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FLOTEK INDUSTRIES INC/CN/

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5092
SEC CIK
0000928054
Parsed reports
325

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 10, 2021 23:38 UTC
Allen Denise DanielleSVP & Chief of Staff
GrantCommon Shares 18,252 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000018 · wf-form4_161541952257304.xml · nonDerivative · entry 1

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,016

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:26 UTC
Silas James ASVP Research and Innovation
Tax withholdingCommon Stock 9,627 $2.31 $22,238.37
Disclosure

SEC source: 0000928054-21-000014 · wf-form4_161499399372670.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,079

F1 · shares: Shares sold to cover withholding tax liability at vesting.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:24 UTC
Ezell Ryan GillisPresident, Chem. Technologies
Tax withholdingCommon Shares 10,134 $2.31 $23,409.54
Disclosure

SEC source: 0000928054-21-000012 · wf-form4_161499384250730.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,676

F1 · shares: Shares sold to cover withholding tax liability at vesting.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:21 UTC
Bigney Nicholas J.SVP General Counsel
Tax withholdingCommon Stock 8,445 $2.31 $19,507.95
Disclosure

SEC source: 0000928054-21-000010 · wf-form4_161499368588798.xml · nonDerivative · entry 2

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,675

F1 · shares: Shares sold to cover withholding tax liability at vesting.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 01:19 UTC
Allen Denise DanielleSVP & Chief of Staff
Tax withholdingCommon Shares 10,134 $2.31 $23,409.54
Disclosure

SEC source: 0000928054-21-000008 · wf-form4_161499355865693.xml · nonDerivative · entry 1

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,764

F1 · shares: Shares sold to cover withholding tax liability at vesting.

Read SEC document
February 03, 2021 Filed Mar 6, 2021 01:21 UTC
Bigney Nicholas J.SVP General Counsel
Tax withholdingCommon Stock 2,471 $2.23 $5,510.33
Disclosure

SEC source: 0000928054-21-000010 · wf-form4_161499368588798.xml · nonDerivative · entry 1

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,120

F1 · shares: Shares sold to cover withholding tax liability at vesting.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 01:19 UTC PurchaseCommon Shares 40,000 $2.07 $82,800.00
Disclosure

SEC source: 0000928054-20-000214 · wf-form4_160678555515825.xml · nonDerivative · entry 1

Agadi Harshavardhan V · CIK 0001498132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GHS Defined Benefit Plan

Disclosed balance after: 62,500

Read SEC document
November 30, 2020 Filed Dec 2, 2020 23:25 UTC PurchaseCommon Stock 1,878 $2.05 $3,849.90
Disclosure

SEC source: 0000928054-20-000223 · wf-form4_160695151061391.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 152,569

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 23:25 UTC PurchaseCommon Stock 37,070 $2.05 $75,993.50
Disclosure

SEC source: 0000928054-20-000223 · wf-form4_160695151061391.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 3,011,673

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 23:25 UTC PurchaseCommon Stock 10,283 $2.05 $21,080.15
Disclosure

SEC source: 0000928054-20-000223 · wf-form4_160695151061391.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,520,390

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 21:16 UTC GrantCommon Shares 14,493 $0.00 $0.00
Disclosure

SEC source: 0000928054-20-000210 · wf-form4_160633898118833.xml · nonDerivative · entry 1

Fucci Michael · CIK 0001830184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493

F1 · shares: Award grant of 14,493 shares based on a closing price of $2.30 per share on November 24, 2020. Shares vest at the 2021 annual stockholder meeting.

Read SEC document
November 25, 2020 Filed Apr 21, 2023 21:58 UTC Tax withholdingCommon Shares 1,015 $2.08 $2,111.20
Disclosure

SEC source: 0000928054-23-000065 · wf-form4_168211429164206.xml · nonDerivative · entry 2

Ezell Ryan Gillis · CIK 0001805598 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,996

F1 · shares: Sale of shares to cover tax withholding liability at vesting

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:09 UTC PurchaseCommon Stock 16,260 $1.99 $32,357.40
Disclosure

SEC source: 0000928054-20-000206 · wf-form4_160633852547516.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 150,691

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:09 UTC PurchaseCommon Stock 72,607 $1.99 $144,487.93
Disclosure

SEC source: 0000928054-20-000206 · wf-form4_160633852547516.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,974,603

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:09 UTC PurchaseCommon Stock 60,693 $1.99 $120,779.07
Disclosure

SEC source: 0000928054-20-000206 · wf-form4_160633852547516.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,510,107

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
October 28, 2020 Filed Nov 5, 2020 01:17 UTC GrantCommon Shares 7,706 $0.00 $0.00
Disclosure

SEC source: 0000928054-20-000188 · wf-form4_160453904766812.xml · nonDerivative · entry 1

Brown Kevin W. · CIK 0001500337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,755

F1 · shares: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC.

Read SEC document
October 28, 2020 Filed Nov 5, 2020 01:16 UTC
Thomas Matthew RayEVP Analysis & Data, Pres JP3
GrantCommon Shares 91,579 $0.00 $0.00
Disclosure

SEC source: 0000928054-20-000186 · wf-form4_160453897394591.xml · nonDerivative · entry 1

Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,182

F1 · shares: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC.

Read SEC document
October 01, 2020 Filed Apr 21, 2023 21:58 UTC Tax withholdingCommon Shares 1,624 $2.68 $4,352.32
Disclosure

SEC source: 0000928054-23-000065 · wf-form4_168211429164206.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,011

F1 · shares: Sale of shares to cover tax withholding liability at vesting

Read SEC document
September 15, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 717 $2.53 $1,814.01
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 134,431

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 15,473 $2.53 $39,146.69
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,901,996

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 7,728 $2.53 $19,551.84
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,449,414

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 1,287 $2.51 $3,230.37
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 133,714

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 27,777 $2.51 $69,720.27
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,886,523

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 13,873 $2.51 $34,821.23
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,441,686

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 1,452 $2.44 $3,542.88
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 132,427

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 31,352 $2.44 $76,498.88
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,858,746

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 23:11 UTC PurchaseCommon Stock 15,659 $2.44 $38,207.96
Disclosure

SEC source: 0000928054-20-000182 · wf-form4_160021144856627.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,427,813

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 366 $2.48 $907.68
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 130,975

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 7,893 $2.48 $19,574.64
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,827,394

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 3,941 $2.48 $9,773.68
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,412,154

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 1,360 $2.43 $3,304.80
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 130,609

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 29,370 $2.43 $71,369.10
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,819,501

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 14,670 $2.43 $35,648.10
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,408,213

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 352 $2.40 $844.80
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 129,249

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 7,596 $2.40 $18,230.40
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,790,131

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:38 UTC PurchaseCommon Stock 3,795 $2.40 $9,108.00
Disclosure

SEC source: 0000928054-20-000180 · wf-form4_159977027237800.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,393,543

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 03, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 473 $2.39 $1,130.47
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 128,897

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 03, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 10,202 $2.39 $24,382.78
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,782,535

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 03, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 5,095 $2.39 $12,177.05
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,389,748

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 4,352 $2.40 $10,444.80
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 8

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 128,424

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 93,966 $2.40 $225,518.40
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 5

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,772,333

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 46,932 $2.40 $112,636.80
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,384,653

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 72 $2.30 $165.60
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 7

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 124,072

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 1,553 $2.30 $3,571.90
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 4

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,678,367

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:34 UTC PurchaseCommon Stock 775 $2.30 $1,782.50
Disclosure

SEC source: 0000928054-20-000178 · wf-form4_159917607909561.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,337,721

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:33 UTC PurchaseCommon Shares 6,500 $2.29 $14,885.00
Disclosure

SEC source: 0000928054-20-000176 · wf-form4_159908240438063.xml · nonDerivative · entry 1

Agadi Harshavardhan V · CIK 0001498132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GHS Defined Benefit Plan

Disclosed balance after: 22,500

Read SEC document
August 25, 2020 Filed Aug 28, 2020 00:34 UTC PurchaseCommon Shares 10,000 $2.39 $23,900.00
Disclosure

SEC source: 0000928054-20-000174 · wf-form4_159857486115509.xml · nonDerivative · entry 1

Agadi Harshavardhan V · CIK 0001498132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GHS Defined Benefit Plan

Disclosed balance after: 16,000

Read SEC document
August 24, 2020 Filed Aug 24, 2020 22:21 UTC PurchaseCommon Stock 9,524 $2.11 $20,095.64
Disclosure

SEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 9

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haredale Ltd.

Disclosed balance after: 124,000

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
August 24, 2020 Filed Aug 24, 2020 22:21 UTC PurchaseCommon Stock 205,587 $2.11 $433,788.57
Disclosure

SEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 6

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Bulldog Fund, LP

Disclosed balance after: 2,676,814

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

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August 24, 2020 Filed Aug 24, 2020 22:21 UTC PurchaseCommon Stock 102,681 $2.11 $216,656.91
Disclosure

SEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The D3 Family Fund, LP

Disclosed balance after: 1,336,946

F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.