FSK

SEC source: 0001839882-22-010635 · kropp-form4_051822.xml · nonDerivative · entry 1

KROPP JAMES H · CIK 0001227451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 17,735.83

SEC source: 0001387131-22-006139 · pietrzak-form4.xml · nonDerivative · entry 1

Pietrzak Daniel · CIK 0001718199 · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

F1 · price: The sales were effected in multiple transactions at prices ranging from $21.6050 to $21.6078, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-22-006138 · goldstein-form4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 28,500.2232

SEC source: 0001387131-23-006476 · adams-form4_051123.xml · nonDerivative · entry 2

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 16,386.96

F1 · price: Includes shares acquired under the FS KKR Capital Corp. dividend reinvestment plan.

F1 · balance_after: Includes shares acquired under the FS KKR Capital Corp. dividend reinvestment plan.

SEC source: 0001387131-22-003791 · hopkins-form4_031622.xml · nonDerivative · entry 1

Hopkins Jerel A · CIK 0001588347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900.8461

SEC source: 0001387131-22-003689 · gerson-form4_031422.xml · nonDerivative · entry 1

Gerson Brian · CIK 0001577159 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,642

F1 · price: The sales were effected in multiple transactions at prices ranging from $22.54 to $22.62, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-22-003459 · kropp-form4_030922.xml · nonDerivative · entry 1

KROPP JAMES H · CIK 0001227451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 16,289.33

SEC source: 0001387131-22-003458 · adams-form4_030922.xml · nonDerivative · entry 1

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 10,612.11

F1 · price: The sales were effected in multiple transactions at prices ranging from $22.5300 to $22.5399, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-22-003457 · pietrzak-form4_030722.xml · nonDerivative · entry 1

Pietrzak Daniel · CIK 0001718199 · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

SEC source: 0001387131-22-003158 · ownership.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275.987

SEC source: 0001387131-22-000041 · forman-form4_010122.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Franklin Square Holdings, L.P.

Disclosed balance after: 32,385.26

F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 10,090 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 3 years.

F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 10,090 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 3 years.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-21-011961 · hopkins-form4_120921.xml · nonDerivative · entry 1

Hopkins Jerel A · CIK 0001588347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450.8461

SEC source: 0001387131-21-011696 · goldstein-form4_120121.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 26,500.2232

SEC source: 0001387131-21-011474 · ownership.xml · nonDerivative · entry 1

Builione Todd C. · CIK 0001703716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

SEC source: 0001387131-21-011356 · pietrzak-form4_111821.xml · nonDerivative · entry 1

Pietrzak Daniel · CIK 0001718199 · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

SEC source: 0001387131-21-011242 · kropp-form4_111721.xml · nonDerivative · entry 1

KROPP JAMES H · CIK 0001227451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 14,866.6879

SEC source: 0001387131-21-010950 · goldstein-form4_111021.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 25,000.2232

SEC source: 0001387131-21-009230 · ownership.xml · nonDerivative · entry 1

Hopkins Jerel A · CIK 0001588347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000.8461

SEC source: 0001387131-21-009197 · forman-form4_083121.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Franklin Square Holdings, L.P.

Disclosed balance after: 41,290.384

F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares and the remainder vests in equal installments on January 1 of each of the next 4 years, subject to the officer's continued employment.

F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares and the remainder vests in equal installments on January 1 of each of the next 4 years, subject to the officer's continued employment.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-21-009119 · ownership.xml · nonDerivative · entry 3

Sandler Elizabeth · CIK 0001793025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

SEC source: 0001387131-21-009119 · ownership.xml · nonDerivative · entry 2

Sandler Elizabeth · CIK 0001793025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

SEC source: 0001387131-21-008982 · gerson-form4_082621.xml · nonDerivative · entry 1

Gerson Brian · CIK 0001577159 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001387131-21-009119 · ownership.xml · nonDerivative · entry 1

Sandler Elizabeth · CIK 0001793025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

F1 · balance_after: Effective on June 15, 2020, FS KKR Capital Corp. effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-008716 · kropp-form4_081821.xml · nonDerivative · entry 1

KROPP JAMES H · CIK 0001227451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 13,477.1575

SEC source: 0001387131-21-008749 · ownership.xml · nonDerivative · entry 1

Goebel William Balke · CIK 0001517527 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458.556

SEC source: 0001387131-21-008664 · goldstein-form4_081721.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 24,000.2232

SEC source: 0001387131-21-008766 · forman-form4_081721.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In IRA account

Disclosed balance after: 13,119.081

F1 · price: The sales were effected in multiple transactions at prices ranging from $22.93 to $23.00, inclusive. The price reported in Column 4 is the weighted average price.

SEC source: 0001387131-21-008665 · sypherd-form4_081621.xml · nonDerivative · entry 1

Sypherd Stephen · CIK 0001567999 · VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623.894

SEC source: 0001387131-21-008616 · builione-form4_081321.xml · nonDerivative · entry 1

Builione Todd C. · CIK 0001703716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

F1 · balance_after: Effective on June 15, 2020, FS KKR Capital Corp. effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-008421 · ford-form4_081221.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776.6666

SEC source: 0001387131-21-008615 · pietrzak-form4_081221.xml · nonDerivative · entry 1

Pietrzak Daniel · CIK 0001718199 · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · balance_after: Effective on June 15, 2020, FS KKR Capital Corp. effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-008417 · imasogie-form4_081121.xml · nonDerivative · entry 1

IMASOGIE OSAGIE O · CIK 0001275878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,488

F1 · balance_after: Effective on June 15, 2020, FS KKR Capital Corp. ("FSK") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-008396 · goldstein-form4_081121.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,763.2232

SEC source: 0001387131-21-008395 · adams-form4_081121.xml · nonDerivative · entry 2

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 7,996

SEC source: 0001387131-21-008395 · adams-form4_081121.xml · nonDerivative · entry 1

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943

SEC source: 0001387131-21-006729 · harrow-form4_061621.xml · nonDerivative · entry 1

HARROW JEFFREY · CIK 0001162835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,534.168

F1 · price: Received in exchange for 10,018 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006726 · ford-form4_061621.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045.6666

F1 · price: Received in exchange for 2,417 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

SEC source: 0001387131-21-006727 · forman-form4_061621.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By MCFDA SCV LLC

Disclosed balance after: 124,551.246

F1 · price: Received of in exchange for 79,019.0000 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split

F3 · ownership.nature: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001387131-21-006736 · kropp-form4_061621.xml · nonDerivative · entry 1

KROPP JAMES H · CIK 0001227451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 12,249.7425

F1 · price: Received in exchange for 4,212.3 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006733 · hopkins-form4_061621.xml · nonDerivative · entry 1

Hopkins Jerel A · CIK 0001588347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160.8461

F1 · price: Received in exchange for 3,327.907 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006732 · sypherd-form4_061621.xml · nonDerivative · entry 1

Sypherd Stephen · CIK 0001567999 · VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,123.894

F1 · price: Received in exchange for 3,030 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006731 · hagan-form4_061621.xml · nonDerivative · entry 1

HAGAN MICHAEL J · CIK 0001236294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,302.0888

F1 · price: Received in exchange for 5,556 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006730 · goebel-form4_061621.xml · nonDerivative · entry 1

Goebel William Balke · CIK 0001517527 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358.556

F1 · price: Received of in exchange for 2,220 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006728 · goldstein-form4_061621.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 21,763.2232

F1 · price: Received in exchange for 7,884 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-21-006725 · adams-form4_061621.xml · nonDerivative · entry 2

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773.2766

F2 · price: Received in exchange for 1,867 shares of FSKR common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Merger Agreement.

SEC source: 0001387131-21-006725 · adams-form4_061621.xml · nonDerivative · entry 1

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 4,927.4152

F1 · price: Received in exchange for 1,924 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

SEC source: 0001387131-21-009195 · lilly-form4_061021.xml · nonDerivative · entry 1

LILLY STEVEN C · CIK 0001158392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,448

F1 · shares: Represents common stock granted by Franklin Square Holdings, L.P. to the reporting person in connection with his service as an officer of FS KKR Capital Corp. The vested portion of the grant, consisting of 10,090 shares, was transferred to the reporting person as of August 31, 2021. The remainder vests in equal installments on January 1 of each of the next 4 years, subject to Mr. Lilly's continuing employment.

F1 · price: Represents common stock granted by Franklin Square Holdings, L.P. to the reporting person in connection with his service as an officer of FS KKR Capital Corp. The vested portion of the grant, consisting of 10,090 shares, was transferred to the reporting person as of August 31, 2021. The remainder vests in equal installments on January 1 of each of the next 4 years, subject to Mr. Lilly's continuing employment.

SEC source: 0001387131-20-010433 · adams-form4_120120.xml · nonDerivative · entry 1

Adams Barbara · CIK 0001539893 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 3,100

F1 · balance_after: Effective on June 15, 2020, the Issuer effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001387131-20-010402 · form4.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

SEC source: 0001387131-20-010535 · form4.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

F1 · balance_after: The original Form 4, filed on December 1, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of securities beneficially owned following the reported transaction. Effective on June 15, 2020, the Issuer effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this amended Form 4 have been adjusted to reflect the Reverse Stock Split.