Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | EVP and CFO | February 16, 2018 | February 22, 2018 |
| PACIFIC DRILLING S.A.PACDQ · Entity 144904 | SVP & Chief Financial Officer | December 02, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date February 16, 2018 · Filed February 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 350,015 |
Reported balance
After 2018-02-16 transaction · row 1
1 source rowRow 1 · 2018-02-16 · Grant · Acquired 10,130 · Balance 350,015 F1: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2028-02-16 | Direct | 21,700 |
Reported balance
After 2018-02-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-16 · Grant · Acquired 21,700 · Balance 21,700 F2: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-31 | Direct | 3,376 |
Reported balance
After 2018-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-16 · Grant · Acquired 3,376 · Balance 3,376 F3: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2019-12-31 | Direct | 3,377 |
Reported balance
After 2018-02-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-16 · Grant · Acquired 3,377 · Balance 3,377 F4: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2020-12-31 | Direct | 3,377 |
Reported balance
After 2018-02-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-16 · Grant · Acquired 3,377 · Balance 3,377 F5: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.
F2: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018).
F3: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results.
F4: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results.
F5: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results.
PACIFIC DRILLING S.A.
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2020-12-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-02 · Sale · Disposed 14,319 · Balance 20,000 |
| Common SharesSEC Table I · non-derivative | Direct | 1,653 |
Reported balance
After 2020-12-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-02 · Sale · Disposed 18,347 · Balance 1,653 |
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-12-02 · Sale · Disposed 1,653 · Balance 0 F1: In addition to the reported sales, the amount of securities beneficially owned has been updated to reflect the cancellation of the Reporting Person's unvested restricted stock units in August 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to the reported sales, the amount of securities beneficially owned has been updated to reflect the cancellation of the Reporting Person's unvested restricted stock units in August 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Dec 2, 2020 16:49 UTC | PACIFIC DRILLING S.A. PACDQ · Entity 144904 | SaleCommon Shares | 1,653 | $0.03 | $54.55 |
DisclosureSEC source: 0001209191-20-061198 · doc4.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: In addition to the reported sales, the amount of securities beneficially owned has been updated to reflect the cancellation of the Reporting Person's unvested restricted stock units in August 2020. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 16:49 UTC | PACIFIC DRILLING S.A. PACDQ · Entity 144904 | SaleCommon Shares | 18,347 | $0.03 | $568.76 |
DisclosureSEC source: 0001209191-20-061198 · doc4.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653 Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 16:49 UTC | PACIFIC DRILLING S.A. PACDQ · Entity 144904 | SaleCommon Shares | 14,319 | $0.03 | $415.25 |
DisclosureSEC source: 0001209191-20-061198 · doc4.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 13:12 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | Tax withholdingCommon Shares | 6,036 | $4.08 | $24,626.88 |
DisclosureSEC source: 0001415889-20-000037 · form4-01032020_100120.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,739 F1 · kind: Represents shares withheld to pay taxes in connection with the vesting of 20,355 restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377 Underlying: Common Stock · 3,377 shares Expires 2020-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377 Underlying: Common Stock · 3,377 shares Expires 2019-12-31 F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,376 Underlying: Common Stock · 3,376 shares Expires 2018-12-31 F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,700 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 21,700 shares Expires 2028-02-16 F2 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 10,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,015 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 5,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 6 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 10,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,975 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 5,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,354 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 8,215 | $11.95 | $98,169.25 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,885 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 15,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 5,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 17:33 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 764 | $13.22 | $10,100.08 |
DisclosureSEC source: 0001401257-18-000011 · wf-form5_151854322291087.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,771 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2017 Filed Feb 13, 2018 17:33 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 551 | $13.26 | $7,306.26 |
DisclosureSEC source: 0001401257-18-000011 · wf-form5_151854322291087.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,007 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,995 | $20.90 | $41,695.50 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 8 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,456 F5 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2013 and February 21, 2014. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 15 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528 Underlying: Common Stock · 5,528 shares Expires 2019-12-31 F12 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. F12 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a three-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 14 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528 Underlying: Common Stock · 5,528 shares Expires 2018-12-31 F11 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. F11 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a two-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantPerformance Shares · Derivative | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 13 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528 Underlying: Common Stock · 5,528 shares Expires 2017-12-31 F10 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. F10 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2018, based on achievement of performance measures over a one-year period, following certification by the NG&C Committee of the performance results. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantEmployee Stock Option (Right to Buy) · Derivative | 37,244 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 12 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,244 Underlying: Common Stock · 37,244 shares Expires 2027-02-20 F9 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,500 | $20.10 | $30,150.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 7 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,451 F4 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 20, 2015. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 16,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 6 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,951 F3 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/20/2017). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 2,983 | $20.10 | $59,958.30 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,367 F2 · shares: These shares were surrendered to the satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 3,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 11 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,710 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 5,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 10 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,706 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionPerformance Shares · Derivative | 10,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 9 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,300 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 14,504 | $20.85 | $302,408.40 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,350 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 3,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 10,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 10,284 | $24.00 | $246,816.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,022 F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 10,284 | $7.68 | $78,981.12 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 10,284 | $24.00 | $246,816.00 |
DisclosureSEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,735 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 1,713 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 9,716 | $24.00 | $233,184.00 |
DisclosureSEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,306 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,284 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Stock · 10,284 shares Expires 2020-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,716 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,284 Underlying: Common Stock · 9,716 shares Expires 2020-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Exercise / conversionCommon Stock | 9,716 | $7.68 | $74,618.88 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:39 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 711 | $14.93 | $10,615.23 |
DisclosureSEC source: 0001401257-17-000014 · wf-form5_148702913477363.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,138 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: The number of shares beneficially owned has been reduced by 597 shares to reflect a computational error made on the reporting person's Section 16 report filed on February 23, 2015 and February 22, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.