Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Applied Minerals, Inc.AMNL · Entity 130386 | Director | May 23, 2017 | May 25, 2017 |
| BARNWELL INDUSTRIES INCBRN · Entity 7823 | Director | February 09, 2021 | February 17, 2021 |
| FULL HOUSE RESORTS INCFLL · Entity 6970 | Director | June 12, 2020 | June 16, 2020 |
| Liberated Syndication Inc.LSYN · Entity 129058 | Director · Chief Executive Officer | March 14, 2022 | March 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Applied Minerals, Inc.
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2022-05-23 | Direct | 306,366 |
Reported balance
After 2017-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-23 · Grant · Acquired 50,000 · Balance 306,366 F1: Option grant in lieu of cash for fee earned as director for the three months ended March 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Option grant in lieu of cash for fee earned as director for the three months ended March 31, 2017.
BARNWELL INDUSTRIES INC
Report date February 09, 2021 · Filed February 17, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.33 · Expires 2031-02-09 | Direct | 50,000 |
Reported balance
After 2021-02-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-02-09 · Grant · Disposed 50,000 · Balance 50,000 F1: The option vests in three equal annual installments beginning on February 9, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments beginning on February 9, 2022.
FULL HOUSE RESORTS INC
Report date June 12, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 394,544 |
Reported balance
After 2020-06-12 transaction · row 1
1 source rowRow 1 · 2020-06-12 · Sale · Disposed 34,257 · Balance 394,544 |
Liberated Syndication Inc.
Report date March 14, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 715,834 |
Reported balance
After 2022-03-14 transaction · row 1
1 source rowRow 1 · 2022-03-14 · Purchase · Acquired 53,334 · Balance 715,834 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BIRNER DENTAL MANAGEMENT SERVICES INC
Report date January 14, 2019 · Filed January 14, 2019
Jointly reported with Palm Management (US) LLC, Palm Active Dental LLC, Palm Global Small Cap Master Fund LP, Palm Active Dental II, LP, Palm Active Partners Management, LLC, Palmer Bradley C, Horowitz Joshua
Section 16 reporting ended · disclosed 2019-01-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPalm Global Small Cap Master Fund LP | 630,705 |
Reported balance
After 2019-01-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-14 · Conversion · Acquired 630,705 · Balance 630,705 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Global Small Cap Master Fund LP | 631,969 |
Reported balance
After 2019-01-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-01-14 · Conversion · Acquired 1,264 · Balance 631,969 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Global Small Cap Master Fund LP | 0 |
Reported balance
After 2019-01-14 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2019-01-14 · Disposition to issuer · Disposed 631,969 · Balance 0 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F3: Represents shares of Common Stock disposed of in the Merger for the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental, LLC | 420,470 |
Reported balance
After 2019-01-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-01-14 · Conversion · Acquired 420,470 · Balance 420,470 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental, LLC | 421,313 |
Reported balance
After 2019-01-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-01-14 · Conversion · Acquired 843 · Balance 421,313 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental, LLC | 0 |
Reported balance
After 2019-01-14 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2019-01-14 · Disposition to issuer · Disposed 421,313 · Balance 0 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F3: Represents shares of Common Stock disposed of in the Merger for the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental II, LLC | 95,344 |
Reported balance
After 2019-01-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-01-14 · Conversion · Acquired 95,344 · Balance 95,344 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental II, LLC | 95,548 |
Reported balance
After 2019-01-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-01-14 · Conversion · Acquired 204 · Balance 95,548 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. |
| Common StockSEC Table I · non-derivative | IndirectPalm Active Dental II, LLC | 0 |
Reported balance
After 2019-01-14 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2019-01-14 · Disposition to issuer · Disposed 95,548 · Balance 0 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F3: Represents shares of Common Stock disposed of in the Merger for the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBradley M. Tirpak | 0 |
Reported balance
After 2019-01-14 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2019-01-14 · Disposition to issuer · Disposed 2,000 · Balance 0 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F4: Represents shares of restricted Common Stock cancelled in the Merger in exchange for the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectJoshua Horowitz | 0 |
Reported balance
After 2019-01-14 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2019-01-14 · Disposition to issuer · Disposed 2,000 · Balance 0 F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F4: Represents shares of restricted Common Stock cancelled in the Merger in exchange for the Merger Consideration. |
| Convertible Senior Subordinated Secured Loan NotesSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 | IndirectPalm Global Small Cap Master Fund LP | 0 |
Reported balance
After 2019-01-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-01-14 · Conversion · Disposed Not disclosed · Balance 0 F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F8: Represents the outstanding principal amount of the Notes converted plus PIK interest. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F10: Represents underlying shares of Common Stock. |
| Convertible Senior Subordinated Secured Loan NotesSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 | IndirectPalm Active Dental, LLC | 0 |
Reported balance
After 2019-01-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-01-14 · Conversion · Disposed Not disclosed · Balance 0 F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F8: Represents the outstanding principal amount of the Notes converted plus PIK interest. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F10: Represents underlying shares of Common Stock. |
| Convertible Senior Subordinated Secured Loan NotesSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 | IndirectPalm Active Dental II, LP | 0 |
Reported balance
After 2019-01-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-01-14 · Conversion · Disposed Not disclosed · Balance 0 F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F8: Represents the outstanding principal amount of the Notes converted plus PIK interest. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023. F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F10: Represents underlying shares of Common Stock. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectPalm Global Small Cap Master Fund LP | 0 |
Reported balance
After 2019-01-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-01-14 · Conversion · Disposed 6 · Balance 0 F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F9: Includes dividends required to be paid in kind as additional shares. F10: Represents underlying shares of Common Stock. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectPalm Active Dental, LLC | 0 |
Reported balance
After 2019-01-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-01-14 · Conversion · Disposed 4 · Balance 0 F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F9: Includes dividends required to be paid in kind as additional shares. F10: Represents underlying shares of Common Stock. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectPalm Active Dental II, LP | 0 |
Reported balance
After 2019-01-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-01-14 · Conversion · Disposed 1 · Balance 0 F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect. F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock. F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019. F9: Includes dividends required to be paid in kind as additional shares. F10: Represents underlying shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 14, 2019, Birner Dental Management Services, Inc. ("Birner") completed a merger transaction pursuant to which Birner became a wholly owned subsidiary of Mid-Atlantic Dental Services Holdings, LLC (the "Merger"). Each share of Birner common stock was converted into the right to receive $10.62 in cash and a contingent value right that entitles the holder thereof to receive up to $0.13 per share that may become payable after 18 months, in each case, without interest and less any applicable withholding taxes (the "Merger Consideration").
F2: Pursuant to a Notice of Conversion dated December 14, 2018, immediately prior to the effective time of the Merger, the Reporting Persons converted their Convertible Senior Subordinated Loan Notes (the "Notes") and Series A Convertible Preferred Stock ("Series A Preferred") into Series B Convertible Preferred ("Series B Preferred") and, immediately thereafter, converted the Series B Preferred into shares of Common Stock.
F3: Represents shares of Common Stock disposed of in the Merger for the Merger Consideration.
F4: Represents shares of restricted Common Stock cancelled in the Merger in exchange for the Merger Consideration.
F5: Each Note was convertible at any time at the option of the holder into Series B Preferred, which Series B Preferred was then convertible into Common Stock at any time at the option of the holder. The maturity date for the Notes was September 30, 2023.
F6: Each share of Series A Preferred was convertible into such number of shares of Series B Preferred as was determined by dividing the Series A Preference Price ($1,000 per share of Series A Preferred), plus any and all accrued and unpaid dividends, by $5. Each share of Series B Preferred was convertible into such number of shares of Common Stock as was determined by dividing the Series B Preference Price ($5 per share of Series B Preferred), plus any and all accrued and unpaid dividends, by the Conversion Price ($5) then in effect.
F7: The aggregate amount of PIK interest and dividends for the Notes and Series A Preferred was $276,145 through January 14, 2019.
F8: Represents the outstanding principal amount of the Notes converted plus PIK interest.
F9: Includes dividends required to be paid in kind as additional shares.
F10: Represents underlying shares of Common Stock.
TSR INC
Report date June 28, 2024 · Filed June 28, 2024
Section 16 reporting ended · disclosed 2024-06-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-06-28 · Other · Disposed 63,446 · Balance 0 F1: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-06-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-06-28 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer.
F2: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2024 Filed Jun 28, 2024 17:14 UTC | TSR INC TSRI · Entity 89106 | Disposition to issuerCommon Stock, $0.01 par value | 10,000 | $13.40 | $134,000.00 |
DisclosureSEC source: 0001213900-24-057280 · ownership.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: This row reports shares of unvested restricted Common Stock cancelled pursuant to the Merger Agreement, pursuant to which Merger Sub merged into Issuer, effective on June 28, 2024 (the "Effective Time"), with Issuer becoming a wholly owned indirect subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the Effective Time, each Unvested Restricted Stock Award (as defined in the Merger Agreement) that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such Unvested Restricted Stock Award, an amount in cash without interest equal to the $13.40, less any applicable tax withholding. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 17:14 UTC | TSR INC TSRI · Entity 89106 | OtherCommon Stock, $0.01 par value | 63,446 | $13.40 | $850,176.40 |
DisclosureSEC source: 0001213900-24-057280 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This row reports shares of Common Stock tendered pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Vienna Acquisition Corporation ("Merger Sub") in connection with the Agreement and Plan of Merger, dated May 15, 2024 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between TSR, Inc. (the "Issuer") and Merger Sub, which is a wholly owned subsidiary of Vienna Parent Corporation ("Parent"), and Parent. Pursuant to the Merger Agreement, on May 30, 2024, Merger Sub commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Issuer Common Stock for a purchase price of $13.40 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 28, 2024, Merger Sub accepted all shares of Common Stock tendered in the Offer. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:00 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-008498 · ownership.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,466 F2 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:00 UTC | TSR INC TSRI · Entity 89106 | Disposition to issuerCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-008498 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,466 F1 · shares: Represents the expiration of restricted stock granted under the TSR, Inc. 2020 Equity Incentive Plan. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 06:03 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 53,334 | $3.75 | $200,002.50 |
DisclosureSEC source: 0001654954-22-003202 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,834 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 18:39 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000157 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,500 Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 20:49 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon stock | 50,000 | $3.00 | $150,000.00 |
DisclosureSEC source: 0001654954-21-012678 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,667 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantPerformance Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · derivative · entry 7 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of LSYN common stock. F5 · derivative.exercise_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. F5 · derivative.expiration_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantPerformance Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · derivative · entry 6 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of LSYN common stock. F5 · derivative.exercise_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. F5 · derivative.expiration_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantPerformance Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · derivative · entry 5 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of LSYN common stock. F5 · derivative.exercise_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. F5 · derivative.expiration_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantPerformance Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · derivative · entry 4 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of LSYN common stock. F5 · derivative.exercise_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. F5 · derivative.expiration_date: Represents PSUs granted, to be earned, if at all, based on the company's common stock achieving specified prices per share during a three-year period. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantEmployee Stock Options (right to buy) · Derivative | 150,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · derivative · entry 3 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-11-01 F3 · derivative.exercise_date: Stock Options that vest in equal instalments on each anniversary of the grant date: 50,000 options vest on November 1, 2022, 50,000 options vest on November 1, 2023, and 50,000 options vest on November 1, 2024. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,667 F2 · shares: Restricted stock that vests in equal instalments of 50,000 shares on each anniversary of the grant date: 50,000 shares shall vest on November 1, 2022, 50,000 shares shall vest on November 1, 2023,and 50,000 shares shall vest on November 1, 2024. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:22 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011662 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,667 F1 · shares: Restricted Stock that vests 90 days from the date of grant. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 17:16 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 266,667 | $3.75 | $1,000,001.25 |
DisclosureSEC source: 0001654954-21-006648 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,667 Read SEC document |
| May 26, 2021 Filed May 28, 2021 17:00 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 1,613 | $8.00 | $12,904.00 |
DisclosureSEC source: 0001213900-21-030004 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,466 F1 · ownership.direct: Includes restricted stock award of 20,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. F2 · ownership.direct: Includes restricted stock award of 10,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| May 17, 2021 Filed May 19, 2021 17:00 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 3,387 | $8.00 | $27,096.00 |
DisclosureSEC source: 0001213900-21-027946 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,853 F1 · ownership.direct: Includes restricted stock award of 20,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. F2 · ownership.direct: Includes restricted stock award of 10,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 17:00 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 622 | $8.00 | $4,976.00 |
DisclosureSEC source: 0001213900-21-023571 · ownership.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,466 F1 · ownership.direct: Includes restricted stock award of 20,000 sharesgranted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. F2 · ownership.direct: Includes restricted stock award of 10,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 17:00 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 2,500 | $8.00 | $20,000.00 |
DisclosureSEC source: 0001213900-21-023571 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,844 F1 · ownership.direct: Includes restricted stock award of 20,000 sharesgranted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. F2 · ownership.direct: Includes restricted stock award of 10,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 02:56 UTC | BARNWELL INDUSTRIES INC BRN · Entity 7823 | GrantDirector Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.33 | $0.00 |
DisclosureSEC source: 0001140361-21-004463 · form4.xml · derivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-09 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022. Read SEC document |
| February 09, 2021 Filed Feb 17, 2021 22:08 UTC Amendment | BARNWELL INDUSTRIES INC BRN · Entity 7823 | GrantDirector Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.33 | $0.00 |
DisclosureSEC source: 0001567619-21-004283 · doc1.xml · derivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-09 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 17:17 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 27,586 | $7.25 | $199,998.50 |
DisclosureSEC source: 0001213900-21-006824 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,344 F1 · ownership.direct: Includes restricted stock award of 20,000 sharesgranted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. F2 · ownership.direct: Includes restricted stock award of 10,000 shares granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 07:10 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-005580 · ownership.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,758 F2 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture over three years until the Company's common stock have traded at certain pre-determined price thresholds for a 30-trading-day period. Once a price threshold was achieved by certain target dates, the forfeiture restrictions for the portion of the award related to that threshold will lapse, provided that the reporting person continues to provide services to the Company at the time of vesting. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 07:10 UTC | TSR INC TSRI · Entity 89106 | GrantCommon Stock, $0.01 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-005580 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,758 F1 · shares: Represents restricted stock award granted under the TSR, Inc. 2020 Equity Incentive Plan. The shares of restricted stock will remain subject to forfeiture during three years, during such time the forfeiture restrictions will lapse with respect to 10,000 shares, 5,000 shares and 5,000 shares respectively on each anniversary date of the grant date. The lapse of the forfeiture restrictions is conditioned on the reporting person continuing to provide services to TSR, Inc. (the "Company") through each vesting date. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 07:13 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 1,621 | $7.05 | $11,428.05 |
DisclosureSEC source: 0001213900-21-003876 · ownership.xml · nonDerivative · entry 3 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,758 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 07:13 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 379 | $6.94 | $2,630.26 |
DisclosureSEC source: 0001213900-21-003876 · ownership.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,137 Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 07:13 UTC | TSR INC TSRI · Entity 89106 | PurchaseCommon Stock, $0.01 par value | 5,758 | $6.20 | $35,699.60 |
DisclosureSEC source: 0001213900-21-003876 · ownership.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:16 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 10,000 | $5.15 | $51,500.00 |
DisclosureSEC source: 0001654954-20-013711 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 00:07 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 34,257 | $1.73 | $59,367.38 |
DisclosureSEC source: 0001209191-20-036819 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,544 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:04 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036774 · doc4.xml · derivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:04 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 6,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036774 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,801 Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 22:58 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 60,000 | $2.01 | $120,540.00 |
DisclosureSEC source: 0001209191-20-035109 · doc4.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,865 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:58 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 17,622 | $1.98 | $34,838.69 |
DisclosureSEC source: 0001209191-20-035109 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,865 Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:36 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 2,000 | $1.99 | $3,978.00 |
DisclosureSEC source: 0001209191-20-034582 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,487 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 00:15 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 23,780 | $2.00 | $47,488.66 |
DisclosureSEC source: 0001209191-20-033312 · doc4.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,487 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:15 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 6,598 | $1.96 | $12,932.08 |
DisclosureSEC source: 0001209191-20-033312 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,267 Read SEC document |
| May 26, 2020 Filed May 27, 2020 01:50 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 12,419 | $2.02 | $25,086.38 |
DisclosureSEC source: 0001209191-20-032216 · doc4.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,865 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4. Read SEC document |
| May 22, 2020 Filed May 27, 2020 01:50 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 11,300 | $1.99 | $22,487.00 |
DisclosureSEC source: 0001209191-20-032216 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,284 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.99 to $2.00, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote (1) to this Form 4. Read SEC document |
| May 21, 2020 Filed May 22, 2020 23:07 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 82,377 | $1.97 | $162,282.69 |
DisclosureSEC source: 0001209191-20-031874 · doc4.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,584 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4. Read SEC document |
| May 20, 2020 Filed May 22, 2020 23:07 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 37,510 | $1.95 | $73,144.50 |
DisclosureSEC source: 0001209191-20-031874 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,961 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $1.96, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote (1) to this Form 4. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 18:40 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | GrantCommon stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001784 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · kind: Restricted Stock Award, which is forfeitable until vested. Vests in equal quarterly traunches during 2020 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 14:25 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 4,000 | $3.19 | $12,760.00 |
DisclosureSEC source: 0001654954-19-013710 · section16.xml · nonDerivative · entry 5 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 14:25 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 100 | $3.19 | $319.00 |
DisclosureSEC source: 0001654954-19-013710 · section16.xml · nonDerivative · entry 4 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 14:25 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 9,900 | $3.20 | $31,680.00 |
DisclosureSEC source: 0001654954-19-013710 · section16.xml · nonDerivative · entry 3 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,900 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 14:25 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 2,500 | $3.20 | $8,000.00 |
DisclosureSEC source: 0001654954-19-013710 · section16.xml · nonDerivative · entry 2 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 14:25 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 2,500 | $3.20 | $8,000.00 |
DisclosureSEC source: 0001654954-19-013710 · section16.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,500 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:15 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 1,000 | $3.17 | $3,170.00 |
DisclosureSEC source: 0001654954-19-013708 · section16.xml · nonDerivative · entry 8 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:15 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 4,700 | $3.15 | $14,805.00 |
DisclosureSEC source: 0001654954-19-013708 · section16.xml · nonDerivative · entry 7 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:15 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 300 | $3.15 | $945.00 |
DisclosureSEC source: 0001654954-19-013708 · section16.xml · nonDerivative · entry 6 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,300 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:15 UTC | Liberated Syndication Inc. LSYN · Entity 129058 | PurchaseCommon Stock | 25,000 | $3.17 | $79,250.00 |
DisclosureSEC source: 0001654954-19-013708 · section16.xml · nonDerivative · entry 5 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.