Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORUM ENERGY TECHNOLOGIES, INC.
Report date February 14, 2019 · Filed February 19, 2019
Section 16 reporting ended · disclosed 2019-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 416,571 |
Ending reported balance
After 2019-02-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-15 · Grant · Acquired 36,419 · Balance 418,054 F1: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/15/2019). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Row 2 · 2019-02-16 · Tax withholding · Disposed 1,483 · Balance 416,571 F2: These shares were surrendered to satisfy tax obligations related to the vesting of a restricted stock unit award granted on February 16, 2018. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2019-02-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-14 · Exercise / conversion · Disposed 7,690 · Balance 0 F3: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2019-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-14 · Exercise / conversion · Disposed 4,146 · Balance 0 F4: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2019-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-14 · Exercise / conversion · Disposed 6,666 · Balance 0 F5: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/15/2019). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.
F2: These shares were surrendered to satisfy tax obligations related to the vesting of a restricted stock unit award granted on February 16, 2018.
F3: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.
F4: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.
F5: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2019 Filed Feb 19, 2019 12:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,483 | $6.59 | $9,772.97 |
DisclosureSEC source: 0001401257-19-000045 · wf-form4_155059808862031.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · CCO and Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,571 F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 12:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 36,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000045 · wf-form4_155059808862031.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · CCO and Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,054 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second, and third anniversaries of the date of grant (2/15/2019). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 12:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000045 · wf-form4_155059808862031.xml · derivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · CCO and Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 12:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 4,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000045 · wf-form4_155059808862031.xml · derivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · CCO and Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 12:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000045 · wf-form4_155059808862031.xml · derivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · CCO and Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 21, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 487 | $11.50 | $5,600.50 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,637 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 21, 2018 Filed Feb 12, 2019 15:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 489 | $11.50 | $5,623.50 |
DisclosureSEC source: 0001401257-19-000010 · wf-form5_155000410320024.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,635 F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,463 | $11.55 | $16,897.65 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,124 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 7 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2020-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2019-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires 2018-12-31 F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 42,830 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830 Underlying: Common Stock · 42,830 shares Expires 2028-02-16 F3 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,587 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 4,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,535 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 3,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,867 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 4,031 | $11.95 | $48,170.45 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,587 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 11,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,081 | $20.90 | $22,592.90 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 7 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,270 F4 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 21, 2017 Filed Feb 13, 2018 12:26 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,135 | $20.90 | $23,721.50 |
DisclosureSEC source: 0001401257-18-000007 · wf-form5_151854275922108.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,216 F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 14 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2019-12-31 F11 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. F11 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 13 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2018-12-31 F10 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. F10 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 4,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 12 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 4,146 shares Expires 2017-12-31 F9 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. F9 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,933 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 11 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,933 Underlying: Common Stock · 27,933 shares Expires 2027-02-20 F8 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 947 | $20.10 | $19,034.70 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,351 F3 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2015. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 12,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,298 F2 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 2,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 10 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,679 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F7 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 3,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 9 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,734 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · derivative · entry 8 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,380 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 7,054 | $20.85 | $147,075.90 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,860 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 2,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000029 · wf-form4_148772103295808.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.