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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2018 Filed Oct 16, 2018 20:31 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionCommon Stock 22,500 $112.40 $2,529,000.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 18:40 UTC
Wall Peter ADirector
GrantCommon Stock 36 $201.60 $7,257.60
Disclosure

SEC source: 0001209191-18-051765 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 18:31 UTC GrantCommon Stock 105 $201.60 $21,168.00
Disclosure

SEC source: 0001209191-18-051763 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 18:20 UTC GrantCommon Stock 105 $201.60 $21,168.00
Disclosure

SEC source: 0001209191-18-051759 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 18:05 UTC
Nye C HowardDirector
GrantCommon Stock 105 $201.60 $21,168.00
Disclosure

SEC source: 0001209191-18-051757 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:51 UTC GrantCommon Stock 52 $201.60 $10,483.20
Disclosure

SEC source: 0001209191-18-051754 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,815

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 17:27 UTC GrantCommon Stock 52 $201.60 $10,483.20
Disclosure

SEC source: 0001209191-18-051747 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,669

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
Exercise / conversionStock Options · Derivative 44,840 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · derivative · entry 7

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,840 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
Exercise / conversionStock Options · Derivative 32,970 $0.00 Strike: $135.85 $0.00
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · derivative · entry 6

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,970

Underlying: Common Stock · 32,970 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
SaleCommon Stock 100 $200.47 $20,046.50
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 5

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,363

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
SaleCommon Stock 44,740 $199.85 $8,941,378.48
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 4

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,463

F2 · price: Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
Exercise / conversionCommon Stock 44,840 $136.78 $6,133,215.20
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 3

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
SaleCommon Stock 32,970 $199.85 $6,589,120.44
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 2

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,363

F1 · price: Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:24 UTC
Johnson S. DanielExecutive Vice President
Exercise / conversionCommon Stock 32,970 $135.85 $4,478,974.50
Disclosure

SEC source: 0001209191-18-051368 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:30 UTC
Kuryea Kimberly ASenior Vice President
Exercise / conversionStock Options · Derivative 18,850 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-18-051371 · doc4.xml · derivative · entry 4

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,850 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:30 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 12,191 $199.11 $2,427,337.82
Disclosure

SEC source: 0001209191-18-051371 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,300

Read SEC document
September 14, 2018 Filed Sep 18, 2018 17:30 UTC
Kuryea Kimberly ASenior Vice President
Exercise / conversionCommon Stock 18,850 $71.01 $1,338,538.50
Disclosure

SEC source: 0001209191-18-051371 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 17:58 UTC GrantPhantom Stock Units · Derivative 14.561 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000352 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016.29

Underlying: Common Stock · 14.561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirment plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionStock Options · Derivative 22,500 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,970

Underlying: Common Stock · 22,500 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 2,474 $193.22 $478,031.23
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Sale prices ranged from $192.83 to $193.69. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 10,814 $192.20 $2,078,439.99
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,529

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Sale prices ranged from $191.82 to $192.77. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 9,212 $191.40 $1,763,213.65
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,343

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Sale prices ranged from $190.81 to $191.80. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:12 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionCommon Stock 22,500 $112.40 $2,529,000.00
Disclosure

SEC source: 0001209191-18-042836 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:49 UTC
Wall Peter ADirector
GrantCommon Stock 38 $194.61 $7,395.18
Disclosure

SEC source: 0001209191-18-038502 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:40 UTC GrantCommon Stock 109 $194.61 $21,212.49
Disclosure

SEC source: 0001209191-18-038500 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:31 UTC GrantCommon Stock 109 $194.61 $21,212.49
Disclosure

SEC source: 0001209191-18-038496 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:16 UTC
Nye C HowardDirector
GrantCommon Stock 53 $194.61 $10,314.33
Disclosure

SEC source: 0001209191-18-038494 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:09 UTC GrantCommon Stock 54 $194.61 $10,508.94
Disclosure

SEC source: 0001209191-18-038491 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,763

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 19:03 UTC GrantCommon Stock 54 $194.61 $10,508.94
Disclosure

SEC source: 0001209191-18-038489 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 18:50 UTC
Nye C HowardDirector
GrantStock Options · Derivative 1,450 $0.00 Strike: $201.37 $0.00
Disclosure

SEC source: 0001209191-18-036262 · doc4.xml · derivative · entry 2

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Stock · 1,450 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Fifty percent become exercisable on 06/05/2020 and the remaining fifty percent become exercisable on 06/05/2021.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 18:50 UTC
Nye C HowardDirector
GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036262 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:18 UTC GrantPhantom Stock Units · Derivative 13.695 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000278 · form4_051418.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001.73

Underlying: Common Stock · 13.695 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 19:05 UTC
Wall Peter ADirector
GrantCommon Stock 33 $222.56 $7,344.48
Disclosure

SEC source: 0001209191-18-020534 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 19:01 UTC GrantCommon Stock 95 $222.56 $21,143.20
Disclosure

SEC source: 0001209191-18-020531 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 18:54 UTC GrantCommon Stock 95 $222.56 $21,143.20
Disclosure

SEC source: 0001209191-18-020528 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 18:51 UTC GrantCommon Stock 47 $222.56 $10,460.32
Disclosure

SEC source: 0001209191-18-020525 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 18:45 UTC GrantCommon Stock 47 $222.56 $10,460.32
Disclosure

SEC source: 0001209191-18-020518 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 18:48 UTC
KEANE JOHN MDirector
GrantCommon Stock 95 $222.56 $21,143.20
Disclosure

SEC source: 0001209191-18-020523 · doc4.xml · nonDerivative · entry 1

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475.189

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 19:50 UTC Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-18-020102 · doc4.xml · derivative · entry 2

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2018-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 19:50 UTC Exercise / conversionCommon Stock 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0001209191-18-020102 · doc4.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 19:59 UTC
Johnson S. DanielExecutive Vice President
SaleCommon Stock 3,933 $228.79 $899,842.87
Disclosure

SEC source: 0001209191-18-018827 · doc4.xml · nonDerivative · entry 1

Johnson S. Daniel · CIK 0001430168 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,363

F1 · price: Sale prices ranged from $228.74 to $228.80. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:11 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionStock Options · Derivative 28,890 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0001209191-18-018853 · doc4.xml · derivative · entry 4

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,890 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:11 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 18,784 $225.32 $4,232,392.10
Disclosure

SEC source: 0001209191-18-018853 · doc4.xml · nonDerivative · entry 2

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,520

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:11 UTC
Aiken Jason WSenior Vice President and CFO
Exercise / conversionCommon Stock 28,890 $67.70 $1,955,853.00
Disclosure

SEC source: 0001209191-18-018853 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:04 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 4,133 $225.27 $931,045.04
Disclosure

SEC source: 0001209191-18-018833 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · price: Sale prices ranged from $225.20 to $225.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:58 UTC GrantStock Options · Derivative 1,990 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-018122 · doc4.xml · derivative · entry 2

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2028-03-06

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

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March 07, 2018 Filed Mar 8, 2018 21:58 UTC GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018122 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 07, 2018 Filed Mar 8, 2018 21:50 UTC GrantStock Options · Derivative 1,990 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-018089 · doc4.xml · derivative · entry 2

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2028-03-06

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

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March 07, 2018 Filed Mar 8, 2018 21:50 UTC GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018089 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,662

F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 07, 2018 Filed Mar 8, 2018 21:53 UTC
KEANE JOHN MDirector
GrantStock Options · Derivative 1,990 $0.00 Strike: $223.93 $0.00
Disclosure

SEC source: 0001209191-18-018101 · doc4.xml · derivative · entry 2

KEANE JOHN M · CIK 0001267719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires 2028-03-06

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.