Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2018 Filed May 25, 2018 18:46 UTC |
LANDAU ELLISDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033461 · doc4.xml · derivative · entry 2 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:46 UTC |
LANDAU ELLISDirector
|
GrantCommon Stock | 3,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033461 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,715 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC |
Garrett W.H. BairdDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033459 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC |
Garrett W.H. BairdDirector
|
GrantCommon Stock | 3,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033459 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,484 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:43 UTC |
Braunlich Carl GDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033458 · doc4.xml · derivative · entry 2 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:41 UTC |
adams kenneth robertDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033457 · doc4.xml · derivative · entry 2 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:41 UTC |
adams kenneth robertDirector
|
GrantCommon Stock | 3,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033457 · doc4.xml · nonDerivative · entry 1 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,054 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:40 UTC |
Caracciolo Kathleen MDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033456 · doc4.xml · derivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 13:51 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 100,000 | $3.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-021683 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,133 F1 · price: The price represents the offer price of the shares sold in the Issuer's registered direct offering that closed on March 26, 2018. Read SEC document |
| March 26, 2018 Filed Apr 6, 2018 23:18 UTC Amendment |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 100,000 | $3.19 | $319,000.00 |
DisclosureSEC source: 0001209191-18-024250 · doc4a.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,133 F1 · price: This amendment is filed solely to correct the purchase price per share previously reported. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:20 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 13,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015838 · doc4.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,840 F1 · security: Stock bonus granted under the 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:19 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
GrantCommon Stock | 5,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015834 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 F1 · security: Stock bonus granted under the 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:14 UTC |
Fanger Lewis A.Sr. VP, CFO and Treasurer
|
GrantCommon Stock | 6,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015821 · doc4.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,577 F1 · security: Stock bonus granted under the 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:30 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 8,600 | $3.93 | $33,798.00 |
DisclosureSEC source: 0001209191-17-065686 · doc4.xml · nonDerivative · entry 2 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,872 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:30 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 9,400 | $4.03 | $37,882.00 |
DisclosureSEC source: 0001209191-17-065686 · doc4.xml · nonDerivative · entry 1 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,472 Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 21:24 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 5,000 | $3.65 | $18,250.00 |
DisclosureSEC source: 0001209191-17-064424 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:33 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 6,548 | $3.71 | $24,293.08 |
DisclosureSEC source: 0001209191-17-063031 · doc4.xml · nonDerivative · entry 1 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,872 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:33 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 10,000 | $3.68 | $36,800.00 |
DisclosureSEC source: 0001209191-17-062066 · doc4.xml · nonDerivative · entry 3 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,420 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:33 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 25,000 | $3.57 | $89,250.00 |
DisclosureSEC source: 0001209191-17-062066 · doc4.xml · nonDerivative · entry 2 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,420 Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:33 UTC |
THOMAS CRAIG WDirector
|
SaleCommon Stock | 21,467 | $3.45 | $74,061.15 |
DisclosureSEC source: 0001209191-17-062066 · doc4.xml · nonDerivative · entry 1 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,420 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 15:47 UTC |
Caracciolo Kathleen MDirector
|
SaleCommon Stock | 22,000 | $2.50 | $55,000.00 |
DisclosureSEC source: 0001209191-17-052536 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.43 to $2.54, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:51 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035887 · doc4.xml · derivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2027-05-24 F1 · derivative.exercise_date: The option vests with respect to 1/24th of the total number of option shares on each monthly anniversary of November 30, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:22 UTC |
Tirpak Bradley MDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035104 · doc4.xml · derivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:22 UTC |
Tirpak Bradley MDirector
|
GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035104 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,508 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:20 UTC |
THOMAS CRAIG WDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035103 · doc4.xml · derivative · entry 2 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:20 UTC |
THOMAS CRAIG WDirector
|
GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035103 · doc4.xml · nonDerivative · entry 1 THOMAS CRAIG W · CIK 0001411318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,887 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:19 UTC |
LANDAU ELLISDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035101 · doc4.xml · derivative · entry 2 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:19 UTC |
LANDAU ELLISDirector
|
GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035101 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,133 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:15 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035100 · doc4.xml · derivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-05-22 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 22, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:13 UTC |
Garrett W.H. BairdDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035099 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:13 UTC |
Garrett W.H. BairdDirector
|
GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035099 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,902 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:11 UTC |
Fanger Lewis A.Sr. VP, CFO and Treasurer
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035098 · doc4.xml · derivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-05-22 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 22, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:09 UTC |
Caracciolo Kathleen MDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035097 · doc4.xml · derivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:00 UTC |
Braunlich Carl GDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035096 · doc4.xml · derivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:57 UTC |
adams kenneth robertDirector
|
GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035090 · doc4.xml · derivative · entry 2 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 21:57 UTC |
adams kenneth robertDirector
|
GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035090 · doc4.xml · nonDerivative · entry 1 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,472 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 20:18 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 230 | $1.99 | $457.70 |
DisclosureSEC source: 0001209191-16-155370 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,961 Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 17:27 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 2,600 | $2.02 | $5,252.00 |
DisclosureSEC source: 0001209191-16-154841 · doc4.xml · nonDerivative · entry 2 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,731 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.02, inclusive. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 17:27 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 1,871 | $1.97 | $3,685.87 |
DisclosureSEC source: 0001209191-16-154841 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,131 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $1.99, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 15:00 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 4,615 | $1.96 | $9,045.40 |
DisclosureSEC source: 0001209191-16-154281 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,260 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.81 to $1.99, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:48 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 900 | $1.95 | $1,755.00 |
DisclosureSEC source: 0001209191-16-154072 · doc4.xml · nonDerivative · entry 2 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,645 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $1.96, inclusive. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:48 UTC |
LANDAU ELLISDirector
|
PurchaseCommon Stock | 900 | $1.95 | $1,755.00 |
DisclosureSEC source: 0001209191-16-154072 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,745 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.94 to $1.96, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:28 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 108 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150185 · doc4.xml · derivative · entry 3 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 108 shares Expires 2016-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:28 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 108 | $1.30 | $140.40 |
DisclosureSEC source: 0001209191-16-150185 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 2,826 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · derivative · entry 8 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian for Daughter Disclosed balance after: 0 Underlying: Common Stock · 2,826 shares Expires 2016-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 24,802 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · derivative · entry 7 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 24,802 shares Expires 2016-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 22,709 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · derivative · entry 6 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Subtrust Disclosed balance after: 0 Underlying: Common Stock · 22,709 shares Expires 2016-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionSubscription Rights (right to buy) · Derivative | 1,000,022 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,022 shares Expires 2016-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,826 | $1.30 | $3,673.80 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · nonDerivative · entry 4 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian for Daughter Disclosed balance after: 15,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:19 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 24,802 | $1.30 | $32,242.60 |
DisclosureSEC source: 0001209191-16-150167 · doc4.xml · nonDerivative · entry 3 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 139,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.