Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FS Investment Corp IVNONE · Entity 152998 | Director | December 03, 2018 | December 07, 2018 |
| FS KKR Capital CorpFSK · Entity 776 | Director | June 16, 2021 | June 21, 2021 |
| FS KKR Capital Corp. IIFSKR · Entity 138043 | Director | June 16, 2021 | June 21, 2021 |
| KKR FS Income TrustNONE · Entity 15311 | Director | May 29, 2023 | May 30, 2023 |
| KKR FS Income Trust SelectNONE · Entity 15233 | Director | June 07, 2023 | June 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FS Investment Corp IV
Report date December 03, 2018 · Filed December 07, 2018
This filing explicitly reported no securities owned.
FS KKR Capital Corp
Report date June 16, 2021 · Filed June 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,534.168 |
Reported balance
After 2021-06-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-16 · Grant · Acquired 9,515.0964 · Balance 19,534.168 F1: Received in exchange for 10,018 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. F2: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 10,018 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.
F2: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
FS KKR Capital Corp. II
Report date June 16, 2021 · Filed June 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-06-16 transaction · row 1
1 source rowRow 1 · 2021-06-16 · Disposition to issuer · Disposed 10,018 · Balance 0 F1: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2: Disposed of in exchange for 9,515.0964 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2: Disposed of in exchange for 9,515.0964 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.
KKR FS Income Trust
Report date May 29, 2023 · Filed May 30, 2023
This filing explicitly reported no securities owned.
KKR FS Income Trust Select
Report date June 07, 2023 · Filed June 07, 2023
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FS Investment Corp III
Report date December 18, 2019 · Filed December 19, 2019
Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-18 transaction · row 1
1 source rowRow 1 · 2019-12-18 · Disposition to issuer · Disposed 17,776 · Balance 0 F1: Disposed of in exchange for 17,428 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 17,428 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2021 Filed Jun 21, 2021 20:35 UTC | FS KKR Capital Corp. II FSKR · Entity 138043 | Disposition to issuerCommon Stock | 10,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-21-006746 · ownership.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Effective on June 10, 2020, FS KKR Capital Corp. II effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Disposed of in exchange for 9,515.0964 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FS KKR Capital Corp. II ("FSKR") pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 19:46 UTC | FS KKR Capital Corp FSK · Entity 776 | GrantCommon Stock | 9,515.0964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-21-006729 · harrow-form4_061621.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,534.168 F1 · price: Received in exchange for 10,018 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:41 UTC | FS Investment Corp III NONE · Entity 16526 | Disposition to issuerCommon Stock | 17,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-19-009741 · harrfsinviii-form4_121819.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in exchange for 17,428 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:36 UTC | FS KKR Capital Corp. II NONE · Entity 138043 | GrantCommon Stock | 17,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-19-009731 · harrowfskii-form4_121819.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,214 F1 · price: Received in exchange for 17,776 shares of FS Investment Corporation III ("FSIC III") common stock in connection with the closing of the mergers of FS KKR Capital Corp. II (f/k/a FS Investment Corporation) ("FSK II"), FSIC III, FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 19:42 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 4,098 | $7.00 | $28,676.16 |
DisclosureSEC source: 0001387131-18-001183 · harrow-form4_032018.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,539 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person in multiple transactions at prices ranging from $6.95 to $7.00, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 17:45 UTC | FS KKR Capital Corp FSIC · Entity 776 | PurchaseCommon Stock | 13,441 | $7.44 | $99,991.63 |
DisclosureSEC source: 0001387131-17-006063 · harrow-form4_122817.xml · nonDerivative · entry 1 HARROW JEFFREY · CIK 0001162835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,441 F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person in multiple transactions at prices ranging from $7.425 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.