Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FULL HOUSE RESORTS INCFLL · Entity 6970 | CHIEF OPERATING OFFICER | August 20, 2024 | August 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FULL HOUSE RESORTS INC
Report date August 20, 2024 · Filed August 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2024-08-20 transaction · row 1
1 source rowRow 1 · 2024-08-20 · Sale · Disposed 8,328 · Balance 20,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.91 to $5.055, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.91 to $5.055, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2024 Filed Aug 21, 2024 22:10 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 8,328 | $4.97 | $41,406.82 |
DisclosureSEC source: 0001415889-24-021852 · form4-08212024_060801.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.91 to $5.055, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2024 Filed Aug 15, 2024 22:26 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,499 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-021393 · form4-08152024_100816.xml · derivative · entry 3 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,499 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| August 15, 2024 Filed Aug 15, 2024 22:26 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 18,499 | $5.00 | $92,491.30 |
DisclosureSEC source: 0001415889-24-021393 · form4-08152024_100816.xml · nonDerivative · entry 2 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,328 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.05, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 15, 2024 Filed Aug 15, 2024 22:26 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 18,499 | $1.51 | $27,933.49 |
DisclosureSEC source: 0001415889-24-021393 · form4-08152024_100816.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:15 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,501 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-017018 · form4-06142024_100617.xml · derivative · entry 3 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,499 Underlying: Common Stock · 20,000 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:15 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | SaleCommon Stock | 1,501 | $5.06 | $7,599.56 |
DisclosureSEC source: 0001415889-24-017018 · form4-06142024_100617.xml · nonDerivative · entry 2 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,328 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.036 to $5.11, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:15 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 1,501 | $1.51 | $2,266.51 |
DisclosureSEC source: 0001415889-24-017018 · form4-06142024_100617.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:40 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 4,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014129 · form4-05222024_090532.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,328 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:31 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012896 · form4-05102024_090535.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,823 F1 · shares: This grant of 20,000 shares of restricted stock was approved on May 8, 2024 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 8, 2025, 2026 and 2027 F2 · balance_after: Not included in this report is the grant of 20,000 shares of restricted stock approved on May 8, 2024 by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2024, 2025 and 2026, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:09 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010148 · form4-04032024_100430.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,823 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:18 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,855 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-23-031545 · doc4.xml · derivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,855 Underlying: Common Stock · 20,855 shares Expires 2033-05-18 F1 · shares: Not included in this report is the grant of 13,514 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 18, 2024. Read SEC document |
| April 12, 2023 Filed Apr 13, 2023 20:37 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024216 · doc4.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,911 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:44 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001209191-22-031490 · doc4.xml · derivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-05-19 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2023. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:12 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001209191-22-019343 · doc4.xml · derivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-03-14 F1 · shares: Not included in this report is the grant of 5,734 shares of restricted stock approved on March 14, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on March 14, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 14, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.