Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2026 Filed Jul 14, 2026 22:14 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 842 | $2.64 | $2,222.88 |
DisclosureSEC source: 0001632590-26-000010 · form4-07142026_100700.xml · nonDerivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559,788 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on July 11, 2025. Read SEC document |
| July 11, 2026 Filed Jul 14, 2026 22:14 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 422 | $2.64 | $1,114.08 |
DisclosureSEC source: 0001632590-26-000010 · form4-07142026_100700.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,630 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on July 11, 2025. Read SEC document |
| July 11, 2026 Filed Jul 14, 2026 22:14 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 1,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001632590-26-000010 · form4-07142026_100700.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,052 F1 · shares: Represents shares of performance-based restricted stock granted on July 11, 2025 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| July 11, 2026 Filed Jul 14, 2026 22:15 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 596 | $2.64 | $1,573.44 |
DisclosureSEC source: 0001565441-26-000012 · form4-07142026_100735.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,557 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on July 11, 2025. Read SEC document |
| July 11, 2026 Filed Jul 14, 2026 22:15 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 298 | $2.64 | $786.72 |
DisclosureSEC source: 0001565441-26-000012 · form4-07142026_100735.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,153 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on July 11, 2025. Read SEC document |
| July 11, 2026 Filed Jul 14, 2026 22:15 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001565441-26-000012 · form4-07142026_100735.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,451 F1 · shares: Represents shares of performance-based restricted stock granted on July 11, 2025 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| June 14, 2026 Filed Jun 16, 2026 22:08 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 670 | $3.32 | $2,224.40 |
DisclosureSEC source: 0001209589-26-000008 · form4-06162026_100649.xml · nonDerivative · entry 2 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,422,611 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025. Read SEC document |
| June 14, 2026 Filed Jun 16, 2026 22:08 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209589-26-000008 · form4-06162026_100649.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423,281 F1 · shares: Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:10 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 5,827 | $2.72 | $15,849.44 |
DisclosureSEC source: 0001632590-26-000008 · form4-05202026_100518.xml · nonDerivative · entry 5 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559,323 F5 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:10 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,938 | $2.72 | $7,991.36 |
DisclosureSEC source: 0001632590-26-000008 · form4-05202026_100518.xml · nonDerivative · entry 4 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,150 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:10 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 12,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001632590-26-000008 · form4-05202026_100518.xml · nonDerivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 568,088 F3 · shares: Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 2,641 | $2.72 | $7,183.52 |
DisclosureSEC source: 0001565441-26-000010 · form4-05202026_100525.xml · nonDerivative · entry 5 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,414 F5 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 1,345 | $2.72 | $3,658.40 |
DisclosureSEC source: 0001565441-26-000010 · form4-05202026_100525.xml · nonDerivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,055 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 4,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001565441-26-000010 · form4-05202026_100525.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,400 F3 · shares: Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 18, 2026 Filed May 20, 2026 22:10 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,410 | $2.73 | $3,849.30 |
DisclosureSEC source: 0001632590-26-000008 · form4-05202026_100518.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556,025 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023. Read SEC document |
| May 18, 2026 Filed May 20, 2026 22:10 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 5,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001632590-26-000008 · form4-05202026_100518.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,435 F1 · shares: Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 18, 2026 Filed May 20, 2026 22:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 667 | $2.73 | $1,820.91 |
DisclosureSEC source: 0001565441-26-000010 · form4-05202026_100525.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,717 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023. Read SEC document |
| May 18, 2026 Filed May 20, 2026 22:08 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001565441-26-000010 · form4-05202026_100525.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,384 F1 · shares: Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:40 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 104,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001632590-26-000006 · form4-05182026_100519.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,452 F1 · shares: This grant of 104,167 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029. F2 · balance_after: Not included in this report is the grant of 104,167 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029, subject to the achievement of certain performance-based criteria in 2026, 2027 and 2028, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:42 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001565441-26-000008 · form4-05182026_100559.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,061 F1 · shares: This grant of 43,750 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029. F2 · balance_after: Not included in this report is the grant of 43,750 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029, subject to the achievement of certain performance-based criteria in 2026, 2027 and 2028, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:37 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 116,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209589-26-000006 · form4-05182026_100515.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,420,530 F1 · shares: This grant of 116,667 shares of restricted stock was approved by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2025 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029. F2 · balance_after: Not included in this report is the grant of 116,667 shares of restricted stock approved by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts on May 14, 2027, 2028 and 2029, subject to the achievement of certain performance-based criteria in 2026, 2027 and 2028, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. F3 · balance_after: Since the date of Mr. Lee's last report, Mr. Lee transferred 15,657 shares of common stock to his former spouse pursuant to a domestic relations order. Mr. Lee no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:33 UTC |
Caracciolo Kathleen MDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001394884-26-000005 · form4-05182026_100536.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,627 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:35 UTC |
Shaunnessy Michael PDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562808-26-000002 · form4-05182026_100503.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,338 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:31 UTC |
Handler Lynn MDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001928963-26-000002 · form4-05182026_100537.xml · nonDerivative · entry 1 Handler Lynn M · CIK 0001928963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,129 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:30 UTC |
Green Eric JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001817189-26-000002 · form4-05182026_100529.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,959 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:29 UTC |
Braunlich Carl GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001330803-26-000004 · form4-05182026_100521.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,434 F1 · shares: Restricted shares vest on May 14, 2027. Read SEC document |
| May 08, 2026 Filed May 8, 2026 22:04 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001632590-26-000002 · form4-05082026_100529.xml · derivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option fully vested on May 10, 2019. Read SEC document |
| May 08, 2026 Filed May 8, 2026 22:04 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 33,074 | $2.57 | $85,000.18 |
DisclosureSEC source: 0001632590-26-000002 · form4-05082026_100529.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,856 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options. Read SEC document |
| May 08, 2026 Filed May 8, 2026 22:04 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Exercise / conversionCommon Stock | 50,000 | $1.70 | $85,000.00 |
DisclosureSEC source: 0001632590-26-000002 · form4-05082026_100529.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 1,156 | $2.97 | $3,433.32 |
DisclosureSEC source: 0001565441-26-000006 · form4-05122026_060503.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,311 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance based restricted stock granted on May 8, 2024. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 3,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001565441-26-000006 · form4-05122026_060503.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,467 F2 · shares: Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 2,085 | $2.97 | $6,192.45 |
DisclosureSEC source: 0001565441-26-000006 · form4-05122026_060503.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,029 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,157 | $2.97 | $6,406.29 |
DisclosureSEC source: 0001632590-26-000004 · form4-05122026_060501.xml · nonDerivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,285 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 8, 2024. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
GrantCommon Stock | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001632590-26-000004 · form4-05122026_060501.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,442 F2 · shares: Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:00 UTC |
Fanger Lewis A.Director · President, CFO and Treasurer
|
Tax withholdingCommon Stock | 4,269 | $2.97 | $12,678.93 |
DisclosureSEC source: 0001632590-26-000004 · form4-05122026_060501.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · President, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,587 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024. Read SEC document |
| April 24, 2026 Filed Apr 28, 2026 23:36 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001209589-26-000004 · form4-04282026_110430.xml · derivative · entry 6 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option fully vested on May 10, 2019. Read SEC document |
| April 24, 2026 Filed Apr 28, 2026 23:36 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 68,687 | $2.48 | $170,000.33 |
DisclosureSEC source: 0001209589-26-000004 · form4-04282026_110430.xml · nonDerivative · entry 2 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,319,520 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options. Read SEC document |
| April 24, 2026 Filed Apr 28, 2026 23:36 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 100,000 | $1.70 | $170,000.00 |
DisclosureSEC source: 0001209589-26-000004 · form4-04282026_110430.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,388,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:09 UTC |
Braunlich Carl GDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,588 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001330803-26-000002 · form4-04222026_100404.xml · derivative · entry 3 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,588 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:09 UTC |
Braunlich Carl GDirector
|
Tax withholdingCommon Stock | 6,594 | $2.73 | $18,001.62 |
DisclosureSEC source: 0001330803-26-000002 · form4-04222026_100404.xml · nonDerivative · entry 2 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,434 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:09 UTC |
Braunlich Carl GDirector
|
Exercise / conversionCommon Stock | 10,588 | $1.70 | $17,999.60 |
DisclosureSEC source: 0001330803-26-000002 · form4-04222026_100404.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 23:12 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 10,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 3 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288,207 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 23:12 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 9,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 2 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,277,384 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 23:12 UTC |
LEE DANIEL RDirector · Chief Executive Officer
|
GrantCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209589-26-000002 · form4-03272026_110344.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,267,675 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 22:01 UTC |
Guidroz ElaineSVP Secretary, General Counsel
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001565441-26-000002 · form4-03182026_100302.xml · derivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested in three equal annual installments beginning on May 10, 2017. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 22:01 UTC |
Guidroz ElaineSVP Secretary, General Counsel
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Tax withholdingCommon Stock | 30,742 | $2.62 | $80,544.04 |
DisclosureSEC source: 0001565441-26-000002 · form4-03182026_100302.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,920 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 22:01 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 40,000 | $1.70 | $68,000.00 |
DisclosureSEC source: 0001565441-26-000002 · form4-03182026_100302.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2026 Filed Mar 20, 2026 22:08 UTC Amendment |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001565441-26-000004 · form4a-03202026_100316.xml · derivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested in three equal annual installments beginning on May 10, 2017. Read SEC document |
| March 16, 2026 Filed Mar 20, 2026 22:08 UTC Amendment |
Guidroz ElaineSVP Secretary, General Counsel
|
Tax withholdingCommon Stock | 30,548 | $2.65 | $80,952.20 |
DisclosureSEC source: 0001565441-26-000004 · form4a-03202026_100316.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,114 F1 · kind: Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations. F2 · shares: This amendment is filed to correct the number of shares of common stock withheld and the price per share that were previously reported. F2 · price: This amendment is filed to correct the number of shares of common stock withheld and the price per share that were previously reported. Read SEC document |
| March 16, 2026 Filed Mar 20, 2026 22:08 UTC Amendment |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 40,000 | $1.70 | $68,000.00 |
DisclosureSEC source: 0001565441-26-000004 · form4a-03202026_100316.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.