Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
|
Exercise / conversionCommon Stock | 15,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
|
Exercise / conversionCommon Stock | 5,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Exercise / conversionPerformance Shares · Derivative | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · derivative · entry 6 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · derivative · entry 5 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,746 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Exercise / conversionPerformance Shares · Derivative | 2,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · derivative · entry 4 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,260 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Tax withholdingCommon Stock | 2,545 | $11.95 | $30,412.75 |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · nonDerivative · entry 3 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,235 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Exercise / conversionCommon Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · nonDerivative · entry 2 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:44 UTC |
Mercado, Pablo G.SVP- Finance
|
Exercise / conversionCommon Stock | 2,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000041 · wf-form4_151917386963934.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionPerformance Shares · Derivative | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · derivative · entry 6 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · derivative · entry 5 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,746 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionPerformance Shares · Derivative | 1,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · derivative · entry 4 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,784 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 2,434 | $11.95 | $29,086.30 |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · nonDerivative · entry 3 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,068 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionCommon Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · nonDerivative · entry 2 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:38 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionCommon Stock | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000035 · wf-form4_151917348356015.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionPerformance Shares · Derivative | 16,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · derivative · entry 9 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionPerformance Shares · Derivative | 39,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · derivative · entry 8 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,906 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionPerformance Shares · Derivative | 20,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · derivative · entry 7 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,074 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · nonDerivative · entry 3 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionCommon Stock | 59,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
Exercise / conversionCommon Stock | 20,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 15:17 UTC |
Iyyanki PradyPresident & CEO
|
Tax withholdingCommon Stock | 3,193 | $17.35 | $55,398.55 |
DisclosureSEC source: 0001401257-18-000002 · wf-form4_151611582234369.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,310 F1 · balance_after: Includes 1,315 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:37 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 764 | $13.22 | $10,100.08 |
DisclosureSEC source: 0001401257-18-000013 · wf-form5_151854341815294.xml · nonDerivative · entry 2 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,456 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:39 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 442 | $13.22 | $5,843.24 |
DisclosureSEC source: 0001401257-18-000015 · wf-form5_151854353425445.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,176 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:33 UTC |
Harris James WhelanEVP and CFO
|
GrantCommon Stock | 764 | $13.22 | $10,100.08 |
DisclosureSEC source: 0001401257-18-000011 · wf-form5_151854322291087.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,771 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:30 UTC |
GAUT C CHRISTOPHERDirector
|
GrantCommon Stock | 764 | $13.22 | $10,100.08 |
DisclosureSEC source: 0001401257-18-000009 · wf-form5_151854300650628.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,570 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2017 Filed Feb 13, 2018 17:37 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 551 | $13.26 | $7,306.26 |
DisclosureSEC source: 0001401257-18-000013 · wf-form5_151854341815294.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,692 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2017 Filed Feb 13, 2018 17:39 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 441 | $13.26 | $5,847.66 |
DisclosureSEC source: 0001401257-18-000015 · wf-form5_151854353425445.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,734 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 33,204 shares of Forum Energy Technologies, Inc.'s common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| June 30, 2017 Filed Feb 13, 2018 17:33 UTC |
Harris James WhelanEVP and CFO
|
GrantCommon Stock | 551 | $13.26 | $7,306.26 |
DisclosureSEC source: 0001401257-18-000011 · wf-form5_151854322291087.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,007 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2017 Filed Feb 13, 2018 17:30 UTC |
GAUT C CHRISTOPHERDirector
|
GrantCommon Stock | 551 | $13.26 | $7,306.26 |
DisclosureSEC source: 0001401257-18-000009 · wf-form5_151854300650628.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,806 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: The amount of shares beneficially owned reflects a distribution of 56,432 shares of common stock by trusts held for the benefit of the reporting person and his spouse. Read SEC document |
| May 17, 2017 Filed May 18, 2017 14:11 UTC |
Iyyanki PradyPresident & CEO
|
Tax withholdingCommon Stock | 3,101 | $16.00 | $49,616.00 |
DisclosureSEC source: 0001401257-17-000051 · wf-form4_149511665523803.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,188 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on May 17, 2016. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:11 UTC |
Iyyanki PradyPresident & CEO
|
GrantCommon Stock | 72,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000051 · wf-form4_149511665523803.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,289 Read SEC document |
| March 19, 2017 Filed Mar 20, 2017 14:54 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 410 | $20.35 | $8,343.50 |
DisclosureSEC source: 0001401257-17-000039 · wf-form4_149002166567434.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,141 Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 19:57 UTC |
MYERS FRANKLINDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,628 | $0.00 Strike: $15.35 | $0.00 |
DisclosureSEC source: 0001401257-17-000037 · wf-form4_148900304633078.xml · derivative · entry 2 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,628 shares Expires 2021-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 19:57 UTC |
MYERS FRANKLINDirector
|
Exercise / conversionCommon Stock | 1,628 | $15.35 | $24,989.80 |
DisclosureSEC source: 0001401257-17-000037 · wf-form4_148900304633078.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 16:01 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 331 | $21.00 | $6,951.00 |
DisclosureSEC source: 0001401257-17-000036 · wf-form4_148898890478774.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,551 Read SEC document |
| March 04, 2017 Filed Mar 6, 2017 16:24 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 387 | $21.25 | $8,223.75 |
DisclosureSEC source: 0001401257-17-000035 · wf-form4_148881745529421.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,882 Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
Tax withholdingCommon Stock | 1,081 | $20.90 | $22,592.90 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 7 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,270 F4 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:50 UTC |
Iyyanki PradyPresident & COO
|
Tax withholdingCommon Stock | 1,014 | $20.90 | $21,192.60 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 8 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,216 F5 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Tax withholdingCommon Stock | 1,995 | $20.90 | $41,695.50 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 8 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,456 F5 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 733 | $20.90 | $15,319.70 |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 8 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,497 F5 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 21, 2017 Filed Feb 13, 2018 12:26 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
Tax withholdingCommon Stock | 1,135 | $20.90 | $23,721.50 |
DisclosureSEC source: 0001401257-18-000007 · wf-form5_151854275922108.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,216 F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 12:14 UTC |
OTOOLE TERENCE MDirector
Tinicum FET, LLCDirector
|
GrantCommon Stock | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000016 · wf-form4_148769727409689.xml · nonDerivative · entry 1 OTOOLE TERENCE M · CIK 0001029627 · Director Tinicum FET, LLC · CIK 0001550985 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 14 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2019-12-31 F11 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. F11 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 13 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2018-12-31 F10 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. F10 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 12 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2017-12-31 F9 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. F9 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 27,933 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 11 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,933 Underlying: Common Stock · 27,933 shares Expires 2027-02-20 F8 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
Tax withholdingCommon Stock | 947 | $20.10 | $19,034.70 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,351 F3 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2015. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC |
MCCULLOCH JAMES LEVP, Gen Counsel and Secretary
|
GrantCommon Stock | 12,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,298 F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 12:17 UTC |
Angelle Evelyn MDirector
|
GrantCommon Stock | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000024 · wf-form4_148769742271204.xml · nonDerivative · entry 1 Angelle Evelyn M · CIK 0001422998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,670 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC |
Iyyanki PradyPresident & COO
|
GrantPerformance Shares · Derivative | 8,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 15 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Underlying: Common Stock · 8,292 shares Expires 2019-12-31 F12 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. F12 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.