Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2022 Filed Mar 21, 2022 22:16 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-22-020329 · doc4.xml · derivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,250 Underlying: Common Stock · 2,250 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2021. F3 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 22:16 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 2,250 | $10.08 | $22,687.43 |
DisclosureSEC source: 0001209191-22-020329 · doc4.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.25, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 22:16 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 2,250 | $1.51 | $3,397.50 |
DisclosureSEC source: 0001209191-22-020329 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2021. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:12 UTC |
Ferrucci JohnChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001209191-22-019343 · doc4.xml · derivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-14 F1 · shares: Not included in this report is the grant of 5,734 shares of restricted stock approved on March 14, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on March 14, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 14, 2023. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 22:54 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantCommon Stock | 23,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019331 · doc4.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,165 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| January 03, 2022 Filed Mar 16, 2022 22:47 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 41,939 | $0.00 Strike: $11.82 | $0.00 |
DisclosureSEC source: 0001209191-22-019324 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,939 Underlying: Common Stock · 41,939 shares Expires 2032-01-03 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 3, 2023. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:42 UTC |
adams kenneth robertDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,588 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001209191-21-068635 · doc4.xml · derivative · entry 3 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,588 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:42 UTC |
adams kenneth robertDirector
|
SaleCommon Stock | 10,588 | $11.67 | $123,561.96 |
DisclosureSEC source: 0001209191-21-068635 · doc4.xml · nonDerivative · entry 2 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,623 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:42 UTC |
adams kenneth robertDirector
|
Exercise / conversionCommon Stock | 10,588 | $1.70 | $17,999.60 |
DisclosureSEC source: 0001209191-21-068635 · doc4.xml · nonDerivative · entry 1 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · derivative · entry 7 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 2,500 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 2,500 | $11.00 | $27,500.00 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · nonDerivative · entry 4 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.50, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 2,500 | $1.51 | $3,775.00 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 750 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · derivative · entry 6 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 750 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 750 | $10.15 | $7,612.50 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:43 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 750 | $1.51 | $1,132.50 |
DisclosureSEC source: 0001209191-21-068636 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 750 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · derivative · entry 7 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 750 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2015, 2016 and 2017. Read SEC document |
| December 03, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 750 | $9.25 | $6,937.50 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · nonDerivative · entry 4 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| December 03, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 750 | $1.51 | $1,132.50 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · derivative · entry 6 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 500 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2015, 2016 and 2017. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 500 | $9.00 | $4,500.00 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 02:09 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 500 | $1.51 | $755.00 |
DisclosureSEC source: 0001209191-21-068024 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:01 UTC |
Hartmeier Michael A.Director
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034993 · doc4.xml · nonDerivative · entry 1 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,927 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Shaunnessy Michael PDirector
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034997 · doc4.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,209 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Green Eric JDirector
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034990 · doc4.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,830 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Caracciolo Kathleen MDirector
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034994 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,556 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 92,093 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-21-034989 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,093 Underlying: Common Stock · 92,093 shares Expires 2031-01-07 F1 · shares: On January 7, 2021, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 124,120 shares at $3.93 per share. Of such total, 32,027 shares were reported on Mr. Lee's Form 4 filed on January 11, 2021. The option grant to purchase the remaining 92,093 shares at $3.93 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan"). The Company's stockholders approved the increase to the number of available shares for issuance under the Plan on May 19, 2021. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 7, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Braunlich Carl GDirector
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034988 · doc4.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,311 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
adams kenneth robertDirector
|
GrantCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034987 · doc4.xml · nonDerivative · entry 1 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,623 F1 · shares: Restricted shares vest on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001209191-21-034985 · doc4.xml · derivative · entry 3 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-05-19 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:00 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 16,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001209191-21-034986 · doc4.xml · derivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2031-05-19 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2022. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 22:30 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 32,027 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-21-003013 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,027 Underlying: Common Stock · 32,027 shares Expires 2031-01-07 F2 · shares: On January 7, 2021, the Compensation Committee of the Company approved an option grant to purchase a total of 124,120 shares at $3.93 per share. Of such total, 32,027 shares are reported above. The option grant to purchase the remaining 92,093 shares at $3.93 per share are subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 7, 2022. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 11:10 UTC |
Hartmeier Michael A.Director
|
PurchaseCommon Stock | 20,000 | $3.71 | $74,200.00 |
DisclosureSEC source: 0001209191-20-061882 · doc4.xml · nonDerivative · entry 1 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,675 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 11:06 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,556 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-20-061881 · doc4.xml · derivative · entry 4 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 43,556 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 11:06 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
SaleCommon Stock | 8,556 | $3.74 | $32,000.30 |
DisclosureSEC source: 0001209191-20-061881 · doc4.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 11:06 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
Exercise / conversionCommon Stock | 8,556 | $1.51 | $12,919.56 |
DisclosureSEC source: 0001209191-20-061881 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 19:16 UTC |
Hartmeier Michael A.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001209191-20-061767 · doc4.xml · derivative · entry 2 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2030-12-03 Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 19:16 UTC |
Hartmeier Michael A.Director
|
GrantCommon Stock | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061767 · doc4.xml · nonDerivative · entry 1 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 23:29 UTC |
Braunlich Carl GDirector
|
SaleCommon Stock | 33,245 | $3.42 | $113,697.90 |
DisclosureSEC source: 0001209191-20-058879 · doc4.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:05 UTC |
Shaunnessy Michael PDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-20-041391 · doc4.xml · derivative · entry 2 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-07-01 Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:05 UTC |
Shaunnessy Michael PDirector
|
GrantCommon Stock | 7,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041391 · doc4.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,957 Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 17:26 UTC |
Green Eric JDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-20-041684 · doc4.xml · derivative · entry 3 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-07-01 Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 17:26 UTC |
Green Eric JDirector
|
GrantCommon Stock | 7,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041684 · doc4.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,578 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 00:07 UTC |
Tirpak Bradley MDirector
|
SaleCommon Stock | 34,257 | $1.73 | $59,367.38 |
DisclosureSEC source: 0001209191-20-036819 · doc4.xml · nonDerivative · entry 1 Tirpak Bradley M · CIK 0001484439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,544 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:42 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036812 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-06-11 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 11, 2021. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:40 UTC |
Guidroz ElaineVP, Secretary, General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036810 · doc4.xml · derivative · entry 3 Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-06-11 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 11, 2021. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:39 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036806 · doc4.xml · derivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-06-11 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 11, 2021. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:34 UTC |
Braunlich Carl GDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036801 · doc4.xml · derivative · entry 2 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:37 UTC |
Caracciolo Kathleen MDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036803 · doc4.xml · derivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:25 UTC |
adams kenneth robertDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-20-036797 · doc4.xml · derivative · entry 2 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-06-11 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 23:25 UTC |
adams kenneth robertDirector
|
GrantCommon Stock | 6,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036797 · doc4.xml · nonDerivative · entry 1 adams kenneth robert · CIK 0001392226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,371 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.