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Nasdaq · USD

FLNC

Fluence Energy, Inc.

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Tapewire entity
4531
SEC CIK
0001868941
Parsed reports
188

Last 12 months

Inside the activity.

2 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202603
Jun 202605
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2023 Filed May 1, 2023 20:08 UTC
Boll RebeccaSVP & Chief Product Officer
Tax withholdingClass A Common Stock 18,154 $18.10 $328,587.40
Disclosure

SEC source: 0001868941-23-000037 · wf-form4_168297169467482.xml · nonDerivative · entry 2

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,173

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.

Read SEC document
April 28, 2023 Filed May 1, 2023 20:08 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionClass A Common Stock 40,932 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000037 · wf-form4_168297169467482.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:14 UTC GrantRestricted Stock Unit · Derivative 10,926 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000033 · wf-form4_167942963720746.xml · derivative · entry 3

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,926

Underlying: Class A Common Stock · 10,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:09 UTC GrantRestricted Stock Unit · Derivative 10,926 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000031 · wf-form4_167942937893347.xml · derivative · entry 3

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,926

Underlying: Class A Common Stock · 10,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:06 UTC GrantRestricted Stock Unit · Derivative 10,926 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000029 · wf-form4_167942916649152.xml · derivative · entry 3

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,926

Underlying: Class A Common Stock · 10,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:02 UTC GrantRestricted Stock Unit · Derivative 10,926 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · derivative · entry 3

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,926

Underlying: Class A Common Stock · 10,926 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000033 · wf-form4_167942963720746.xml · derivative · entry 2

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:14 UTC Exercise / conversionClass A Common Stock 7,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-23-000033 · wf-form4_167942963720746.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000031 · wf-form4_167942937893347.xml · derivative · entry 2

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:09 UTC Exercise / conversionClass A Common Stock 7,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-23-000031 · wf-form4_167942937893347.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000029 · wf-form4_167942916649152.xml · derivative · entry 2

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:06 UTC Exercise / conversionClass A Common Stock 7,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-23-000029 · wf-form4_167942916649152.xml · nonDerivative · entry 1

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · derivative · entry 2

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:02 UTC Exercise / conversionClass A Common Stock 7,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:04 UTC
Boll RebeccaSVP & Chief Product Officer
SaleClass A Common Stock 71,158 $19.62 $1,396,319.20
Disclosure

SEC source: 0001868941-23-000025 · wf-form4_167813664317268.xml · nonDerivative · entry 3

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,395

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $20.06, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:04 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionStock Option · Derivative 90,864 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-23-000025 · wf-form4_167813664317268.xml · derivative · entry 4

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,029

Underlying: Class A Common Stock · 90,864 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 403,893 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:04 UTC
Boll RebeccaSVP & Chief Product Officer
SaleClass A Common Stock 19,706 $19.23 $378,958.20
Disclosure

SEC source: 0001868941-23-000025 · wf-form4_167813664317268.xml · nonDerivative · entry 2

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,553

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.305, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:04 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionClass A Common Stock 90,864 $2.45 $222,616.80
Disclosure

SEC source: 0001868941-23-000025 · wf-form4_167813664317268.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-113520 · tm2229368-4_4seq1.xml · derivative · entry 2

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F4 · balance_after: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:33 UTC Exercise / conversionClass A Common Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-113520 · tm2229368-4_4seq1.xml · nonDerivative · entry 1

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-113519 · tm2229368-3_4seq1.xml · derivative · entry 2

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F4 · balance_after: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:32 UTC Exercise / conversionClass A Common Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-113519 · tm2229368-3_4seq1.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-113517 · tm2229368-2_4seq1.xml · derivative · entry 2

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F4 · balance_after: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:31 UTC Exercise / conversionClass A Common Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-113517 · tm2229368-2_4seq1.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-113516 · tm2229368-1_4seq1.xml · derivative · entry 2

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date.

F4 · balance_after: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 20:31 UTC Exercise / conversionClass A Common Stock 3,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-113516 · tm2229368-1_4seq1.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:23 UTC
Sial ManavendraSVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 135,629 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000104 · wf-form4_166335978943593.xml · derivative · entry 1

Sial Manavendra · CIK 0001739706 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,629

Underlying: Class A Common Stock · 135,629 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 15, 2023, the second installment vesting on September 15, 2024 and the final installment vesting on September 15, 2025.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 15, 2023, the second installment vesting on September 15, 2024 and the final installment vesting on September 15, 2025.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:34 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 15,576 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000100 · wf-form4_166327405971520.xml · derivative · entry 3

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,783

Underlying: Class A Common Stock · 15,576 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:34 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 15,576 $18.64 $290,405.17
Disclosure

SEC source: 0001868941-22-000100 · wf-form4_166327405971520.xml · nonDerivative · entry 2

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $18.6 to $18.72, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:34 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 15,576 $2.45 $38,161.20
Disclosure

SEC source: 0001868941-22-000100 · wf-form4_166327405971520.xml · nonDerivative · entry 1

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · derivative · entry 9

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,359

Underlying: Class A Common Stock · 40,000 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · derivative · entry 8

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,359

Underlying: Class A Common Stock · 40,000 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

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September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · derivative · entry 7

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,359

Underlying: Class A Common Stock · 40,000 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

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September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 40,000 $19.39 $775,428.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 6

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.35 to $19.49, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

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September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 40,000 $2.45 $98,000.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 5

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 40,000 $19.33 $773,036.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 4

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.25 to $19.40, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 40,000 $2.45 $98,000.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 3

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 40,000 $19.26 $770,524.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 2

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.395, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 20:40 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 40,000 $2.45 $98,000.00
Disclosure

SEC source: 0001868941-22-000095 · wf-form4_166266961078419.xml · nonDerivative · entry 1

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 12,665 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · derivative · entry 9

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,359

Underlying: Class A Common Stock · 12,665 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 3,546 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · derivative · entry 8

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,024

Underlying: Class A Common Stock · 3,546 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 12,665 $18.43 $233,364.02
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 6

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.4 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 12,665 $2.45 $31,029.25
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 5

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 3,546 $18.46 $65,449.94
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 4

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.45 to $18.47, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 3,546 $2.45 $8,687.70
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 3

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 104 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · derivative · entry 7

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,570

Underlying: Class A Common Stock · 104 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
SaleClass A Common Stock 104 $18.81 $1,956.08
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 2

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $18.80 to $18.81, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:24 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 104 $2.45 $254.80
Disclosure

SEC source: 0001868941-22-000093 · wf-form4_166258582608803.xml · nonDerivative · entry 1

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:43 UTC
Vanka Krishna CSVP & Chief Digital Officer
GrantRestricted Stock Unit · Derivative 27,732 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000091 · wf-form4_166215141283100.xml · derivative · entry 1

Vanka Krishna C · CIK 0001943891 · SVP & Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,732

Underlying: Class A Common Stock · 27,732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025.

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September 01, 2022 Filed Sep 2, 2022 20:37 UTC
Nebreda JulianDirector · President and CEO
GrantRestricted Stock Unit · Derivative 138,658 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000089 · wf-form4_166215103941213.xml · derivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,658

Underlying: Class A Common Stock · 138,658 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.