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NYSE · USD

FLG

FLAGSTAR BANK, NATIONAL ASSOCIATION

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3855
SEC CIK
0000910073
Parsed reports
465

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2020 Filed Mar 18, 2020 20:34 UTC
FICALORA JOSEPH RDirector · President & CEO
GrantCommon Stock 63,177 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 5

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIV

Disclosed balance after: 63,177

F4 · ownership.nature: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:34 UTC
CANGEMI THOMAS RSr. EVP & CFO
GrantCommon Stock 19,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005350 · doc4.xml · nonDerivative · entry 2

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIV

Disclosed balance after: 19,179

F2 · ownership.nature: 19,179 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:34 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 11,998 $10.03 $120,339.94
Disclosure

SEC source: 0001225208-20-005353 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,561

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:34 UTC
Pinto John JEVP & Chief Accounting Officer
Tax withholdingCommon Stock 5,005 $10.03 $50,200.15
Disclosure

SEC source: 0001225208-20-005352 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,194

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:34 UTC
FICALORA JOSEPH RDirector · President & CEO
Tax withholdingCommon Stock 25,890 $10.03 $259,676.70
Disclosure

SEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,761,997

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:34 UTC
CANGEMI THOMAS RSr. EVP & CFO
Tax withholdingCommon Stock 7,420 $10.03 $74,422.60
Disclosure

SEC source: 0001225208-20-005350 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,608

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 15:52 UTC PurchaseCommon Stock 3,000 $9.68 $29,043.00
Disclosure

SEC source: 0001225208-20-005133 · doc4.xml · nonDerivative · entry 1

Savarese Lawrence J. · CIK 0001571035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,500

Read SEC document
March 01, 2020 Filed Jan 28, 2021 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001232 · doc4.xml · nonDerivative · entry 7

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 131,500

Read SEC document
March 01, 2020 Filed Jan 28, 2021 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001232 · doc4.xml · nonDerivative · entry 2

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 25, 2020 Filed Mar 18, 2020 20:34 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 5,944 $11.35 $67,472.13
Disclosure

SEC source: 0001225208-20-005353 · doc4.xml · nonDerivative · entry 3

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 402,849

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 25, 2020 Filed Mar 18, 2020 20:34 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 633 $11.35 $7,185.37
Disclosure

SEC source: 0001225208-20-005352 · doc4.xml · nonDerivative · entry 3

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 42,939

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F3 · balance_after: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.

Read SEC document
February 25, 2020 Filed Mar 18, 2020 20:34 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 10,299 $11.35 $116,907.04
Disclosure

SEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 3

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 698,024

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F3 · balance_after: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.

Read SEC document
February 24, 2020 Filed Mar 18, 2020 20:34 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 4,273 $11.50 $49,128.39
Disclosure

SEC source: 0001225208-20-005353 · doc4.xml · nonDerivative · entry 4

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 293,285

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 24, 2020 Filed Mar 18, 2020 20:34 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 1,813 $11.50 $20,858.38
Disclosure

SEC source: 0001225208-20-005353 · doc4.xml · nonDerivative · entry 2

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 124,551

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 24, 2020 Filed Mar 18, 2020 20:34 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 455 $11.50 $5,234.73
Disclosure

SEC source: 0001225208-20-005352 · doc4.xml · nonDerivative · entry 2

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 31,307

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F3 · balance_after: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.

Read SEC document
February 24, 2020 Filed Mar 18, 2020 20:34 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 17,125 $11.50 $196,892.98
Disclosure

SEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 4

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 1,175,347

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 24, 2020 Filed Mar 18, 2020 20:34 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 10,547 $11.50 $121,342.18
Disclosure

SEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 2

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 724,356

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 15, 2020 Filed Jan 28, 2021 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001232 · doc4.xml · nonDerivative · entry 6

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 130,000

Read SEC document
February 15, 2020 Filed Jan 28, 2021 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001232 · doc4.xml · nonDerivative · entry 1

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 9,009 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001395 · doc4.xml · nonDerivative · entry 1

Savarese Lawrence J. · CIK 0001571035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VIII

Disclosed balance after: 9,009

F1 · ownership.nature: 9,009 shares granted under Stock Award VIII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 5,405 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001396 · doc4.xml · nonDerivative · entry 1

TSIMBINOS JOHN M · CIK 0000942235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award IX

Disclosed balance after: 5,405

F1 · ownership.nature: 5,405 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 3,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001394 · doc4.xml · nonDerivative · entry 1

Rosenfeld Ronald A. · CIK 0001511853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award IX

Disclosed balance after: 3,604

F1 · ownership.nature: 3,604 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 3,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001393 · doc4.xml · nonDerivative · entry 1

Rosano Lawrence Jr. · CIK 0001614554 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VII

Disclosed balance after: 3,604

F1 · ownership.nature: 3,604 shares granted under Stock Award VII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 9,009 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001391 · doc4.xml · nonDerivative · entry 3

LEVINE MICHAEL J · CIK 0001275460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XI

Disclosed balance after: 9,009

F2 · ownership.nature: 9,009 shares granted under Stock Award XI on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 9,009 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001392 · doc4.xml · nonDerivative · entry 3

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award X

Disclosed balance after: 9,009

F2 · ownership.nature: 9,009 shares granted under Stock Award X on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 3,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001390 · doc4.xml · nonDerivative · entry 1

DUNN LESLIE D · CIK 0001236110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VI

Disclosed balance after: 3,604

F1 · ownership.nature: 3,604 shares granted under Stock Award VI on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC
Dahya HanifDirector
GrantCommon Stock 9,009 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001389 · doc4.xml · nonDerivative · entry 1

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XII

Disclosed balance after: 9,009

F1 · ownership.nature: 9,009 shares granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:33 UTC GrantCommon Stock 14,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001388 · doc4.xml · nonDerivative · entry 1

CIAMPA DOMINICK · CIK 0001215095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award X

Disclosed balance after: 14,414

F1 · ownership.nature: 14,414 shares granted under Stock Award X on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 15:09 UTC
Adams John ThomasEVP & CLO of Subsidiary
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000836 · doc4.xml · nonDerivative · entry 2

Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VI

Disclosed balance after: 25,000

F2 · ownership.nature: 25,000 shares granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five equal annual installments commencing on January 14, 2021.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 15:09 UTC
Adams John ThomasEVP & CLO of Subsidiary
Tax withholdingCommon Stock 5,086 $11.69 $59,455.34
Disclosure

SEC source: 0001225208-20-000836 · doc4.xml · nonDerivative · entry 1

Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,120

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:18 UTC OtherCommon Stock 51,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000120 · doc4.xml · nonDerivative · entry 2

CIAMPA DOMINICK · CIK 0001215095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 2,812

F2 · kind: Represents distribution of shares held in a trust to trust beneficiaries in accordance with the terms of the trust.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 14:31 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 593 $11.69 $6,929.21
Disclosure

SEC source: 0001225208-20-002264 · doc5.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 396,905

F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

F2 · balance_after: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F3 · ownership.nature: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 14:30 UTC
CANGEMI THOMAS RSr. EVP & CFO
OtherCommon Stock 593 $11.69 $6,929.21
Disclosure

SEC source: 0001225208-20-002262 · doc5.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 40,710

F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

Read SEC document
December 31, 2019 Filed Feb 14, 2020 14:30 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 593 $11.69 $6,929.21
Disclosure

SEC source: 0001225208-20-002263 · doc5.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 42,305

F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

F2 · balance_after: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 14:29 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
OtherCommon Stock 593 $11.69 $6,929.21
Disclosure

SEC source: 0001225208-20-002261 · doc5.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 43,675

F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

F2 · ownership.nature: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 14:29 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 593 $11.69 $6,929.21
Disclosure

SEC source: 0001225208-20-002260 · doc5.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 687,724

F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

F2 · balance_after: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
December 27, 2019 Filed Jan 3, 2020 16:18 UTC GiftCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000120 · doc4.xml · nonDerivative · entry 1

CIAMPA DOMINICK · CIK 0001215095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8

F1 · balance_after: The number of shares held directly included certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
December 24, 2019 Filed Jan 31, 2020 15:33 UTC GiftCommon Stock 290,860 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001391 · doc4.xml · nonDerivative · entry 2

LEVINE MICHAEL J · CIK 0001275460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MJL 2019 Irrevocable Trust

Disclosed balance after: 290,860

Read SEC document
December 24, 2019 Filed Jan 31, 2020 15:33 UTC GiftCommon Stock 290,860 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001391 · doc4.xml · nonDerivative · entry 1

LEVINE MICHAEL J · CIK 0001275460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
November 25, 2019 Filed Jan 31, 2020 15:33 UTC OtherCommon Stock 4,765 $12.06 $57,476.38
Disclosure

SEC source: 0001225208-20-001392 · doc4.xml · nonDerivative · entry 2

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 342,929

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
August 26, 2019 Filed Jan 31, 2020 15:33 UTC OtherCommon Stock 4,937 $11.48 $56,660.96
Disclosure

SEC source: 0001225208-20-001392 · doc4.xml · nonDerivative · entry 1

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 338,164

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 29, 2019 Filed Jul 8, 2019 16:12 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 6,316 $10.19 $64,385.30
Disclosure

SEC source: 0001225208-19-010097 · doc4.xml · nonDerivative · entry 2

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 385,086

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 29, 2019 Filed Jul 8, 2019 16:12 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 664 $10.19 $6,768.82
Disclosure

SEC source: 0001225208-19-010096 · doc4.xml · nonDerivative · entry 2

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 40,530

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 29, 2019 Filed Jul 8, 2019 16:12 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 10,951 $10.19 $111,634.49
Disclosure

SEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 2

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 667,668

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 28, 2019 Filed Jul 8, 2019 16:12 UTC OtherCommon Stock 5,487 $10.15 $55,707.86
Disclosure

SEC source: 0001225208-19-010099 · doc4.xml · nonDerivative · entry 1

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 333,227

F1 · kind: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 28, 2019 Filed Jul 8, 2019 16:12 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
OtherCommon Stock 258 $10.15 $2,618.42
Disclosure

SEC source: 0001225208-19-010098 · doc4.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,711

F1 · kind: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F2 · balance_after: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).

Read SEC document
May 28, 2019 Filed Jul 8, 2019 16:12 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 4,625 $10.15 $46,956.24
Disclosure

SEC source: 0001225208-19-010097 · doc4.xml · nonDerivative · entry 3

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 280,836

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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May 28, 2019 Filed Jul 8, 2019 16:12 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 1,959 $10.15 $19,881.70
Disclosure

SEC source: 0001225208-19-010097 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 118,954

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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May 28, 2019 Filed Jul 8, 2019 16:12 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 493 $10.14 $4,999.02
Disclosure

SEC source: 0001225208-19-010096 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 29,980

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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May 28, 2019 Filed Jul 8, 2019 16:12 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 18,534 $10.15 $188,170.14
Disclosure

SEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 3

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 1,125,454

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.