Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | President & CEO | May 16, 2018 | May 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date May 16, 2018 · Filed May 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 433,418 |
Ending reported balance
After 2018-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-16 · Tax withholding · Disposed 7,090 · Balance 436,327 F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on May 16, 2017. Row 2 · 2018-05-17 · Tax withholding · Disposed 2,909 · Balance 433,418 F2: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock granted on May 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on May 16, 2017.
F2: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock granted on May 17, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 18, 2018 16:22 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 2,909 | $15.55 | $45,234.95 |
DisclosureSEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,418 F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock granted on May 17, 2016. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:22 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 7,090 | $15.35 | $108,831.50 |
DisclosureSEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,327 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on May 16, 2017. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 15:38 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 90,000 | $10.63 | $956,700.00 |
DisclosureSEC source: 0001401257-18-000062 · wf-form4_152026426760773.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,417 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.43 to $10.75, inclusive. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 27,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 10 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Underlying: Common Stock · 27,557 shares Expires 2020-12-31 F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 27,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 9 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Underlying: Common Stock · 27,557 shares Expires 2019-12-31 F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 27,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 8 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,556 Underlying: Common Stock · 27,556 shares Expires 2018-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 177,020 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 7 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,020 Underlying: Common Stock · 177,020 shares Expires 2028-02-16 F5 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 82,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 3 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,417 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 8,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 6 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 14,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 5 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,300 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 7,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 4 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,137 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 7,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2018 Filed Jan 16, 2018 15:17 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 3,193 | $17.35 | $55,398.55 |
DisclosureSEC source: 0001401257-18-000002 · wf-form4_151611582234369.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,310 F1 · balance_after: Includes 1,315 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| May 17, 2017 Filed May 18, 2017 14:11 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 3,101 | $16.00 | $49,616.00 |
DisclosureSEC source: 0001401257-17-000051 · wf-form4_149511665523803.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,188 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on May 17, 2016. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:11 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 72,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000051 · wf-form4_149511665523803.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,289 Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,014 | $20.90 | $21,192.60 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 8 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,216 F5 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 8,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 15 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Underlying: Common Stock · 8,292 shares Expires 2019-12-31 F12 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. F12 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 8,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 14 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Underlying: Common Stock · 8,292 shares Expires 2018-12-31 F11 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. F11 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 8,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 13 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Underlying: Common Stock · 8,292 shares Expires 2017-12-31 F10 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. F10 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 55,866 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 12 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,866 Underlying: Common Stock · 55,866 shares Expires 2027-02-20 F9 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,464 | $20.10 | $29,426.40 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 7 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,230 F4 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2015. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 24,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 6 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,694 F3 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 2,913 | $20.10 | $58,551.30 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 5 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,818 F2 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 4,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 11 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,946 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 7,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 10 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,274 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 14,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · derivative · entry 9 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,400 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 18,613 | $20.85 | $388,081.05 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 4 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,731 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 4,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 3 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 14,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 28,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000028 · wf-form4_148772101662078.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:46 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 3,138 | $23.35 | $73,272.30 |
DisclosureSEC source: 0001401257-17-000006 · wf-form4_148467518279675.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,724 F1 · balance_after: Includes 711 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 18:43 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 10,000 | $23.00 | $230,000.00 |
DisclosureSEC source: 0001401257-16-000187 · wf-form4_148286419232560.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,151 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 13:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 20,000 | $22.00 | $440,000.00 |
DisclosureSEC source: 0001401257-16-000185 · wf-form4_148284605394189.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,151 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016. F2 · balance_after: Includes 1,002 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.