Gary LVice President
Tax withholdingCommon Stock 2,750 $201.99 $555,472.50
Disclosure

SEC source: 0001209191-18-002318 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,776

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

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January 03, 2018 Filed Jan 5, 2018 15:47 UTC
Marzilli ChristopherVice President
Tax withholdingCommon Stock 2,843 $201.99 $574,257.57
Disclosure

SEC source: 0001209191-18-002309 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,159

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

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January 03, 2018 Filed Jan 5, 2018 15:50 UTC
Moss William AVice President and Controller
Tax withholdingCommon Stock 941 $201.99 $190,072.59
Disclosure

SEC source: 0001209191-18-002312 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.

F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.