Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluence Energy, Inc.FLNC · Entity 4531 | SVP & Chief Financial Officer | September 15, 2023 | September 19, 2023 |
| SUNPOWER CORPSPWR · Entity 88423 | EVP and CFO | September 05, 2022 | September 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluence Energy, Inc.
Report date September 15, 2023 · Filed September 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 22,853 |
Ending reported balance
After 2023-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-09-15 · Exercise / conversion · Acquired 45,210 · Balance 45,210 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Row 2 · 2023-09-15 · Tax withholding · Disposed 22,357 · Balance 22,853 F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 90,419 |
Reported balance
After 2023-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-15 · Exercise / conversion · Disposed 45,210 · Balance 90,419 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3: The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date.
SUNPOWER CORP
Report date September 05, 2022 · Filed September 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,869 |
Ending reported balance
After 2022-09-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-05 · Exercise / conversion · Acquired 8,052 · Balance 58,862 Row 2 · 2022-09-05 · Tax withholding · Disposed 3,993 · Balance 54,869 F1: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 24,158 |
Reported balance
After 2022-09-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-05 · Exercise / conversion · Disposed 8,052 · Balance 24,158 F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: RSU's shall vest in three equal installments on each of September 5, 2023, September 5, 2024 and September 5, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: RSU's shall vest in three equal installments on each of September 5, 2023, September 5, 2024 and September 5, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2023 Filed Sep 19, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 45,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000070 · wk-form4_1695153908.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,419 Underlying: Class A Common Stock · 45,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 22,357 | $25.24 | $564,290.68 |
DisclosureSEC source: 0001868941-23-000070 · wk-form4_1695153908.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,853 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 45,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-23-000070 · wk-form4_1695153908.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 20:23 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 135,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-22-000104 · wf-form4_166335978943593.xml · derivative · entry 1 Sial Manavendra · CIK 0001739706 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,629 Underlying: Class A Common Stock · 135,629 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 15, 2023, the second installment vesting on September 15, 2024 and the final installment vesting on September 15, 2025. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 15, 2023, the second installment vesting on September 15, 2024 and the final installment vesting on September 15, 2025. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024501 · wf-form4_166258223175763.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,158 Underlying: Common Stock · 8,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: RSU's shall vest in three equal installments on each of September 5, 2023, September 5, 2024 and September 5, 2025. F3 · derivative.expiration_date: RSU's shall vest in three equal installments on each of September 5, 2023, September 5, 2024 and September 5, 2025. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 3,993 | $22.84 | $91,200.12 |
DisclosureSEC source: 0001628280-22-024501 · wf-form4_166258223175763.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,869 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| September 05, 2022 Filed Sep 7, 2022 16:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024501 · wf-form4_166258223175763.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 18:50 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 25,000 | $26.63 | $665,667.50 |
DisclosureSEC source: 0001628280-22-022946 · wf-form4_166060319574646.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,810 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted 10b5-1 trading plan by the reporting person. F2 · price: Price constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $26.2600 - $26.7900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:17 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 26,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-013321 · wf-form4_165212742237743.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: This is the final installment to vest F3 · derivative.expiration_date: This is the final installment to vest Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:17 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 9,631 | $18.08 | $174,128.48 |
DisclosureSEC source: 0001628280-22-013321 · wf-form4_165212742237743.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,810 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:17 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 26,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-013321 · wf-form4_165212742237743.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 46,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011651 · doc4.xml · derivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,702 Underlying: Common Stock · 46,702 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: RSUs shall vest in four equal annual installments on each of March 1, 2023, March 1, 2024, March 1, 2025 and March 1, 2026. F2 · derivative.expiration_date: RSUs shall vest in four equal annual installments on each of March 1, 2023, March 1, 2024, March 1, 2025 and March 1, 2026. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · derivative · entry 9 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661 Underlying: Common Stock · 830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. F3 · derivative.expiration_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · derivative · entry 8 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,839 Underlying: Common Stock · 2,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023, March 1, 2024 and March 1, 2025. F4 · derivative.expiration_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023, March 1, 2024 and March 1, 2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 15,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · derivative · entry 7 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,860 Underlying: Common Stock · 15,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. F3 · derivative.expiration_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Restricted Stock Units (PSUs) · Derivative | 13,748 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · derivative · entry 6 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,497 Underlying: Common Stock · 13,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. F3 · derivative.expiration_date: The remaining PSUs s or RSUs shall vest in installments on March 1, 2023 and March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 11,650 | $18.00 | $209,700.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · nonDerivative · entry 5 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,210 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · nonDerivative · entry 4 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · nonDerivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 15,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:10 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 13,748 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009222 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:00 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 12,634 | $32.90 | $415,658.60 |
DisclosureSEC source: 0000899243-21-044177 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,906 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:03 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 32,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-034644 · doc4.xml · derivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,210 Underlying: Common Stock · 32,210 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: RSUs shall vest in four equal annual installments on each of September 5, 2022, September 5, 2023, September 5, 2024 and September 5, 2025. F2 · derivative.expiration_date: RSUs shall vest in four equal annual installments on each of September 5, 2022, September 5, 2023, September 5, 2024 and September 5, 2025. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:00 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 42,322 | $25.00 | $1,058,050.00 |
DisclosureSEC source: 0000899243-21-023038 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,540 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:00 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 11,116 | $23.09 | $256,721.80 |
DisclosureSEC source: 0000899243-21-019171 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,862 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.660-$23.490. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| May 05, 2021 Filed May 7, 2021 18:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 26,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018733 · doc4.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,231 Underlying: Common Stock · 26,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining RSUs shall vest on May 5, 2022. F3 · derivative.expiration_date: The remaining RSUs shall vest on May 5, 2022. Read SEC document |
| May 05, 2021 Filed May 7, 2021 18:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 13,005 | $23.28 | $302,756.40 |
DisclosureSEC source: 0000899243-21-018733 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,978 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| May 05, 2021 Filed May 7, 2021 18:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 26,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018733 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 21:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 2,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017472 · doc4.xml · derivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,491 Underlying: Common Stock · 2,491 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: RSUs shall vest in three equal annual installments on each of March 1, 2022, March 1, 2023 and March 1, 2024. F2 · derivative.expiration_date: RSUs shall vest in three equal annual installments on each of March 1, 2022, March 1, 2023 and March 1, 2024. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 19:54 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 3,300 | $38.05 | $125,571.93 |
DisclosureSEC source: 0001209191-21-018021 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,753 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units and Performance Based Restricted Stock Units. F3 · price: Price constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $37.820 - $38.370. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 19:54 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 28,160 | $37.25 | $1,049,067.01 |
DisclosureSEC source: 0001209191-21-018021 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,053 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units and Performance Based Restricted Stock Units. F2 · price: Price constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $36.810 - $37.800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSU's) · Derivative | 15,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · derivative · entry 8 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,290 Underlying: Common Stock · 15,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining PSU's or RSUs shall vest in installments on March 1,2022, March 1, 2023 and March 1, 2024. F3 · derivative.expiration_date: The remaining PSU's or RSUs shall vest in installments on March 1,2022, March 1, 2023 and March 1, 2024. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSU's) · Derivative | 20,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · derivative · entry 7 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The remaining PSU's or RSU's vested on March 1,2021 F2 · derivative.expiration_date: The remaining PSU's or RSU's vested on March 1,2021 Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Stock Units (PSU's) · Derivative | 13,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · derivative · entry 6 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,245 Underlying: Common Stock · 13,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining PSU's or RSUs shall vest in installments on March 1,2022, March 1, 2023 and March 1, 2024. F3 · derivative.expiration_date: The remaining PSU's or RSUs shall vest in installments on March 1,2022, March 1, 2023 and March 1, 2024. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionPerformance Based Stock Units (PSU's) · Derivative | 18,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · derivative · entry 5 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The remaining PSU's or RSU's vested on March 1,2021 F2 · derivative.expiration_date: The remaining PSU's or RSU's vested on March 1,2021 Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 15,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · nonDerivative · entry 4 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 20,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · nonDerivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 13,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 10:08 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 18,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017628 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:35 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantPerformance Based Stock Units (PSU's) · Derivative | 54,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012988 · doc4.xml · derivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,993 Underlying: Common Stock · 54,993 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: On February 29, 2020, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 18, 2021 and, based on that assessment, determined the number of PSUs. The remaining PSUs will vest in four equal installments each on March 1, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. F4 · derivative.expiration_date: On February 29, 2020, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 18, 2021 and, based on that assessment, determined the number of PSUs. The remaining PSUs will vest in four equal installments each on March 1, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:35 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSU's) · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012988 · doc4.xml · derivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 11,875 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs shall vest in four equal installments on each of March 1, 2022, March 1, 2023, March 1, 2024, and March 1, 2025. F2 · derivative.expiration_date: The RSUs shall vest in four equal installments on each of March 1, 2022, March 1, 2023, March 1, 2024, and March 1, 2025. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 18:35 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSU's) · Derivative | 83,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062349 · doc4.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: This is the final installment to vest F3 · derivative.expiration_date: This is the final installment to vest Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 18:35 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 41,617 | $20.91 | $870,211.47 |
DisclosureSEC source: 0001209191-20-062349 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,438 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 18:35 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 83,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062349 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 19:06 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 14,819 | $19.01 | $281,695.85 |
DisclosureSEC source: 0001209191-20-057366 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,116 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $19.000 - $19.0450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 48,161 | $16.15 | $778,021.69 |
DisclosureSEC source: 0001209191-20-056988 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,935 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock Restricted Stock Units (RSU's) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027819 · doc4.xml · derivative · entry 3 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining RSUs shall vest in installments on each of May 5, 2021 and May 5, 2022. F3 · derivative.expiration_date: The remaining RSUs shall vest in installments on each of May 5, 2021 and May 5, 2022. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 8,645 | $7.20 | $62,244.00 |
DisclosureSEC source: 0001209191-20-027819 · doc4.xml · nonDerivative · entry 2 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,096 F1 · kind: Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:15 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027819 · doc4.xml · nonDerivative · entry 1 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 19:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSU's) · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016378 · doc4.xml · derivative · entry 6 Sial Manavendra · CIK 0001739706 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F5 · derivative.exercise_date: Remaining RSU's shall vest on March 1, 2021 F5 · derivative.expiration_date: Remaining RSU's shall vest on March 1, 2021 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.