TapewireFind a company

person · Reporting owner

Goldstein Richard I

Disclosed activity across 9 companies

Tapewire entity
61305
SEC CIK
0001420969

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FS Energy & Power FundNONE · Entity 16842DirectorOctober 19, 2016October 21, 2016
FS Investment Corp IVNONE · Entity 152998DirectorDecember 03, 2018December 07, 2018
FS KKR Capital CorpFSK · Entity 776DirectorMarch 10, 2023March 14, 2023
FS KKR Capital Corp. IIFSKR · Entity 138043DirectorJune 16, 2021June 21, 2021
FS Specialty Lending FundFSSL · Entity 5027DirectorMarch 10, 2026March 12, 2026
KKR FS Income TrustNONE · Entity 15311DirectorMay 29, 2023May 30, 2023
KKR FS Income Trust SelectNONE · Entity 15233DirectorJune 07, 2023June 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FS Energy & Power Fund

Report date October 19, 2016 · Filed October 21, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interestSEC Table I · non-derivativeDirect43,992.79 Reported balance After 2016-10-19 transaction · row 1
1 source row

Row 1 · 2016-10-19 · Purchase · Acquired 4,016.06 · Balance 43,992.79

F1: Acquired in accordance with Mr. Goldstein's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP and FS Investment Corporation II.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired in accordance with Mr. Goldstein's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP and FS Investment Corporation II.

FS Investment Corp IV

Report date December 03, 2018 · Filed December 07, 2018

This filing explicitly reported no securities owned.

FS KKR Capital Corp

Report date March 10, 2023 · Filed March 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA31,560 Reported balance After 2023-03-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-03-10 · Purchase · Acquired 1,085 · Balance 31,560

F1: The sales were effected in multiple transactions at prices ranging from $18.5669 to $18.9085. The price reported in Column 4 is the weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: The sales were effected in multiple transactions at prices ranging from $18.5669 to $18.9085. The price reported in Column 4 is the weighted average price.

FS KKR Capital Corp. II

Report date June 16, 2021 · Filed June 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA0 Reported balance After 2021-06-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-06-16 · Disposition to issuer · Disposed 7,884 · Balance 0

F1: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Disposed of in exchange for 7,488.2232 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Disposed of in exchange for 7,488.2232 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

FS Specialty Lending Fund

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA20,000 Reported balance After 2026-03-10 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-03-10 · Purchase · Acquired 10,000 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectLauren Goldstein Trust1,855 Reported balance Holding disclosure · report date 2026-03-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,855

F1: The reported securities are held by a Trust for which the Reporting Person is the Grantor. The Reporting Person's spouse, who resides in the same household, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

Common StockSEC Table I · non-derivativeIndirectStephanie Goldstein Trust1,855 Reported balance Holding disclosure · report date 2026-03-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,855

F2: The reported securities are held by a Trust for which the Reporting Person serves as Grantor. The Reporting Person's spouse, who resides in the same household as the Reporting Person, serves as Trustee and the Reporting person's non-minor child, who does not reside in the same household as the Reporting Person, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

Common StockSEC Table I · non-derivativeDirect14,697.132 Reported balance Holding disclosure · report date 2026-03-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,697.132

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are held by a Trust for which the Reporting Person is the Grantor. The Reporting Person's spouse, who resides in the same household, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

F2: The reported securities are held by a Trust for which the Reporting Person serves as Grantor. The Reporting Person's spouse, who resides in the same household as the Reporting Person, serves as Trustee and the Reporting person's non-minor child, who does not reside in the same household as the Reporting Person, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

KKR FS Income Trust

Report date May 29, 2023 · Filed May 30, 2023

This filing explicitly reported no securities owned.

KKR FS Income Trust Select

Report date June 07, 2023 · Filed June 07, 2023

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FS Investment Corp III

Report date December 18, 2019 · Filed December 19, 2019

Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-18 transaction · row 1
1 source row

Row 1 · 2019-12-18 · Disposition to issuer · Disposed 19,719 · Balance 0

F1: Disposed of in exchange for 19,333 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 19,333 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

Radius Global Infrastructure, Inc.

Report date September 21, 2023 · Filed September 21, 2023

Section 16 reporting ended · disclosed 2023-09-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-09-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-09-21 · Grant · Acquired 1,398,669 · Balance 1,541,109

F1: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Row 2 · 2023-09-21 · Disposition to issuer · Disposed 1,541,109 · Balance 0

F1: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-09-21 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2023-09-21 · Disposition to issuer · Disposed 1,323,669 · Balance 0

F3: Includes shares of Class B Common Stock that were granted in tandem with a corresponding number of Series A long-term incentive units ("Series A LTIP Unit") and Series C long-term incentive units ("Series C LTIP Unit") in OpCo.

F1: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

LTIP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-09-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-09-21 · Exercise / conversion · Disposed 1,398,669 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

Series B Founder Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-09-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-09-21 · Sale · Disposed 75,000 · Balance 0

F5: Reflects shares of the Company's Series B Founder Preferred Stock ("Series B Founder Preferred Stock") that were granted in tandem with a corresponding number of Series B LTIP Units and were convertible on a one-to-one basis into the Company's Class B Common Stock prior to the Effective Time.

F1: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

F3: Includes shares of Class B Common Stock that were granted in tandem with a corresponding number of Series A long-term incentive units ("Series A LTIP Unit") and Series C long-term incentive units ("Series C LTIP Unit") in OpCo.

F4: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

F5: Reflects shares of the Company's Series B Founder Preferred Stock ("Series B Founder Preferred Stock") that were granted in tandem with a corresponding number of Series B LTIP Units and were convertible on a one-to-one basis into the Company's Class B Common Stock prior to the Effective Time.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 12, 2026 20:01 UTC FS Specialty Lending Fund FSSL · Entity 5027 PurchaseCommon Stock 10,000 $11.92 $119,200.00
Disclosure

SEC source: 0001104659-26-027042 · tm268601-1_4seq1.xml · nonDerivative · entry 4

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 20,000

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:01 UTC FS Specialty Lending Fund FSSL · Entity 5027 PurchaseCommon Stock 10,000 $13.62 $136,200.00
Disclosure

SEC source: 0001104659-25-120640 · tm2533282-1_4seq1.xml · nonDerivative · entry 4

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 10,000

Read SEC document
November 26, 2025 Filed Nov 28, 2025 21:01 UTC FS Specialty Lending Fund FSSL · Entity 5027 PurchaseCommon Stock 7,365 $13.58 $100,016.70
Disclosure

SEC source: 0001104659-25-116943 · tm2532324-1_4seq1.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,697.132

Read SEC document
November 25, 2025 Filed Nov 28, 2025 21:01 UTC FS Specialty Lending Fund FSSL · Entity 5027 PurchaseCommon Stock 1,855 $13.49 $25,023.95
Disclosure

SEC source: 0001104659-25-116943 · tm2532324-1_4seq1.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Stephanie Goldstein Trust

Disclosed balance after: 1,855

F2 · ownership.nature: The reported transaction was effected by a Trust for which the Reporting Person serves as Grantor. The Reporting Person's spouse, who resides in the same household as the Reporting Person, serves as Trustee and the Reporting person's non-minor child, who does not reside in the same household as the Reporting Person, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

Read SEC document
November 25, 2025 Filed Nov 28, 2025 21:01 UTC FS Specialty Lending Fund FSSL · Entity 5027 PurchaseCommon Stock 1,855 $13.47 $24,986.85
Disclosure

SEC source: 0001104659-25-116943 · tm2532324-1_4seq1.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lauren Goldstein Trust

Disclosed balance after: 1,855

F1 · ownership.nature: The reported transaction was effected by a Trust for which the Reporting Person is the Grantor. The Reporting Person's spouse, who resides in the same household, serves as Trustee. The Reporting Person is reporting the securities as indirectly owned.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 SaleSeries B Founder Preferred Stock · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-019385 · doc4.xml · derivative · entry 5

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 75,000 shares

Expires not disclosed

F5 · security: Reflects shares of the Company's Series B Founder Preferred Stock ("Series B Founder Preferred Stock") that were granted in tandem with a corresponding number of Series B LTIP Units and were convertible on a one-to-one basis into the Company's Class B Common Stock prior to the Effective Time.

F5 · derivative.exercise_price: Reflects shares of the Company's Series B Founder Preferred Stock ("Series B Founder Preferred Stock") that were granted in tandem with a corresponding number of Series B LTIP Units and were convertible on a one-to-one basis into the Company's Class B Common Stock prior to the Effective Time.

F1 · price: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · price: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

F1 · derivative.exercise_date: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · derivative.exercise_date: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

F1 · derivative.expiration_date: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · derivative.expiration_date: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionLTIP Units · Derivative 1,398,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-019385 · doc4.xml · derivative · entry 4

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,398,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

F4 · price: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, unless otherwise agreed, each outstanding Series A LTIP Unit, Series C LTIP Unit and Series B long-term incentive unit ("Series B LTIP Unit" and, collectively with Series A LTIP Unit and Series C LTIP Unit, "LTIP Units") vested with all applicable performance conditions deemed satisfied and was canceled and converted into the right to receive a lump-sum cash payment, without interest, equal to the product of the Merger Consideration and the number of shares of Class A Common Stock into which such LTIP Unit was convertible immediately prior to the Effective Time.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass B Common Stock 1,323,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-019385 · doc4.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · security: Includes shares of Class B Common Stock that were granted in tandem with a corresponding number of Series A long-term incentive units ("Series A LTIP Unit") and Series C long-term incentive units ("Series C LTIP Unit") in OpCo.

F1 · price: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · price: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass A Common Stock 1,541,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-019385 · doc4.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · price: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Read SEC document
September 21, 2023 Filed Sep 21, 2023 16:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 GrantClass A Common Stock 1,398,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-019385 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,541,109

F1 · price: On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company.

F2 · price: (Continued from Footnote 1) Pursuant to the Merger Agreement, (a) unless otherwise agreed, each share of the Company's Class A Common Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration") and (b) each share of the Company's Class B Common Stock and each share of the Company's Series B Founder Preferred Stock was canceled for no consideration.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:35 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,085 $18.65 $20,235.25
Disclosure

SEC source: 0001387131-23-003422 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 31,560

F1 · price: The sales were effected in multiple transactions at prices ranging from $18.5669 to $18.9085. The price reported in Column 4 is the weighted average price.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 12:40 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 GrantSeries C LTIP units · Derivative 52,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-006680 · doc4.xml · derivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,690

Underlying: Class A Common Stock · 52,500 shares

Expires not disclosed

F2 · security: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · security: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 28, 2023.

F2 · derivative.exercise_price: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F2 · price: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · derivative.exercise_date: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 28, 2023.

F2 · derivative.expiration_date: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · derivative.expiration_date: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 28, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 12:40 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 GrantClass B Common Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006680 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,599

F1 · shares: Reflects shares of Class B Common Stock, par value $0.0001 per share, of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series C long-term incentive units ("Series C LTIP Units") in APW OpCo LLC, in which the Company owns a 94.4% interest. These Class B Shares are subject to the same vesting and forfeiture conditions as the related Series C LTIP Units and shall be surrendered to the Company in the event that related Series C LTIP Units are redeemed for shares of Class A Common Stock, par value $0.0001 per share, of the Company ("Class A Shares").

Read SEC document
November 09, 2022 Filed Nov 10, 2022 21:51 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,175 $18.91 $22,214.32
Disclosure

SEC source: 0001839882-22-026316 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 30,475.2232

F1 · price: The sales were effected in multiple transactions at prices ranging from $18.8588 to $18.9700. The price reported in Column 4 is the weighted average price.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:52 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 800 $21.80 $17,439.20
Disclosure

SEC source: 0001387131-22-006316 · goldstein-form4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 29,300.2232

Read SEC document
May 11, 2022 Filed May 13, 2022 21:10 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 2,000 $21.70 $43,400.00
Disclosure

SEC source: 0001387131-22-006138 · goldstein-form4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 28,500.2232

Read SEC document
February 25, 2022 Filed Mar 1, 2022 20:30 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 GrantSeries C LTIP units · Derivative 58,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008443 · doc4.xml · derivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,190

Underlying: Class A Common Stock · 58,190 shares

Expires not disclosed

F2 · security: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · security: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 25, 2022.

F2 · derivative.exercise_price: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F2 · price: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · derivative.exercise_date: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 25, 2022.

F2 · derivative.expiration_date: Once equitized, Series C LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series C LTIP Units.

F3 · derivative.expiration_date: Reflects Series C LTIP Units that are subject to time-based vesting conditions and vest in equal installments on each of the first three anniversaries of February 25, 2022.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 20:30 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 GrantClass B Common Stock 58,190 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008443 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,099

F1 · shares: Reflects shares of Class B Common Stock, par value $0.0001 per share, of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series C long-term incentive units ("Series C LTIP Units") in APW OpCo LLC, in which the Company owns a 94.4% interest. These Class B Shares are subject to the same vesting and forfeiture conditions as the related Series C LTIP Units and shall be surrendered to the Company in the event that related Series C LTIP Units are redeemed for shares of Class A Common Stock, par value $0.0001 per share, of the Company ("Class A Shares").

Read SEC document
December 15, 2021 Filed Dec 16, 2021 11:05 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionSeries A LTIP units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048543 · doc4.xml · derivative · entry 4

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,455

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · security: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F2 · derivative.exercise_price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · derivative.exercise_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F6 · derivative.expiration_date: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

F7 · derivative.expiration_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 11:05 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048543 · doc4.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,909

F6 · security: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 11:05 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 SaleClass A Common Stock 15,000 $15.94 $239,100.00
Disclosure

SEC source: 0000899243-21-048543 · doc4.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,521

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

F5 · price: The reported price is a weighted average of sales prices ranging from $15.70 to $16.49 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.

F4 · balance_after: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 11:05 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048543 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F3 · balance_after: Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:01 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,500 $21.35 $32,025.00
Disclosure

SEC source: 0001387131-21-011696 · goldstein-form4_120121.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 26,500.2232

Read SEC document
November 15, 2021 Filed Nov 16, 2021 12:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionSeries A LTIP units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044763 · doc4.xml · derivative · entry 4

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,455

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · security: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F2 · derivative.exercise_price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · derivative.exercise_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F6 · derivative.expiration_date: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

F7 · derivative.expiration_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 12:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044763 · doc4.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,909

F6 · security: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 12:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 SaleClass A Common Stock 15,000 $18.23 $273,450.00
Disclosure

SEC source: 0000899243-21-044763 · doc4.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,521

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

F5 · price: The reported price is a weighted average of sales prices ranging from $17.90 to $18.57 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.

F4 · balance_after: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 12:55 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044763 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F3 · balance_after: Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:10 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,000 $21.81 $21,812.00
Disclosure

SEC source: 0001387131-21-010950 · goldstein-form4_111021.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 25,000.2232

Read SEC document
October 15, 2021 Filed Oct 18, 2021 11:16 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionSeries A LTIP units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040434 · doc4.xml · derivative · entry 4

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,455

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · security: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F2 · derivative.exercise_price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · derivative.exercise_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F6 · derivative.expiration_date: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

F7 · derivative.expiration_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 11:16 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-040434 · doc4.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,909

F6 · security: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 11:16 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 SaleClass A Common Stock 15,000 $16.94 $254,100.00
Disclosure

SEC source: 0000899243-21-040434 · doc4.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,521

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

F5 · price: The reported price is a weighted average of sales prices ranging from $16.57 to $17.23 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.

F4 · balance_after: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 11:16 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-040434 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F3 · balance_after: Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 13:17 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionSeries A LTIP units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-036246 · doc4.xml · derivative · entry 4

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,455

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · security: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F2 · derivative.exercise_price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F2 · derivative.exercise_date: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F7 · derivative.exercise_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

F6 · derivative.expiration_date: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

F7 · derivative.expiration_date: Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 13:17 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Disposition to issuerClass B Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-036246 · doc4.xml · nonDerivative · entry 3

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,909

F6 · security: Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 13:17 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 SaleClass A Common Stock 15,000 $17.12 $256,758.00
Disclosure

SEC source: 0000899243-21-036246 · doc4.xml · nonDerivative · entry 2

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,521

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

F5 · price: The reported price is a weighted average of sales prices ranging from $16.92 to $17.22 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.

F4 · balance_after: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 13:17 UTC Radius Global Infrastructure, Inc. RADI · Entity 109517 Exercise / conversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-036246 · doc4.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").

F2 · price: Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.

F3 · balance_after: Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 20:29 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,237 $22.98 $28,420.08
Disclosure

SEC source: 0001387131-21-008664 · goldstein-form4_081721.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 24,000.2232

Read SEC document
August 11, 2021 Filed Aug 12, 2021 19:12 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 1,000 $22.64 $22,644.00
Disclosure

SEC source: 0001387131-21-008396 · goldstein-form4_081121.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,763.2232

Read SEC document
June 16, 2021 Filed Jun 21, 2021 23:43 UTC FS KKR Capital Corp FSK · Entity 776 GrantCommon Stock 7,488.2232 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-21-006728 · goldstein-form4_061621.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 21,763.2232

F1 · price: Received in exchange for 7,884 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:33 UTC FS KKR Capital Corp. II FSKR · Entity 138043 Disposition to issuerCommon Stock 7,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-21-006744 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 0

F1 · shares: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · price: Disposed of in exchange for 7,488.2232 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:17 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $3.15 $15,750.00
Disclosure

SEC source: 0001387131-20-004901 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 57,100

Read SEC document
May 12, 2020 Filed May 13, 2020 21:08 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $3.29 $16,425.00
Disclosure

SEC source: 0001387131-20-004707 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 52,100

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:58 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $5.45 $27,250.00
Disclosure

SEC source: 0001387131-20-002406 · goldstein-form4_030220.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 47,100

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC FS KKR Capital Corp. II NONE · Entity 138043 GrantCommon Stock 19,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-19-009729 · goldsteinfskii-form4_121819.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,529

F1 · price: Received in exchange for 19,719 shares of FS Investment Corporation III ("FSIC III") common stock in connection with the closing of the mergers of FS KKR Capital Corp. II (f/k/a FS Investment Corporation) ("FSK II"), FSIC III, FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:40 UTC FS Investment Corp III NONE · Entity 16526 Disposition to issuerCommon Stock 19,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-19-009740 · goldstfsinviii-form4_121819.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in exchange for 19,333 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 21:24 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $5.96 $29,800.00
Disclosure

SEC source: 0001387131-19-008559 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 42,100

Read SEC document
August 12, 2019 Filed Aug 12, 2019 20:48 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $5.76 $28,775.00
Disclosure

SEC source: 0001387131-19-006011 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 37,100

Read SEC document
June 07, 2019 Filed Jun 7, 2019 20:24 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 3,300 $6.00 $19,799.67
Disclosure

SEC source: 0001387131-19-004305 · rgoldstein.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 32,100

Read SEC document
June 05, 2019 Filed Jun 5, 2019 20:18 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 5,000 $5.99 $29,940.00
Disclosure

SEC source: 0001387131-19-004218 · goldstein-form4_060519.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 28,800

Read SEC document
January 22, 2019 Filed Jan 22, 2019 21:32 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 3,800 $6.07 $23,059.16
Disclosure

SEC source: 0001387131-19-000351 · ownership.xml · nonDerivative · entry 1

Goldstein Richard I · CIK 0001420969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 23,800

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.