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GENERAL DYNAMICS CORP

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2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 7, 2019 20:11 UTC
CASEY JOHN PATRICKExecutive Vice President
Tax withholdingCommon Stock 4,324 $167.57 $724,572.68
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,133

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:11 UTC
CASEY JOHN PATRICKExecutive Vice President
GrantCommon Stock 9,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017697 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,457

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:06 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 926 $167.57 $155,169.82
Disclosure

SEC source: 0001209191-19-017690 · doc4.xml · nonDerivative · entry 2

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,810

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:06 UTC
Kuryea Kimberly ASenior Vice President
GrantCommon Stock 2,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017690 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:02 UTC
Whited Gary LVice President
Tax withholdingCommon Stock 1,356 $167.57 $227,224.92
Disclosure

SEC source: 0001209191-19-017688 · doc4.xml · nonDerivative · entry 2

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,157

F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 20:02 UTC
Whited Gary LVice President
GrantCommon Stock 3,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017688 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,513

F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:13 UTC Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-19-012962 · doc4.xml · derivative · entry 3

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:13 UTC SaleCommon Stock 4,580 $172.42 $789,701.92
Disclosure

SEC source: 0001209191-19-012962 · doc4.xml · nonDerivative · entry 2

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,734

F1 · price: Sale prices ranged from $172.40 to $172.43. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:13 UTC Exercise / conversionCommon Stock 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0001209191-19-012962 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:49 UTC
Burns Mark LagrandVice President
Exercise / conversionStock Options · Derivative 9,345 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-19-011910 · doc4.xml · derivative · entry 4

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,345 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:49 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 6,302 $174.47 $1,099,509.94
Disclosure

SEC source: 0001209191-19-011910 · doc4.xml · nonDerivative · entry 2

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,735.317

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:49 UTC
Burns Mark LagrandVice President
Exercise / conversionCommon Stock 9,345 $71.01 $663,588.45
Disclosure

SEC source: 0001209191-19-011910 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,037.317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:11 UTC
Geiger Jeffrey SVice President
Exercise / conversionStock Options · Derivative 26,370 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0001209191-19-010990 · doc4.xml · derivative · entry 5

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,370 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:11 UTC
Geiger Jeffrey SVice President
Tax withholdingCommon Stock 17,976 $174.54 $3,137,441.16
Disclosure

SEC source: 0001209191-19-010990 · doc4.xml · nonDerivative · entry 2

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,548

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:11 UTC
Geiger Jeffrey SVice President
Exercise / conversionCommon Stock 26,370 $71.01 $1,872,533.70
Disclosure

SEC source: 0001209191-19-010990 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:09 UTC GrantPhantom Stock Units · Derivative 16.364 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000052 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047.895

Underlying: Common Stock · 16.364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 18:28 UTC
Brady Christopher JVice President
SaleCommon Stock 2,327 $171.23 $398,447.56
Disclosure

SEC source: 0001209191-19-007677 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:15 UTC
Marzilli ChristopherExecutive Vice President
Tax withholdingCommon Stock 849 $155.64 $132,138.36
Disclosure

SEC source: 0001209191-19-001842 · doc4.xml · nonDerivative · entry 1

Marzilli Christopher · CIK 0001345977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,392

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:53 UTC
Gilliland Marguerite AmySenior Vice President
Tax withholdingCommon Stock 1,350 $155.64 $210,114.00
Disclosure

SEC source: 0001209191-19-001804 · doc4.xml · nonDerivative · entry 1

Gilliland Marguerite Amy · CIK 0001637884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,084

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:24 UTC
Aiken Jason WSenior Vice President and CFO
Tax withholdingCommon Stock 2,259 $155.64 $351,590.76
Disclosure

SEC source: 0001209191-19-001844 · doc4.xml · nonDerivative · entry 1

Aiken Jason W · CIK 0001486897 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,261

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:06 UTC
Burns Mark LagrandVice President
Tax withholdingCommon Stock 644 $155.64 $100,232.16
Disclosure

SEC source: 0001209191-19-001840 · doc4.xml · nonDerivative · entry 1

Burns Mark Lagrand · CIK 0001646746 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,692.317

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:01 UTC
Geiger Jeffrey SVice President
Tax withholdingCommon Stock 779 $155.64 $121,243.56
Disclosure

SEC source: 0001209191-19-001838 · doc4.xml · nonDerivative · entry 1

Geiger Jeffrey S · CIK 0001590828 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,154

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:56 UTC
Moss William AVice President and Controller
Tax withholdingCommon Stock 285 $155.64 $44,357.40
Disclosure

SEC source: 0001209191-19-001836 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:50 UTC
Roualet Mark C.Executive Vice President
Tax withholdingCommon Stock 2,336 $155.64 $363,575.04
Disclosure

SEC source: 0001209191-19-001834 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,902

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:40 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
Tax withholdingCommon Stock 11,346 $155.64 $1,765,891.44
Disclosure

SEC source: 0001209191-19-001831 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,301

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:36 UTC
Brady Christopher JVice President
Tax withholdingCommon Stock 279 $155.64 $43,423.56
Disclosure

SEC source: 0001209191-19-001827 · doc4.xml · nonDerivative · entry 1

Brady Christopher J · CIK 0001762314 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,461

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:29 UTC
Whited Gary LVice President
Tax withholdingCommon Stock 840 $155.64 $130,737.60
Disclosure

SEC source: 0001209191-19-001821 · doc4.xml · nonDerivative · entry 1

Whited Gary L · CIK 0001571906 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,405

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:34 UTC Tax withholdingCommon Stock 115 $155.64 $17,898.60
Disclosure

SEC source: 0001209191-19-001725 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:27 UTC Tax withholdingCommon Stock 115 $155.64 $17,898.60
Disclosure

SEC source: 0001209191-19-001722 · doc4.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,240

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:17 UTC Tax withholdingCommon Stock 145 $155.64 $22,567.80
Disclosure

SEC source: 0001209191-19-001717 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:22 UTC Tax withholdingCommon Stock 145 $155.64 $22,567.80
Disclosure

SEC source: 0001209191-19-001720 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,734

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:11 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 1,780 $155.64 $277,039.20
Disclosure

SEC source: 0001209191-19-001714 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,543

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:04 UTC
CASEY JOHN PATRICKExecutive Vice President
Tax withholdingCommon Stock 2,184 $155.64 $339,917.76
Disclosure

SEC source: 0001209191-19-001699 · doc4.xml · nonDerivative · entry 1

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,871

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:55 UTC
Kuryea Kimberly ASenior Vice President
Tax withholdingCommon Stock 617 $155.64 $96,029.88
Disclosure

SEC source: 0001209191-19-001688 · doc4.xml · nonDerivative · entry 1

Kuryea Kimberly A · CIK 0001528108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,683

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:48 UTC
HELM ROBERT WSenior Vice President
Tax withholdingCommon Stock 1,668 $155.64 $259,607.52
Disclosure

SEC source: 0001209191-19-001680 · doc4.xml · nonDerivative · entry 1

HELM ROBERT W · CIK 0001216508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,639

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 21:44 UTC
Wall Peter ADirector
GrantCommon Stock 44 $165.65 $7,288.60
Disclosure

SEC source: 0001209191-18-063504 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 21:36 UTC GrantCommon Stock 128 $165.65 $21,203.20
Disclosure

SEC source: 0001209191-18-063486 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 21:18 UTC GrantCommon Stock 128 $165.65 $21,203.20
Disclosure

SEC source: 0001209191-18-063470 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 19:58 UTC
Nye C HowardDirector
GrantCommon Stock 128 $165.65 $21,203.20
Disclosure

SEC source: 0001209191-18-063453 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 19:55 UTC GrantCommon Stock 64 $165.65 $10,601.60
Disclosure

SEC source: 0001209191-18-063450 · doc4.xml · nonDerivative · entry 1

LYLES LESTER L · CIK 0001267887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,879

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 19:53 UTC GrantCommon Stock 64 $165.65 $10,601.60
Disclosure

SEC source: 0001209191-18-063446 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 16:02 UTC PurchaseCommon Stock 600 $167.64 $100,585.14
Disclosure

SEC source: 0001209191-18-061929 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 600

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:36 UTC GrantPhantom Stock Units · Derivative 15.239 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000398 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031.53

Underlying: Common Stock · 15.239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:32 UTC Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0000913849-18-000389 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:32 UTC Exercise / conversionCommon Stock 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0000913849-18-000389 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,765 shares of restricted stock.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 14:45 UTC
Malcolm MarkDirector
PurchaseCommon Stock 3,000 $169.87 $509,611.80
Disclosure

SEC source: 0001209191-18-056485 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

F1 · price: Purchase prices ranged from $169.60 to $170.04. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares purchased at each separate price.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:31 UTC
CASEY JOHN PATRICKExecutive Vice President
Exercise / conversionStock Options · Derivative 22,500 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · derivative · entry 5

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,470

Underlying: Common Stock · 22,500 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.

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October 15, 2018 Filed Oct 16, 2018 20:31 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 109 $194.20 $21,167.80
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 4

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,055

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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October 15, 2018 Filed Oct 16, 2018 20:31 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 14,291 $193.47 $2,764,851.19
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 3

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,164

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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October 15, 2018 Filed Oct 16, 2018 20:31 UTC
CASEY JOHN PATRICKExecutive Vice President
SaleCommon Stock 8,100 $192.93 $1,562,733.00
Disclosure

SEC source: 0001209191-18-055128 · doc4.xml · nonDerivative · entry 2

CASEY JOHN PATRICK · CIK 0001265705 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,455

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.