Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYCB · Entity 3855 | Director · President & CEO | April 29, 2020 | April 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date April 29, 2020 · Filed April 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,858,053 |
Reported balance
After 2020-04-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-29 · Tax withholding · Disposed 10,006 · Balance 3,858,053 F1: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 724,356 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 724,356 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 698,024 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 698,024 |
| Common StockSEC Table I · non-derivative | IndirectBy Ficalora Family Foundation | 300,863 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 300,863 |
| Common StockSEC Table I · non-derivative | IndirectBy SERP | 1,175,347 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,175,347 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award X | 52,869 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 52,869 F2: The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XI | 100,646 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 100,646 F3: The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XII | 79,006 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 79,006 F4: The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XIII | 40,864 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 40,864 F5: The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XIV | 63,177 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 63,177 F6: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2: The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021.
F3: The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021.
F4: The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021.
F5: The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021.
F6: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2020 Filed Apr 30, 2020 18:47 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 10,006 | $11.13 | $111,366.78 |
DisclosureSEC source: 0001225208-20-006919 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858,053 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 29, 2020 Filed Mar 30, 2020 19:15 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 24,644 | $9.50 | $234,118.00 |
DisclosureSEC source: 0001225208-20-005663 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847,627 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 19:15 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 12,897 | $10.15 | $130,904.55 |
DisclosureSEC source: 0001225208-20-005663 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821,947 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 63,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 5 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XIV Disclosed balance after: 63,177 F4 · ownership.nature: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 25,890 | $10.03 | $259,676.70 |
DisclosureSEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,761,997 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 25, 2020 Filed Mar 18, 2020 20:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 10,299 | $11.35 | $116,907.04 |
DisclosureSEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 698,024 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. F3 · balance_after: This form accounts for an increase of 1 share from the prior report due to the rounding of fractional shares. Read SEC document |
| February 24, 2020 Filed Mar 18, 2020 20:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 17,125 | $11.50 | $196,892.98 |
DisclosureSEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 4 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,175,347 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 24, 2020 Filed Mar 18, 2020 20:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 10,547 | $11.50 | $121,342.18 |
DisclosureSEC source: 0001225208-20-005351 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 724,356 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 14:29 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 593 | $11.69 | $6,929.21 |
DisclosureSEC source: 0001225208-20-002260 · doc5.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 687,724 F1 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). F2 · balance_after: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 29, 2019 Filed Jul 8, 2019 16:12 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 10,951 | $10.19 | $111,634.49 |
DisclosureSEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 667,668 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 28, 2019 Filed Jul 8, 2019 16:12 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 18,534 | $10.15 | $188,170.14 |
DisclosureSEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,125,454 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 28, 2019 Filed Jul 8, 2019 16:12 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 11,427 | $10.15 | $115,971.48 |
DisclosureSEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 693,654 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| April 29, 2019 Filed May 1, 2019 14:46 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 61,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007372 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XIII Disclosed balance after: 61,296 F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 61,296 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:56 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 24,644 | $11.57 | $285,131.08 |
DisclosureSEC source: 0001225208-19-005918 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735,018 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 21:52 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 12,897 | $11.68 | $150,636.96 |
DisclosureSEC source: 0001225208-19-005846 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,709,338 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 18:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 25,890 | $12.03 | $311,456.70 |
DisclosureSEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603,320 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 27, 2019 Filed Mar 19, 2019 18:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,837 | $12.46 | $110,147.02 |
DisclosureSEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 4 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 656,717 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 26, 2019 Filed Mar 19, 2019 18:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 15,063 | $12.32 | $185,613.82 |
DisclosureSEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 5 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,106,919 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 26, 2019 Filed Mar 19, 2019 18:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 9,277 | $12.33 | $114,394.69 |
DisclosureSEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 682,226 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| December 31, 2018 Filed Mar 19, 2019 18:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 836 | $10.01 | $8,364.18 |
DisclosureSEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 647,880 F3 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Read SEC document |
| November 23, 2018 Filed Dec 3, 2018 14:17 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 11,144 | $9.70 | $108,096.80 |
DisclosureSEC source: 0001225208-18-016042 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 647,044 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 20, 2018 Filed Dec 3, 2018 14:17 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 18,673 | $9.77 | $182,435.21 |
DisclosureSEC source: 0001225208-18-016042 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,091,856 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 20, 2018 Filed Dec 3, 2018 14:17 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 11,521 | $9.76 | $112,441.50 |
DisclosureSEC source: 0001225208-18-016042 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 672,949 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 22, 2018 Filed Sep 7, 2018 16:56 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 9,594 | $11.10 | $106,475.17 |
DisclosureSEC source: 0001225208-18-013242 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 635,900 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 21, 2018 Filed Sep 7, 2018 16:56 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 16,131 | $11.14 | $179,700.95 |
DisclosureSEC source: 0001225208-18-013242 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,073,183 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 21, 2018 Filed Sep 7, 2018 16:56 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 9,908 | $11.18 | $110,765.50 |
DisclosureSEC source: 0001225208-18-013242 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 661,428 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 23, 2018 Filed Jun 11, 2018 13:45 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,727 | $12.03 | $104,993.66 |
DisclosureSEC source: 0001225208-18-010440 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 626,306 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 22, 2018 Filed Jun 11, 2018 13:45 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 14,591 | $12.15 | $177,219.37 |
DisclosureSEC source: 0001225208-18-010440 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,057,052 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 22, 2018 Filed Jun 11, 2018 13:45 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,990 | $12.15 | $109,224.01 |
DisclosureSEC source: 0001225208-18-010440 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 651,520 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 14:36 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 24,644 | $13.03 | $321,111.32 |
DisclosureSEC source: 0001225208-18-006855 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576,341 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 13:10 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 131,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006754 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XII Disclosed balance after: 131,678 F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in March 2018, 131,678 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:40 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 25,891 | $14.11 | $365,322.01 |
DisclosureSEC source: 0001225208-18-006461 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406,540 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 28, 2018 Filed Mar 20, 2018 16:40 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 7,342 | $14.13 | $103,739.52 |
DisclosureSEC source: 0001225208-18-006461 · doc4.xml · nonDerivative · entry 4 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 617,579 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 27, 2018 Filed Mar 20, 2018 16:40 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 12,411 | $14.11 | $175,119.21 |
DisclosureSEC source: 0001225208-18-006461 · doc4.xml · nonDerivative · entry 5 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,042,461 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 27, 2018 Filed Mar 20, 2018 16:40 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 7,655 | $14.10 | $107,935.50 |
DisclosureSEC source: 0001225208-18-006461 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 642,530 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| December 31, 2017 Filed Mar 20, 2018 16:40 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 1,057 | $13.23 | $13,978.83 |
DisclosureSEC source: 0001225208-18-006461 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 610,237 F3 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Read SEC document |
| November 24, 2017 Filed Dec 1, 2017 14:26 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 7,906 | $12.93 | $102,222.21 |
DisclosureSEC source: 0001225208-17-017931 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 609,180 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 14:26 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 13,390 | $12.91 | $172,822.05 |
DisclosureSEC source: 0001225208-17-017931 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,030,050 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 14:26 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,264 | $12.89 | $106,515.52 |
DisclosureSEC source: 0001225208-17-017931 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 634,875 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 21, 2017 Filed Aug 28, 2017 14:01 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,429 | $11.96 | $100,783.87 |
DisclosureSEC source: 0001225208-17-014377 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 601,274 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 18, 2017 Filed Aug 28, 2017 14:01 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 14,184 | $12.02 | $170,425.02 |
DisclosureSEC source: 0001225208-17-014377 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,016,660 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| August 18, 2017 Filed Aug 28, 2017 14:01 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,755 | $12.00 | $105,037.24 |
DisclosureSEC source: 0001225208-17-014377 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 626,611 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 22, 2017 Filed Jun 5, 2017 17:04 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 7,581 | $13.12 | $99,493.04 |
DisclosureSEC source: 0001225208-17-010865 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 592,845 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 17:04 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 12,896 | $13.04 | $168,223.16 |
DisclosureSEC source: 0001225208-17-010865 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 1,002,476 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 17:04 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 7,942 | $13.06 | $103,690.75 |
DisclosureSEC source: 0001225208-17-010865 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 617,856 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 251,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007064 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XI Disclosed balance after: 251,618 F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in March 2017, 251,618 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 51,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 5 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VII Disclosed balance after: 51,540 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F3 · ownership.nature: The remaining 51,540 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 46,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 4 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award IX Disclosed balance after: 139,534 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F2 · ownership.nature: The remaining 139,534 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 46,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,379,562 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 51,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333,050 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.