Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FULL HOUSE RESORTS INCFLL · Entity 6970 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FULL HOUSE RESORTS INC
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,627 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 25,000 · Balance 88,627 F1: Restricted shares vest on May 14, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares vest on May 14, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 22:33 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001394884-26-000005 · form4-05182026_100536.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,627 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionStock Option (right to buy) · Derivative | 5,888 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · derivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,888 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Tax withholdingCommon Stock | 3,694 | $2.71 | $10,010.74 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,627 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:17 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 5,888 | $1.70 | $10,009.60 |
DisclosureSEC source: 0001394884-26-000003 · form4-03162026_090317.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2025 Filed May 20, 2025 22:29 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 20,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013863 · form4-05202025_100511.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,433 F1 · shares: Restricted shares vest on May 19, 2026. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionStock Option (right to buy) · Derivative | 1,900 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · derivative · entry 4 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,888 Underlying: Common Stock · 1,900 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 7,000 | $4.43 | $31,010.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,997 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 1,900 | $4.41 | $8,379.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,997 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 1,900 | $1.70 | $3,230.00 |
DisclosureSEC source: 0001415889-24-029353 · form4-12132024_051201.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:36 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012900 · form4-05102024_090554.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,997 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionStock Option (right to buy) · Derivative | 2,800 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · derivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,788 Underlying: Common Stock · 2,800 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 2,800 | $5.05 | $14,140.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,846 Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 2,800 | $1.70 | $4,760.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 23:30 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 5,252 | $4.80 | $25,209.60 |
DisclosureSEC source: 0001209191-23-049659 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,846 Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:14 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 10,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031542 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,098 F1 · shares: Restricted shares vest on May 18, 2024. Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:30 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031482 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,963 F1 · shares: Restricted shares vest on May 19, 2023. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034994 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,556 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:37 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036803 · doc4.xml · derivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:10 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (Right to Buy) · Derivative | 8,650 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001209191-19-031794 · doc4.xml · derivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,650 Underlying: Common Stock · 8,650 shares Expires 2029-05-17 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033456 · doc4.xml · derivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 15:47 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 22,000 | $2.50 | $55,000.00 |
DisclosureSEC source: 0001209191-17-052536 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.43 to $2.54, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:09 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035097 · doc4.xml · derivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.