Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elastic N.V.ESTC · Entity 1064 | SVP and General Counsel | December 09, 2021 | December 10, 2021 |
| FULL HOUSE RESORTS INCFLL · Entity 6970 | Director | May 23, 2018 | May 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elastic N.V.
Report date December 09, 2021 · Filed December 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 47,649 |
Reported balance
After 2021-12-09 transaction · row 1
1 source rowRow 1 · 2021-12-09 · Sale · Disposed 201 · Balance 47,649 F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
FULL HOUSE RESORTS INC
Report date May 23, 2018 · Filed May 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,484 |
Reported balance
After 2018-05-23 transaction · row 1
1 source rowRow 1 · 2018-05-23 · Grant · Acquired 3,582 · Balance 59,484 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2028-05-23 | Direct | 6,000 |
Reported balance
After 2018-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-23 · Grant · Acquired 6,000 · Balance 6,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2021 Filed Dec 10, 2021 17:01 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 201 | $122.87 | $24,696.77 |
DisclosureSEC source: 0001209191-21-069086 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,649 F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 23, 2021 Filed Dec 3, 2021 17:21 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,752 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-21-067915 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,541 Underlying: Ordinary Shares · 10,752 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| November 23, 2021 Filed Dec 3, 2021 17:21 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 10,752 | $9.30 | $99,993.60 |
DisclosureSEC source: 0001209191-21-067915 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 17:58 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,000 | $148.14 | $148,135.00 |
DisclosureSEC source: 0001209191-21-044537 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,098 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 19:25 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 192 | $133.45 | $25,623.17 |
DisclosureSEC source: 0001209191-21-039661 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,098 F1 · kind: The ordinary shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,983 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · derivative · entry 7 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,293 Underlying: Ordinary Shares · 20,983 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,017 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · derivative · entry 6 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,483 Underlying: Ordinary Share · 4,017 shares Expires 2026-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 1, 2017. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 9,649 | $152.36 | $1,470,126.46 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · nonDerivative · entry 5 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $152.07 to $152.97, inclusive. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 10,151 | $151.51 | $1,537,943.50 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · nonDerivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,939 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $151.00 to 151.96. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,200 | $150.40 | $782,079.48 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.92, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 20,983 | $9.30 | $195,141.90 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 19:17 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 4,017 | $5.46 | $21,932.82 |
DisclosureSEC source: 0001209191-20-064529 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | GrantEmployee Stock Option (right to buy) · Derivative | 12,484 | $0.00 Strike: $145.83 | $0.00 |
DisclosureSEC source: 0001209191-20-062811 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,484 Underlying: Ordinary Shares · 12,484 shares Expires 2030-12-07 F2 · derivative.exercise_date: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on January 8, 2021. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 6,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062811 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,290 F1 · shares: The ordinary shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on June 8, 2021. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · derivative · entry 6 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,276 Underlying: Ordinary Shares · 25,000 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 100 | $136.00 | $13,600.00 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · nonDerivative · entry 5 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,800 | $135.00 | $243,006.30 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · nonDerivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,089 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $134.71 to $135.29. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 600 | $133.97 | $80,380.98 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,889 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.64 to $134.49, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4 Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 22,500 | $131.50 | $2,958,750.00 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,489 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:22 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 25,000 | $9.30 | $232,500.00 |
DisclosureSEC source: 0001209191-20-061859 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,167 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · derivative · entry 9 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,276 Underlying: Ordinary Shares · 2,167 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 200 | $123.19 | $24,638.50 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 7 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.12 to $123.265, inclusive. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,767 | $122.52 | $216,499.55 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 6 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,189 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.00 to $122.98, inclusive. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 200 | $120.91 | $24,182.00 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 5 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,956 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 2,167 | $9.30 | $20,153.10 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,833 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · derivative · entry 8 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,443 Underlying: Ordinary Shares · 22,833 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 7,995 | $121.35 | $970,197.25 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.96, inclusive. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 14,838 | $120.45 | $1,787,219.29 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 16:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 22,833 | $9.30 | $212,346.90 |
DisclosureSEC source: 0001209191-20-060905 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 24, 2020 18:31 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,669 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-060327 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,276 Underlying: Ordinary Shares · 11,669 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| October 30, 2020 Filed Nov 24, 2020 18:31 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 11,669 | $9.30 | $108,521.70 |
DisclosureSEC source: 0001209191-20-060327 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:03 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,235 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-052749 · doc4.xml · derivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,945 Underlying: Ordinary Shares · 15,235 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:03 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 15,235 | $109.37 | $1,666,276.33 |
DisclosureSEC source: 0001209191-20-052749 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,320 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.01 to $109.87, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:03 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 15,235 | $9.30 | $141,685.50 |
DisclosureSEC source: 0001209191-20-052749 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 21:11 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 10,000 | $108.37 | $1,083,651.00 |
DisclosureSEC source: 0001209191-20-052410 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,320 F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.98. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 21:11 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 10,000 | $106.66 | $1,066,562.00 |
DisclosureSEC source: 0001209191-20-052410 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,320 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.47 to $106.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 21:11 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 10,000 | $105.00 | $1,050,000.00 |
DisclosureSEC source: 0001209191-20-052410 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,320 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:35 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 10,000 | $108.06 | $1,080,607.00 |
DisclosureSEC source: 0001209191-20-051983 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,320 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.90 to $108.155, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · derivative · entry 9 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,180 Underlying: Ordinary Shares · 30,000 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,270 | $93.82 | $119,156.99 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 7 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,320 F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $93.75 to $93.96, inclusive. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 9,393 | $93.32 | $876,588.57 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 6 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,590 F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $92.74 to $93.72, inclusive. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 19,337 | $92.20 | $1,782,896.54 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 5 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,983 F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $91.74 to $92.73, inclusive. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 30,000 | $9.30 | $279,000.00 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · derivative · entry 8 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,180 Underlying: Ordinary Shares · 20,000 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 2,506 | $92.07 | $230,739.45 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,320 F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.29. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 17,494 | $91.49 | $1,600,529.56 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,826 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.99, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 20,000 | $9.30 | $186,000.00 |
DisclosureSEC source: 0001209191-20-039550 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 19:02 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-039177 · doc4.xml · derivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,180 Underlying: Ordinary Shares · 10,000 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 19:02 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 4,400 | $91.81 | $403,965.32 |
DisclosureSEC source: 0001209191-20-039177 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,320 F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $91.63 to $92.12. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 19:02 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,600 | $91.12 | $510,282.64 |
DisclosureSEC source: 0001209191-20-039177 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,720 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.63 to $91.60, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.