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FLG

FLAGSTAR BANK, NATIONAL ASSOCIATION

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3855
SEC CIK
0000910073
Parsed reports
465

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 28,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 28,868

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 28,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 28,868

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 875,291 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLAT

Disclosed balance after: 875,291

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F4 · ownership.nature: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 5,115 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,115

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 116,839 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By CRUTrust

Disclosed balance after: 116,839

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F3 · ownership.nature: These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 826,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,626

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F2 · balance_after: Total includes Flagstar RSUs and Flagstar PSUs which were accelerated pursuant to the terms of the reporting person's change-in-control agreement in connection with the merger and exchanged for Merger Consideration pursuant to the terms of the Merger Agreement.

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December 01, 2022 Filed Dec 5, 2022 20:30 UTC GrantCommon Stock 71,195 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012283 · doc4.xml · nonDerivative · entry 1

Whip Jennifer R · CIK 0001694319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,195

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:30 UTC GrantCommon Stock 147,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012282 · doc4.xml · nonDerivative · entry 1

TREADWELL DAVID L · CIK 0001008539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,032

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:30 UTC
Smith Lee MatthewSEVP & President of Mortgage
GrantCommon Stock 367,248 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award

Disclosed balance after: 367,248

F3 · ownership.nature: 367,248 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.

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December 01, 2022 Filed Dec 5, 2022 20:30 UTC
Smith Lee MatthewSEVP & President of Mortgage
Tax withholdingCommon Stock 17,882 $9.19 $164,335.58
Disclosure

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,728

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December 01, 2022 Filed Dec 5, 2022 20:30 UTC
Smith Lee MatthewSEVP & President of Mortgage
GrantCommon Stock 1,399,610 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,610

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the Merger each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 (the "Exchange Ratio") shares of NYCB common stock (the "Merger Consideration") and cash in lieu of fractional shares, if applicable. On December 1, 2022 the closing price of Flagstar's common stock was $37.54 per share, and the closing price of NYCB's common stock was $9.19 per share. (Continued in Remarks section below.)

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

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December 01, 2022 Filed Dec 5, 2022 20:22 UTC GrantCommon Stock 34,607 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012277 · doc4.xml · nonDerivative · entry 1

Schoels Peter · CIK 0001424436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,607

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:18 UTC
Huynh ToanDirector
GrantCommon Stock 8,881 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012275 · doc4.xml · nonDerivative · entry 1

Huynh Toan · CIK 0001839574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:22 UTC
Davis Reginald ESEVP & President of Banking
GrantCommon Stock 206,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012276 · doc4.xml · nonDerivative · entry 2

Davis Reginald E · CIK 0001818046 · SEVP & President of Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award

Disclosed balance after: 206,747

F3 · ownership.nature: 206,747 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:22 UTC
Davis Reginald ESEVP & President of Banking
GrantCommon Stock 127,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012276 · doc4.xml · nonDerivative · entry 1

Davis Reginald E · CIK 0001818046 · SEVP & President of Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,633

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the Merger each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 (the "Exchange Ratio") shares of NYCB common stock (the "Merger Consideration") and cash in lieu of fractional shares, if applicable. On December 1, 2022 the closing price of Flagstar's common stock was $37.54 per share, and the closing price of NYCB's common stock was $9.19 per share. (Continued in Remarks section below.)

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

Read SEC document
December 01, 2022 Filed Jan 25, 2024 22:18 UTC Amendment
DiNello AlessandroDirector · Non-Executive Chairman
GrantCommon Stock 744,574 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000010 · wk-form4a_1706221077.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,574

F1 · shares: Correction to the amount of shares acquired in merger transaction. Calculation errors were discovered in the exchange ratio calculation spreadsheet used at the time of the merger, with Flagstar Bancorp, Inc. on December 1, 2022, to prepare the initial Form 4 filing.

F2 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F1 · balance_after: Correction to the amount of shares acquired in merger transaction. Calculation errors were discovered in the exchange ratio calculation spreadsheet used at the time of the merger, with Flagstar Bancorp, Inc. on December 1, 2022, to prepare the initial Form 4 filing.

F3 · balance_after: Total includes Flagstar RSUs and Flagstar PSUs which were accelerated pursuant to the terms of the reporting person's change-in-control agreement in connection with the merger and exchanged for Merger Consideration pursuant to the terms of the Merger Agreement.

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September 30, 2022 Filed Oct 3, 2022 18:53 UTC
Lux MarshallDirector
PurchaseCommon Stock 6,000 $8.63 $51,780.00
Disclosure

SEC source: 0001225208-22-010569 · doc4.xml · nonDerivative · entry 1

Lux Marshall · CIK 0001848386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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June 10, 2022 Filed Jun 13, 2022 14:12 UTC PurchaseSeries A Preferred Stock 10,000 $24.85 $248,465.00
Disclosure

SEC source: 0001225208-22-007997 · doc4.xml · nonDerivative · entry 2

Rosenfeld Ronald A. · CIK 0001511853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAR Trust II

Disclosed balance after: 10,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.75 to $24.87, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

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June 10, 2022 Filed Jun 13, 2022 14:12 UTC PurchaseCommon Stock 25,000 $9.27 $231,697.50
Disclosure

SEC source: 0001225208-22-007997 · doc4.xml · nonDerivative · entry 1

Rosenfeld Ronald A. · CIK 0001511853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAR Trust II

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.30, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote

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April 29, 2022 Filed May 2, 2022 19:02 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,167 $9.24 $29,263.08
Disclosure

SEC source: 0001225208-22-006315 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,160

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
April 29, 2022 Filed May 2, 2022 19:04 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 5,122 $9.24 $47,327.28
Disclosure

SEC source: 0001225208-22-006317 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535,713

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
April 29, 2022 Filed May 2, 2022 19:03 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 2,143 $9.24 $19,801.32
Disclosure

SEC source: 0001225208-22-006316 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,912

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:42 UTC
Pinto John JSenior EVP & CFO
GrantCommon Stock 26,016 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005848 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XVII

Disclosed balance after: 26,016

F1 · ownership.nature: 26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.

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April 13, 2022 Filed Apr 14, 2022 21:41 UTC
QUINN R PATRICKSr. EVP, GC & Corp. Secretary
GrantCommon Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005847 · doc4.xml · nonDerivative · entry 1

QUINN R PATRICK · CIK 0001230155 · Sr. EVP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VII

Disclosed balance after: 14,866

F1 · ownership.nature: 14,866 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.

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April 13, 2022 Filed Apr 14, 2022 21:41 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
GrantCommon Stock 74,238 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005846 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XVII

Disclosed balance after: 74,238

F1 · ownership.nature: 74,238 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.

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April 13, 2022 Filed Apr 14, 2022 21:41 UTC
Adams John ThomasSenior EVP & CLO
GrantCommon Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005845 · doc4.xml · nonDerivative · entry 1

Adams John Thomas · CIK 0001799505 · Senior EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VIII

Disclosed balance after: 14,866

F1 · ownership.nature: 14,866 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.

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April 01, 2022 Filed Jan 26, 2023 22:41 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000909 · doc4.xml · nonDerivative · entry 9

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 190,508

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April 01, 2022 Filed Jan 26, 2023 22:41 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000909 · doc4.xml · nonDerivative · entry 4

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

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March 29, 2022 Filed Mar 30, 2022 16:47 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 12,625 $11.14 $140,642.50
Disclosure

SEC source: 0001225208-22-005223 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,802

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 16:47 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 5,285 $11.14 $58,874.90
Disclosure

SEC source: 0001225208-22-005222 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,859

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

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March 29, 2022 Filed Mar 30, 2022 16:47 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,817 $11.14 $87,081.38
Disclosure

SEC source: 0001225208-22-005221 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,125

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:18 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 6,607 $10.97 $72,478.79
Disclosure

SEC source: 0001225208-22-005104 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,697

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:18 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 2,765 $10.97 $30,332.05
Disclosure

SEC source: 0001225208-22-005103 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,792

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:17 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 4,088 $10.97 $44,845.36
Disclosure

SEC source: 0001225208-22-005102 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,630

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

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March 22, 2022 Filed Mar 23, 2022 22:38 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 34,575 $11.02 $381,016.50
Disclosure

SEC source: 0001225208-22-005028 · doc4.xml · nonDerivative · entry 2

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,362

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:38 UTC
WANN ROBERTDirector · Senior EVP and COO
GrantCommon Stock 67,727 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005028 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,937

F1 · shares: On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.

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March 22, 2022 Filed Mar 23, 2022 22:38 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 14,459 $11.02 $159,338.18
Disclosure

SEC source: 0001225208-22-005027 · doc4.xml · nonDerivative · entry 2

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,140

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:38 UTC
Pinto John JSenior EVP & CFO
GrantCommon Stock 28,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005027 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,599

F1 · shares: On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:37 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 21,374 $11.02 $235,541.48
Disclosure

SEC source: 0001225208-22-005026 · doc4.xml · nonDerivative · entry 2

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,712

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:37 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
GrantCommon Stock 41,867 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005026 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,086

F1 · shares: On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 18:03 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 2,208 $11.09 $24,486.72
Disclosure

SEC source: 0001225208-22-004882 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,277

Read SEC document
March 17, 2022 Filed Mar 18, 2022 18:02 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 5,253 $11.09 $58,255.77
Disclosure

SEC source: 0001225208-22-004881 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,210

Read SEC document
March 17, 2022 Filed Mar 18, 2022 18:02 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,264 $11.09 $36,197.76
Disclosure

SEC source: 0001225208-22-004880 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,219

Read SEC document
March 01, 2022 Filed Jan 26, 2023 22:41 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000909 · doc4.xml · nonDerivative · entry 8

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 187,508

Read SEC document
March 01, 2022 Filed Jan 26, 2023 22:41 UTC
Dahya HanifDirector · Presiding Director of Board
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000909 · doc4.xml · nonDerivative · entry 3

Dahya Hanif · CIK 0001392546 · Director · Presiding Director of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 00:17 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 4,782 $11.55 $55,232.10
Disclosure

SEC source: 0001225208-22-003589 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,174

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 00:15 UTC
QUINN R PATRICKEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 914 $11.55 $10,556.70
Disclosure

SEC source: 0001225208-22-003588 · doc4.xml · nonDerivative · entry 1

QUINN R PATRICK · CIK 0001230155 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,943

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 00:14 UTC
Pinto John JSenior EVP & CFO
Tax withholdingCommon Stock 2,440 $11.55 $28,182.00
Disclosure

SEC source: 0001225208-22-003587 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,160

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 00:14 UTC
CANGEMI THOMAS RDirector · Chairman, President & CEO
Tax withholdingCommon Stock 6,411 $11.55 $74,047.05
Disclosure

SEC source: 0001225208-22-003586 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,090

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 00:13 UTC
Adams John ThomasEVP & CLO of Subsidiary
Tax withholdingCommon Stock 1,654 $11.55 $19,103.70
Disclosure

SEC source: 0001225208-22-003585 · doc4.xml · nonDerivative · entry 1

Adams John Thomas · CIK 0001799505 · EVP & CLO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,641

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.