FTCI

SEC source: 0001209191-23-035431 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,118,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.67 to $2.83. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001209191-23-035421 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,209,724

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment.

SEC source: 0001209191-23-035422 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,406

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment.

SEC source: 0001209191-23-035411 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,989

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment.

SEC source: 0001209191-23-034317 · doc4.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,953

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-034321 · doc4.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,108,555

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-034318 · doc4.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,277

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-034313 · doc4.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,532

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-034310 · doc4.xml · nonDerivative · entry 1

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,159

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-034309 · doc4.xml · nonDerivative · entry 1

Hung Lisan · CIK 0001833163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,170

F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD.

SEC source: 0001209191-23-031087 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,309

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-031091 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,118

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-031079 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,705,457

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-031083 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,406

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-031076 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,689

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego her cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-031069 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,724

F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-030195 · doc4.xml · nonDerivative · entry 2

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,690,014

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.415. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-030195 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,810,014

F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. The sale reported on the next line of this Form 4 was not undertaken pursuant to a Rule 10b5-1 trading plan.

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.03 to $3.185. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-030196 · doc4.xml · nonDerivative · entry 2

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,605

F2 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. The sale reported on the prior line of this Form 4 was not undertaken pursuant to a Rule 10b5-1 trading plan.

F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.02 to $3.14. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-030196 · doc4.xml · nonDerivative · entry 1

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,851

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.20 to $3.255. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-024482 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,426

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.719 to $2.796. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-024483 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 670,265

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.72 to $2.795. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-024481 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,619

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-023595 · doc4.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Former Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 802,559

F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

SEC source: 0001209191-23-023361 · doc4.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Former Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 715,893

F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.235 to $2.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

SEC source: 0001209191-23-022859 · doc4.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Former Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 583,987

F1 · price: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.325 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

SEC source: 0001209191-23-022380 · doc4.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 464,566

F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $2.255 to $2.27. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · ownership.nature: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

SEC source: 0001209191-23-022371 · doc4.xml · derivative · entry 4

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,875

Underlying: Common Stock · 526,875 shares

Expires not disclosed

F1 · kind: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F1 · price: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F6 · derivative.exercise_date: These options are subject to a four year vesting period as follows: (i) 25% of such options will vest on the one-year anniversary of the $21 Effective Date and (ii) 1/48 of such options will vest at the end of each month thereafter until the four-year anniversary of the $21 Effective Date; provided, in each case, that the reporting person is an active employee as of each such relevant vesting date.

F7 · derivative.exercise_date: The "$21 Effective Date" shall mean the first date after which the Issuer's common stock has (a) closed above $21 per share on both the first and last day of any 90 calendar day period, (b) closed above $21 per share on both the first and last day of any 60 trading day period during such 90 calendar day period and (c) closed above $21 per share on at least 45 trading days during such 60 trading day period; provided, that such date must occur within the first seven years from the Initial Grant Date. For clarity, if the $21 Effective Date never occurs, these options will not vest and will be forfeited upon the earlier of (i) the reporting person's departure or (ii) the seven-year anniversary of the Initial Grant Date.

F6 · derivative.expiration_date: These options are subject to a four year vesting period as follows: (i) 25% of such options will vest on the one-year anniversary of the $21 Effective Date and (ii) 1/48 of such options will vest at the end of each month thereafter until the four-year anniversary of the $21 Effective Date; provided, in each case, that the reporting person is an active employee as of each such relevant vesting date.

F7 · derivative.expiration_date: The "$21 Effective Date" shall mean the first date after which the Issuer's common stock has (a) closed above $21 per share on both the first and last day of any 90 calendar day period, (b) closed above $21 per share on both the first and last day of any 60 trading day period during such 90 calendar day period and (c) closed above $21 per share on at least 45 trading days during such 60 trading day period; provided, that such date must occur within the first seven years from the Initial Grant Date. For clarity, if the $21 Effective Date never occurs, these options will not vest and will be forfeited upon the earlier of (i) the reporting person's departure or (ii) the seven-year anniversary of the Initial Grant Date.

SEC source: 0001209191-23-022371 · doc4.xml · derivative · entry 3

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053,750 shares

Expires not disclosed

F1 · kind: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F1 · price: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: These options were subject to a four year installment vesting schedule commencing on the first date after which the Issuer common stock (a) closed above $60 per share on both the first and last day of any 90 day period, (b) closed above $60 per share on both the first and last day of any 60 trading day period during such 90 day period and (c) closed above $60 per share on at least 45 trading days during such 60 trading day period, provided that the options were to be forfeited to the extent that such date had not occurred within seven years of the Initial Grant Date.

F5 · derivative.expiration_date: These options were subject to a four year installment vesting schedule commencing on the first date after which the Issuer common stock (a) closed above $60 per share on both the first and last day of any 90 day period, (b) closed above $60 per share on both the first and last day of any 60 trading day period during such 90 day period and (c) closed above $60 per share on at least 45 trading days during such 60 trading day period, provided that the options were to be forfeited to the extent that such date had not occurred within seven years of the Initial Grant Date.

SEC source: 0001209191-23-022371 · doc4.xml · derivative · entry 2

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,875

Underlying: Common Stock · 526,875 shares

Expires not disclosed

F1 · kind: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F1 · price: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: The "$10 Effective Date" shall mean the first date after which the Issuer's common stock has (a) closed above $10 per share on both the first and last day of any 90 calendar day period, (b) closed above $10 per share on both the first and last day of any 60 trading day period during such 90 calendar day period and (c) closed above $10 per share on at least 45 trading days during such 60 trading day period; provided, that such date must occur either (X) within the first four years from the Initial Grant Date or (Y) between the four-year anniversary of the Initial Grant Date and the seven-year anniversary of the Initial Grant Date if the $21 Effective Date (as defined below) shall have also occurred as of such date. For clarity, if the $10 Effective Date never occurs, these options will not vest and will be forfeited upon the earlier of (i) the reporting person's departure or (ii) the seven-year anniversary of the Initial Grant Date.

F4 · derivative.exercise_date: These options are subject to a four year vesting period as follows: (a) 25% of such options will vest on the one-year anniversary of the $10 Effective Date (as defined below) and (b) 1/48 of such options will vest at the end of each month thereafter until the four-year anniversary of the $10 Effective Date; provided, in each case, that the reporting person is an active employee as of each such relevant vesting date.

F3 · derivative.expiration_date: The "$10 Effective Date" shall mean the first date after which the Issuer's common stock has (a) closed above $10 per share on both the first and last day of any 90 calendar day period, (b) closed above $10 per share on both the first and last day of any 60 trading day period during such 90 calendar day period and (c) closed above $10 per share on at least 45 trading days during such 60 trading day period; provided, that such date must occur either (X) within the first four years from the Initial Grant Date or (Y) between the four-year anniversary of the Initial Grant Date and the seven-year anniversary of the Initial Grant Date if the $21 Effective Date (as defined below) shall have also occurred as of such date. For clarity, if the $10 Effective Date never occurs, these options will not vest and will be forfeited upon the earlier of (i) the reporting person's departure or (ii) the seven-year anniversary of the Initial Grant Date.

F4 · derivative.expiration_date: These options are subject to a four year vesting period as follows: (a) 25% of such options will vest on the one-year anniversary of the $10 Effective Date (as defined below) and (b) 1/48 of such options will vest at the end of each month thereafter until the four-year anniversary of the $10 Effective Date; provided, in each case, that the reporting person is an active employee as of each such relevant vesting date.

SEC source: 0001209191-23-022371 · doc4.xml · derivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053,750 shares

Expires not disclosed

F1 · kind: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F1 · price: The transactions reported herein reflect an amendment to options initially granted on September 24, 2021 (the "Initial Grant Date"). This amendment became effective on April 3, 2023 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: These options were subject to a four year installment vesting schedule to commence on the first date after which the common stock of FTC Solar, Inc. (the "Issuer") (a) closed above $30 per share on both the first and last day of any 90 day period, (b) closed above $30 per share on both the first and last day of any 60 trading day period during such 90 day period and (c) closed above $30 per share on at least 45 trading days during such 60 trading day period, provided that the options were to be forfeited to the extent that such date had not occurred within four years of the Initial Grant Date or between the four-year anniversary and the seven-year anniversary of the Initial Grant Date in certain circumstances.

F2 · derivative.expiration_date: These options were subject to a four year installment vesting schedule to commence on the first date after which the common stock of FTC Solar, Inc. (the "Issuer") (a) closed above $30 per share on both the first and last day of any 90 day period, (b) closed above $30 per share on both the first and last day of any 60 trading day period during such 90 day period and (c) closed above $30 per share on at least 45 trading days during such 60 trading day period, provided that the options were to be forfeited to the extent that such date had not occurred within four years of the Initial Grant Date or between the four-year anniversary and the seven-year anniversary of the Initial Grant Date in certain circumstances.

SEC source: 0001209191-23-019299 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,005

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.35 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-019386 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,107

F1 · acquired: Reflects a sale in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-019301 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,672

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-019302 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,454

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

SEC source: 0001209191-23-018930 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,798

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.60 to $2.705. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-018196 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,770

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.95 to $2.975. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-017376 · doc4.xml · nonDerivative · entry 2

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,198

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.95 to $3.005. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-017954 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,432

F1 · shares: The shares were sold in order to satisfy tax obligations payable upon the vesting and settlement of restricted stock units previously granted to the Reporting Person.

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.91 to $2.9375. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-017376 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,798

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.10 to $3.185. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-015825 · doc4.xml · nonDerivative · entry 2

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,189

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.97 to $3.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022.

SEC source: 0001209191-23-015801 · doc4.xml · nonDerivative · entry 2

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,834

F2 · price: SPREAD Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.84 to $2.905. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 4

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,814

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.90 to $2.94. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned in respect of the second quarter of 2022, the third quarter of 2022 and the fourth quarter of 2022.

SEC source: 0001209191-23-015827 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,798

F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.92 to $2.925. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022.

SEC source: 0001209191-23-015532 · doc4.xml · nonDerivative · entry 2

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,903

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.96 to $3.08. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022.

SEC source: 0001209191-23-015531 · doc4.xml · nonDerivative · entry 2

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,324

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.92 to $2.94. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego her cash bonus earned for the fourth quarter of 2022.

SEC source: 0001209191-23-016771 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,153,357

F1 · price: Represents a sale of shares pursuant to a block trade at a single price of $2.785 per share.

F2 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001209191-23-015825 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,621

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

SEC source: 0001209191-23-015787 · doc4.xml · nonDerivative · entry 2

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,432

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.99 to $3.06. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001209191-23-015787 · doc4.xml · nonDerivative · entry 1

Nolde Kristian · CIK 0001854499 · VP, MARKETING AND STRATEGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,432

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.