Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluence Energy, Inc.FLNC · Entity 4531 | SVP & Chief Digital Officer | September 01, 2023 | September 06, 2023 |
| Flux Power Holdings, Inc.FLUX · Entity 7921 | Director · CEO and President | July 01, 2026 | July 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluence Energy, Inc.
Report date September 01, 2023 · Filed September 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,245 |
Ending reported balance
After 2023-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-09-01 · Exercise / conversion · Acquired 9,244 · Balance 9,244 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Row 2 · 2023-09-01 · Tax withholding · Disposed 3,999 · Balance 5,245 F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 18,488 |
Reported balance
After 2023-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-01 · Exercise / conversion · Disposed 9,244 · Balance 18,488 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date.
Flux Power Holdings, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,017 |
Ending reported balance
After 2026-07-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-01 · Exercise / conversion · Acquired 40,650 · Balance 40,650 F1: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. Row 2 · 2026-07-02 · Sale · Disposed 20,633 · Balance 20,017 F2: The price reported in Column 4 is a weighted average price. The shares were pooled and sold in multiple transactions, at prices ranging from $0.8301 to $0.9101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 81,301 |
Reported balance
After 2026-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-01 · Exercise / conversion · Disposed 40,650 · Balance 81,301 F1: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date.
F2: The price reported in Column 4 is a weighted average price. The shares were pooled and sold in multiple transactions, at prices ranging from $0.8301 to $0.9101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 6, 2026 20:33 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | SaleCommon Stock | 20,633 | $0.87 | $17,892.94 |
DisclosureSEC source: 0001493152-26-032174 · ownership.xml · nonDerivative · entry 2 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,017 F2 · price: The price reported in Column 4 is a weighted average price. The shares were pooled and sold in multiple transactions, at prices ranging from $0.8301 to $0.9101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · price: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:33 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionRestricted Stock Units · Derivative | 40,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-032174 · ownership.xml · derivative · entry 3 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,301 Underlying: Common Stock · 40,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · price: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · derivative.exercise_date: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · derivative.expiration_date: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:33 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | Exercise / conversionCommon Stock | 40,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-032174 · ownership.xml · nonDerivative · entry 1 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. Read SEC document |
| September 15, 2025 Filed Sep 18, 2025 00:17 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative | 12,150 | Not disclosed Strike: $1.72 | Not disclosed |
DisclosureSEC source: 0001493152-25-013949 · ownership.xml · derivative · entry 2 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,150 Underlying: Common Stock · 12,150 shares Expires 2030-09-15 F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 2,582 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 12,150 shares of the Issuer's Common Stock. F3 · security: The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance. F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 2,582 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 12,150 shares of the Issuer's Common Stock. Read SEC document |
| September 15, 2025 Filed Sep 18, 2025 00:17 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchasePre-Funded Warrant (right to buy) · Derivative | 2,582 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001493152-25-013949 · ownership.xml · derivative · entry 1 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,582 Underlying: Series A Convertible Preferred Stock · 2,582 shares Expires not disclosed F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 2,582 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 12,150 shares of the Issuer's Common Stock. F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 2,582 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 12,150 shares of the Issuer's Common Stock. F2 · derivative.expiration_date: The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantPerformance-based Restricted Stock Units · Derivative | 182,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022307 · ownership.xml · derivative · entry 2 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,927 Underlying: Common Stock · 182,927 shares Expires not disclosed F2 · derivative.exercise_price: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent on the achievement of target performance goals approved by the Issuer's Compensation Committee. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to cliff-vest on the third anniversary of July 1, 2025. F2 · price: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent on the achievement of target performance goals approved by the Issuer's Compensation Committee. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to cliff-vest on the third anniversary of July 1, 2025. F2 · derivative.exercise_date: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent on the achievement of target performance goals approved by the Issuer's Compensation Committee. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to cliff-vest on the third anniversary of July 1, 2025. F2 · derivative.expiration_date: Represents a maximum grant of RSUs pursuant to the Issuer's Plan on the Grant Date, contingent on the achievement of target performance goals approved by the Issuer's Compensation Committee. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to cliff-vest on the third anniversary of July 1, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantTime-based Restricted Stock Units · Derivative | 121,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022307 · ownership.xml · derivative · entry 1 Vanka Krishna C · CIK 0001943891 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,951 Underlying: Common Stock · 121,951 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan (the "Plan") on August 1, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · price: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan (the "Plan") on August 1, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan (the "Plan") on August 1, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan (the "Plan") on August 1, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 9,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000069 · wk-form4_1694031022.xml · derivative · entry 3 Vanka Krishna C · CIK 0001943891 · SVP & Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,488 Underlying: Class A Common Stock · 9,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. F3 · derivative.expiration_date: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 3,999 | $27.54 | $110,132.46 |
DisclosureSEC source: 0001868941-23-000069 · wk-form4_1694031022.xml · nonDerivative · entry 2 Vanka Krishna C · CIK 0001943891 · SVP & Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,245 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 9,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-23-000069 · wk-form4_1694031022.xml · nonDerivative · entry 1 Vanka Krishna C · CIK 0001943891 · SVP & Chief Digital Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:43 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 27,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-22-000091 · wf-form4_166215141283100.xml · derivative · entry 1 Vanka Krishna C · CIK 0001943891 · SVP & Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,732 Underlying: Class A Common Stock · 27,732 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.