Mercado, Pablo G.

SEC source: 0001535246-26-000006 · form4-05192026_040523.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,105

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $200,000, as rounded up to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001535246-26-000004 · form4-05012026_040501.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001535246-26-000002 · form4-02242026_060242.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001535246-25-000005 · form4-10302025_081054.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-25-022931 · form4-08252025_050801.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-25-013755 · form4-05202025_100512.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,578

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001415889-25-012073 · form4-05062025_040549.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,236

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-24-026298 · form4-11072024_031134.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,036

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-24-013865 · form4-05212024_100506.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,536

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001415889-24-005642 · form4-02282024_070205.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,038

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-23-008186 · form4-05172023_040508.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,238

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001415889-22-010929 · form4-11012022_011102.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-22-010929 · form4-11012022_011102.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,583

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-22-008053 · form4-08012022_110831.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001415889-22-005323 · form4-05192022_020515.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,473

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001104659-22-036700 · tm2210160-9_4seq1.xml · nonDerivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,501

SEC source: 0001104659-22-036700 · tm2210160-9_4seq1.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,759

F2 · kind: This is a grant of immediately-vesting restricted incentive units under the Company's long-term incentive plan awarded in connection with the annual bonus, and the surrender of common units for associated tax liabilities.

SEC source: 0001104659-22-036700 · tm2210160-9_4seq1.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,679

F1 · kind: This is a grant of restricted incentive units under the company's long-term incentive plan which are scheduled to vest on January 1, 2025.

SEC source: 0001104659-22-000548 · tm221378-2_4seq1.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,118

F1 · shares: Number of units forfeited for payment of taxes upon vesting of previously awarded Restricted Incentive Units.

SEC source: 0001179110-21-005607 · edgar.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,604

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001104659-21-025381 · a4.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,725

F1 · kind: This is a grant of Restricted Incentive Units under the Company's long-term incentive plan awarded as part of the annual bonus, which is scheduled to vest on January 1, 2022.

SEC source: 0001104659-21-001127 · a4.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,771

F1 · kind: This is a grant of Restricted Incentive Units under the Company's long-term incentive plan, which is scheduled to vest on January 1, 2024.

SEC source: 0001104659-20-083814 · a4.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: This is a grant of Restricted Incentive Units under the company's long-term incentive plan which is scheduled to vest on July 13, 2023.

SEC source: 0001401257-20-000100 · wf-form4_159112875257763.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,586

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on June 1, 2017.

SEC source: 0001179110-20-006418 · edgar.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665

F2 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001179110-20-006418 · edgar.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share, based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,951

F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/21/2020). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · derivative · entry 5

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · derivative · entry 4

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,060

F1 · shares: These shares were surrendered to satisfy the tax withholding obligation related to the vesting of a restricted stock unit award granted on February 20, 2017.

SEC source: 0001401257-20-000034 · wf-form4_158221869052122.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,527

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016.

SEC source: 0001401257-20-000023 · wf-form4_158205328009433.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,527

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-20-000023 · wf-form4_158205328009433.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,010

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

SEC source: 0001401257-19-000181 · wf-form4_157290373310354.xml · derivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 425,000 shares

Expires 2022-10-31

F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting.

F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout.

F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant.

SEC source: 0001401257-19-000101 · wf-form4_155956963205016.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,572

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on June 1, 2017.

SEC source: 0001179110-19-006564 · edgar.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262

F2 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

SEC source: 0001179110-19-006564 · edgar.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000 as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

SEC source: 0001401257-19-000060 · wf-form4_155078152093869.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,937

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 20, 2015 and February 20, 2017.

SEC source: 0001401257-19-000060 · wf-form4_155078152093869.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,907

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,907

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of a restricted stock unit award granted on February 16, 2018.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 6

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,388

Underlying: Common Stock · 66,388 shares

Expires 2021-12-31

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2022, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results.

F6 · derivative.exercise_date: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2022, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,390

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/15/2019). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 5

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 4

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

SEC source: 0001401257-18-000083 · wf-form4_152821618227409.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,003

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock units granted on June 1 2017.

SEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 4

Mercado, Pablo G. · CIK 0001535246 · SVP- Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,368

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

SEC source: 0001401257-19-000017 · wf-form5_155006986117060.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,367

F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018.

SEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP- Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,653

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.