Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 20, 2018 21:35 UTC |
MCSHANE MICHAELDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000021 · wf-form4_151916249491300.xml · nonDerivative · entry 1 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,345 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:29 UTC |
CARRIG JOHN ADirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000017 · wf-form4_151916215682678.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,366 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:32 UTC |
RASPINO LOUISDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000019 · wf-form4_151916235349350.xml · nonDerivative · entry 1 RASPINO LOUIS · CIK 0001236474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,233 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 7 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2020-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2019-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
GrantPerformance Shares · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires 2018-12-31 F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 42,830 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · derivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830 Underlying: Common Stock · 42,830 shares Expires 2028-02-16 F3 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,587 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Harris James WhelanEVP and CFO
|
GrantPerformance Shares · Derivative | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377 Underlying: Common Stock · 3,377 shares Expires 2020-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Harris James WhelanEVP and CFO
|
GrantPerformance Shares · Derivative | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377 Underlying: Common Stock · 3,377 shares Expires 2019-12-31 F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Harris James WhelanEVP and CFO
|
GrantPerformance Shares · Derivative | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,376 Underlying: Common Stock · 3,376 shares Expires 2018-12-31 F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Harris James WhelanEVP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,700 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · derivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 21,700 shares Expires 2028-02-16 F2 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Harris James WhelanEVP and CFO
|
GrantCommon Stock | 10,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000056 · wf-form4_151926076341866.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,015 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:53 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 13,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000057 · wf-form4_151926078119364.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,790 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
GrantPerformance Shares · Derivative | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · derivative · entry 7 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 4,667 shares Expires 2020-12-31 F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F7 · derivative.underlying_shares: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
GrantPerformance Shares · Derivative | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · derivative · entry 6 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 4,667 shares Expires 2019-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.underlying_shares: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
GrantPerformance Shares · Derivative | 4,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · derivative · entry 5 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666 Underlying: Common Stock · 4,666 shares Expires 2018-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.underlying_shares: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 29,980 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · derivative · entry 4 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,980 Underlying: Common Stock · 29,980 shares Expires 2028-02-16 F4 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,068 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantPerformance Shares · Derivative | 4,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · derivative · entry 8 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,224 Underlying: Common Stock · 4,224 shares Expires 2020-12-31 F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantPerformance Shares · Derivative | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · derivative · entry 7 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,223 Underlying: Common Stock · 4,223 shares Expires 2019-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantPerformance Shares · Derivative | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · derivative · entry 6 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,223 Underlying: Common Stock · 4,223 shares Expires 2018-12-31 F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 27,120 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · derivative · entry 5 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,120 Underlying: Common Stock · 27,120 shares Expires 2028-02-16 F4 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 12,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,586 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · derivative · entry 8 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2020-12-31 F7 · derivative.exercise_price: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2021, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results. F7 · derivative.exercise_date: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2021, based on achievement of performance measures over a three year period, following certification by the Compensation Committee of performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
GrantPerformance Shares · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · derivative · entry 7 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2019-12-31 F6 · derivative.exercise_price: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2020, based on achievement of performance measures over a two year period, following certification by the Compensation Committee of performance results. F6 · derivative.exercise_date: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2020, based on achievement of performance measures over a two year period, following certification by the Compensation Committee of performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
GrantPerformance Shares · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · derivative · entry 6 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires 2018-12-31 F5 · derivative.exercise_price: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2019, based on achievement of performance measures over a one year period, following certification by the Compensation Committee of performance results. F5 · derivative.exercise_date: Each performance share represents a contingent right to receive shares of the Company's common stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between 0 and 2 shares of common stock in the first quarter of 2019, based on achievement of performance measures over a one year period, following certification by the Compensation Committee of performance results. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 42,830 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · derivative · entry 5 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830 Underlying: Common Stock · 42,830 shares Expires 2028-02-16 F4 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,235 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Exercise / conversionPerformance Shares · Derivative | 4,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 6 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Exercise / conversionPerformance Shares · Derivative | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 5 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,535 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Exercise / conversionPerformance Shares · Derivative | 3,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · derivative · entry 4 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,867 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Tax withholdingCommon Stock | 4,031 | $11.95 | $48,170.45 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,587 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Exercise / conversionCommon Stock | 11,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:42 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Exercise / conversionCommon Stock | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000039 · wf-form4_151917374333692.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
Exercise / conversionPerformance Shares · Derivative | 8,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 6 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
Exercise / conversionPerformance Shares · Derivative | 14,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 5 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,300 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
Exercise / conversionPerformance Shares · Derivative | 7,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 4 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,137 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
Exercise / conversionCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
Exercise / conversionCommon Stock | 7,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 2,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · derivative · entry 6 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · derivative · entry 5 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,746 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 2,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · derivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,260 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 3,266 | $11.95 | $39,028.70 |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · nonDerivative · entry 3 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,916 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:46 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 2,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000043 · wf-form4_151917399352061.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
|
Exercise / conversionPerformance Shares · Derivative | 5,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 6 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2017 and ending on December 31, 2017, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
|
Exercise / conversionPerformance Shares · Derivative | 10,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,975 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2016 and ending on December 31, 2017, each performance share represents the right to receive 1.5 shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
|
Exercise / conversionPerformance Shares · Derivative | 5,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,354 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2015 and ending on December 31, 2017, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:40 UTC |
Harris James WhelanEVP and CFO
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Tax withholdingCommon Stock | 8,215 | $11.95 | $98,169.25 |
DisclosureSEC source: 0001401257-18-000037 · wf-form4_151917359529346.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,885 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 20, 2015, February 19, 2016 and February 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.