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LEE DANIEL R

Disclosed activity across 2 companies

Tapewire entity
37882
SEC CIK
0001209589

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FULL HOUSE RESORTS INCFLL · Entity 6970Director · Chief Executive OfficerJune 14, 2026June 16, 2026
MYERS INDUSTRIES INCMYE · Entity 4854DirectorApril 26, 2017April 28, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FULL HOUSE RESORTS INC

Report date June 14, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,422,611 Ending reported balance After 2026-06-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-14 · Grant · Acquired 2,751 · Balance 1,423,281

F1: Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.

Row 2 · 2026-06-14 · Tax withholding · Disposed 670 · Balance 1,422,611

F2: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.

Common StockSEC Table I · non-derivativeIndirectBy trust145,735 Reported balance Holding disclosure · report date 2026-06-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 145,735

Common StockSEC Table I · non-derivativeIndirectBy subtrust317,145 Reported balance Holding disclosure · report date 2026-06-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 317,145

Common StockSEC Table I · non-derivativeIndirectAs custodian for daughter15,926 Reported balance Holding disclosure · report date 2026-06-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 15,926

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.

F2: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.

MYERS INDUSTRIES INC

Report date April 26, 2017 · Filed April 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,504 Reported balance After 2017-04-26 transaction · row 1
1 source row

Row 1 · 2017-04-26 · Grant · Acquired 4,290 · Balance 13,504

F1: Represents a director award of 4,290 shares.

Common StockSEC Table I · non-derivativeIndirectTrust1,000 Reported balance Holding disclosure · report date 2017-04-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectTrust11,000 Reported balance Holding disclosure · report date 2017-04-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents a director award of 4,290 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2026 Filed Jun 16, 2026 22:08 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Tax withholdingCommon Stock 670 $3.32 $2,224.40
Disclosure

SEC source: 0001209589-26-000008 · form4-06162026_100649.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,611

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.

Read SEC document
June 14, 2026 Filed Jun 16, 2026 22:08 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantCommon Stock 2,751 $0.00 $0.00
Disclosure

SEC source: 0001209589-26-000008 · form4-06162026_100649.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423,281

F1 · shares: Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
May 14, 2026 Filed May 18, 2026 22:37 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantCommon Stock 116,667 $0.00 $0.00
Disclosure

SEC source: 0001209589-26-000006 · form4-05182026_100515.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,420,530

F1 · shares: This grant of 116,667 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029.

F2 · balance_after: Not included in this report is the grant of 116,667 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029, subject to the achievement of certain performance-based criteria in 2026, 2027 and 2028, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

F3 · balance_after: Since the date of Mr. Lee's last report, Mr. Lee transferred 15,657 shares of common stock to his former spouse pursuant to a domestic relations order. Mr. Lee no longer reports as beneficially owned any securities owned by his former spouse.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 23:36 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001209589-26-000004 · form4-04282026_110430.xml · derivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option fully vested on May 10, 2019.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 23:36 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Tax withholdingCommon Stock 68,687 $2.48 $170,000.33
Disclosure

SEC source: 0001209589-26-000004 · form4-04282026_110430.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319,520

F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 23:36 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 100,000 $1.70 $170,000.00
Disclosure

SEC source: 0001209589-26-000004 · form4-04282026_110430.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,388,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 23:12 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantCommon Stock 10,823 $0.00 $0.00
Disclosure

SEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,288,207

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 23:12 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantCommon Stock 9,709 $0.00 $0.00
Disclosure

SEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,277,384

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 23:12 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantCommon Stock 6,757 $0.00 $0.00
Disclosure

SEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,267,675

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 21:00 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 OtherCall Option (right to buy) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 184,200 shares

Expires 2026-06-13

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 21:00 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 OtherPut Option (obligation to purchase) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 184,200 shares

Expires 2026-06-26

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 21:00 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 OtherCommon Stock 184,200 $4.75 $874,950.00
Disclosure

SEC source: 0001415889-25-020249 · form4-07242025_090741.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,918

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.

Read SEC document
June 14, 2025 Filed Jun 17, 2025 20:20 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantEmployee Stock Option (right to buy) · Derivative 24,696 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 7

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,696

Underlying: Common Stock · 24,696 shares

Expires 2035-06-14

F3 · derivative.exercise_price: This price was the closing price of the Company's common stock on June 13, 2025.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 14, 2026.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SalePut Option (obligation to purchase) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,200

Underlying: Common Stock · 184,200 shares

Expires 2026-06-26

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 PurchaseCall Option (right to buy) · Derivative 184,200 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,200

Underlying: Common Stock · 184,200 shares

Expires 2026-06-13

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 PurchaseCommon Stock 184,200 $4.75 $874,950.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By subtrust

Disclosed balance after: 317,145

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 20:20 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 PurchaseCommon Stock 92,100 $4.75 $437,475.00
Disclosure

SEC source: 0001415889-25-017531 · form4-06172025_080630.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,718

F1 · security: In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also has the right to cause Mr. Lee to purchase the additional shares at that same price beginning on June 13, 2026 and for a period of ten business days thereafter. In addition, if the closing price of the Company's common stock as reported by NASDAQ is at a price per share of $4.75 or greater on any day prior to June 13, 2026, then Seller also has the right to cause Mr. Lee to purchase such additional shares for $4.75 per share on the next business day.

F2 · balance_after: Not included in this report is the grant of 16,502 shares of restricted stock approved on June 14, 2025 by the compensation committee of the board of directors (the "Compensation Committee") of the Company pursuant to Mr. Lee's new employment agreement and under the Company's 2025 Equity Incentive Plan and pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2025, 2026 and 2027, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:19 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantEmployee Stock Option (right to buy) · Derivative 28,240 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001415889-25-009769 · form4-04022025_100422.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,240

Underlying: Common Stock · 28,240 shares

Expires 2035-01-02

F2 · shares: On January 2, 2025, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 97,267 shares at $4.62 per share. Of such total, 69,027 shares were reported on Mr. Lee's Form 4 filed on January 3, 2025. The option grant to purchase the remaining 28,240 shares at $4.62 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan") or the adoption of a successor plan thereto. Prior to such stockholder approval, a sufficient number of shares became available under the Plan due to employee departures from the Company. Therefore, as of the transaction date of this Form 4, there were a sufficient number of shares available under the Plan to grant the option to purchase the remaining 28,240 shares at $4.62 per share.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:26 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 GrantEmployee Stock Option (right to buy) · Derivative 69,027 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001415889-25-000662 · form4-01042025_120121.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,027

Underlying: Common Stock · 69,027 shares

Expires 2035-01-02

F2 · shares: On January 2, 2025, the Compensation Committee approved an option grant to Mr. Lee pursuant to Mr. Lee's employment agreement to purchase a total of 97,267 shares at $4.62 per share. Of such option grant, 69,027 shares are reported above. The option grant to purchase the remaining 28,240 shares at $4.62 per share is subject to stockholder approval of an increase to the number of available shares for issuance under the 2015 Plan or the adoption of a successor plan thereto.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2026.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,388 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · derivative · entry 9

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,388 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 2,388 $4.99 $11,916.60
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 2,388 $1.25 $2,985.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,591,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,918 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · derivative · entry 8

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 16,918 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 16,918 $5.00 $84,600.15
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 16,918 $1.25 $21,147.50
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,605,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,188 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,306

Underlying: Common Stock · 13,188 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 13,188 $4.99 $65,856.92
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 13,188 $1.25 $16,485.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,602,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,285 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,494

Underlying: Common Stock · 7,285 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 7,285 $4.99 $36,324.47
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 7,285 $1.25 $9,106.25
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,596,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,002 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,779

Underlying: Common Stock · 13,002 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 13,002 $4.96 $64,521.12
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.935 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 13,002 $1.25 $16,252.50
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,601,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,793 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,781

Underlying: Common Stock · 10,793 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 10,793 $5.00 $53,963.92
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.98 to $5.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 10,793 $1.25 $13,491.25
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,599,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,560 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,574

Underlying: Common Stock · 9,560 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 9,560 $4.99 $47,744.55
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 9,560 $1.25 $11,950.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,598,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,734 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,134

Underlying: Common Stock · 16,734 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 16,734 $5.01 $83,845.71
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.08, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 16,734 $1.25 $20,917.50
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,605,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,540 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,868

Underlying: Common Stock · 3,540 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 3,540 $5.00 $17,687.61
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.965 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 3,540 $1.25 $4,425.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,592,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,382 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,408

Underlying: Common Stock · 8,382 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 SaleCommon Stock 8,382 $5.00 $41,933.47
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionCommon Stock 8,382 $1.25 $10,477.50
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,597,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 04, 2024 Filed Oct 8, 2024 23:25 UTC FULL HOUSE RESORTS INC FLL · Entity 6970 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,351 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,790

Underlying: Common Stock · 13,351 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.