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CARRIG JOHN A

Disclosed activity across 4 companies

Tapewire entity
16901
SEC CIK
0001234253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONOCOPHILLIPSCOP · Entity 658PresidentFebruary 10, 2011February 15, 2011
FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998DirectorMarch 03, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date February 10, 2011 · Filed February 15, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect313,703 Reported balance After 2011-02-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2011-02-10 · Grant · Acquired 62,352 · Balance 313,703

F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F3: The stock units do not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F3: The stock units do not have an expiration date.

FORUM ENERGY TECHNOLOGIES, INC.

Report date March 03, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,975 Reported balance After 2026-03-03 transaction · row 1
1 source row

Row 1 · 2026-03-03 · Grant · Acquired 2,556 · Balance 24,975

F1: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRC COMPANIES INC /DE/

Report date June 21, 2017 · Filed June 23, 2017

Section 16 reporting ended · disclosed 2017-06-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-06-21 transaction · row 1
1 source row

Row 1 · 2017-06-21 · Disposition to issuer · Disposed 74,769 · Balance 0

F1: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc.

F2: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc.

F2: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration.

WPX ENERGY, INC.

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-01-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-01-07 · Exercise / conversion · Acquired 115,141 · Balance 182,948

F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 182,948 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").

Common StockSEC Table I · non-derivativeIndirectBy Wife0 Reported balance After 2021-01-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-01-07 · Exercise / conversion · Disposed 115,141 · Balance 0

F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan).

F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.

F4: This award of restricted stock units vested at the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").

F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan).

F4: This award of restricted stock units vested at the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 4, 2026 22:02 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 2,556 $0.00 $0.00
Disclosure

SEC source: 0001234253-26-000002 · wk-form4_1772661753.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,975

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 19:48 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 8,557 $0.00 $0.00
Disclosure

SEC source: 0001401257-25-000038 · wk-form4_1741376910.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,419

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 19:50 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001401257-24-000050 · wk-form4_1709927404.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,862

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
May 21, 2021 Filed May 25, 2021 15:01 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 PurchaseCommon Stock 50,000 $22.28 $1,114,000.00
Disclosure

SEC source: 0001401257-21-000057 · wf-form4_162195488347604.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,900

F1 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $22.21 and $22.48. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. (the "Company") or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

F2 · balance_after: In connection with a 1-for-20 reverse stock split of Company issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock, the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock.

F3 · ownership.direct: 50,000 shares of the Company's common stock were purchased by the John A. Carrig Remainder Trust, Exempt Trust (the "Carrig Trust") for the benefit of Mr. Carrig's children. Mr. Carrig serves as trustee of the Carrig Trust and disclaims beneficial ownership of the shares held by the trust.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:57 UTC WPX ENERGY, INC. WPX · Entity 35798 Exercise / conversionRestricted Stock Units · Derivative 115,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-003084 · doc4.xml · derivative · entry 4

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan).

F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.

F4 · derivative.exercise_date: This award of restricted stock units vested at the Effective Time.

F4 · derivative.expiration_date: This award of restricted stock units vested at the Effective Time.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:57 UTC WPX ENERGY, INC. WPX · Entity 35798 Disposition to issuerCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 3

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:57 UTC WPX ENERGY, INC. WPX · Entity 35798 Disposition to issuerCommon Stock 182,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 2

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:57 UTC WPX ENERGY, INC. WPX · Entity 35798 Exercise / conversionCommon Stock 115,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.

Read SEC document
May 21, 2020 Filed May 26, 2020 17:02 UTC WPX ENERGY, INC. WPX · Entity 35798 GrantTime-Based Restricted Stock Units · Derivative 23,293 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032068 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,141

Underlying: Common Stock · 23,293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement.

F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock.

F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

Read SEC document
May 16, 2019 Filed May 20, 2019 15:39 UTC WPX ENERGY, INC. WPX · Entity 35798 GrantTime-Based Restricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031302 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,848

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement.

F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock.

F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:17 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 33,384 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000033 · wf-form4_155059660808700.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,750

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
May 17, 2018 Filed May 21, 2018 18:18 UTC WPX ENERGY, INC. WPX · Entity 35798 GrantTime-Based Restricted Stock Units · Derivative 10,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032058 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,848

Underlying: Common Stock · 10,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement.

F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock.

F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:29 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000017 · wf-form4_151916215682678.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,366

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 10:41 UTC TRC COMPANIES INC /DE/ TRR · Entity 174973 Disposition to issuerCommon Stock 74,769 $17.55 $1,312,195.95
Disclosure

SEC source: 0001104659-17-041180 · a4.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc.

F2 · shares: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration.

Read SEC document
May 18, 2017 Filed May 22, 2017 12:27 UTC WPX ENERGY, INC. WPX · Entity 35798 GrantTime-Based Restricted Stock Units · Derivative 16,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034186 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,504

Underlying: Common Stock · 16,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement.

F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock.

F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:16 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 6,219 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000020 · wf-form4_148769735339837.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,866

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 16:06 UTC TRC COMPANIES INC /DE/ TRR · Entity 174973 GrantCommon Stock, $.10 par value 9,628 $0.00 $0.00
Disclosure

SEC source: 0001511284-16-000176 · wf-form4_148235440178699.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,590

F1 · shares: 1. Restricted Stock Unit award. The shares are subject to future vesting as follows: 2,407 shares each on February 17, 2017, May 17, 2017, August 17, 2017, and November 17, 2017.

Read SEC document
February 10, 2011 Filed Feb 15, 2011 00:36 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Units · Derivative 62,352 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-010008 · rrd300959.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,703

Underlying: Common Stock · 62,352 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
January 11, 2011 Filed Jan 13, 2011 23:41 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 951.102 $68.10 $64,770.05
Disclosure

SEC source: 0001181431-11-003611 · rrd297578.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,279.328

Underlying: Common Stock · 951.102 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 21:42 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 541.822 $49.09 $26,598.04
Disclosure

SEC source: 0001181431-10-037591 · rrd281394.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,853.813

Underlying: Common Stock · 541.822 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
February 12, 2010 Filed Feb 17, 2010 22:40 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Units · Derivative 23,581 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-009760 · rrd266554.xml · derivative · entry 2

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,351

Underlying: Common Stock · 23,581 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 12, 2010 Filed Feb 17, 2010 22:40 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Options (rights to buy) · Derivative 303,400 $0.00 Strike: $48.39 $0.00
Disclosure

SEC source: 0001181431-10-009760 · rrd266554.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,400

Underlying: Common Stock · 303,400 shares

Expires 2020-02-12

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2011.

Read SEC document
January 19, 2010 Filed Jan 21, 2010 22:02 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 964.435 $51.07 $49,253.70
Disclosure

SEC source: 0001181431-10-004008 · rrd263521.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038.223

Underlying: Common Stock · 964.435 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:17 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 560.556 $42.06 $23,576.99
Disclosure

SEC source: 0001181431-09-035666 · rrd248626.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837.112

Underlying: Common Stock · 560.556 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
February 12, 2009 Filed Feb 17, 2009 21:50 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Units · Derivative 37,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-09-009658 · doc4.xml · derivative · entry 2

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,770

Underlying: Common Stock · 37,694 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 12, 2009 Filed Feb 17, 2009 21:50 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Options (rights to buy) · Derivative 317,500 $0.00 Strike: $45.47 $0.00
Disclosure

SEC source: 0001209191-09-009658 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,500

Underlying: Common Stock · 317,500 shares

Expires 2019-02-12

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2010.

Read SEC document
January 21, 2009 Filed Jan 22, 2009 21:32 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 903.679 $51.80 $46,810.57
Disclosure

SEC source: 0001209191-09-004425 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024.936

Underlying: Common Stock · 903.679 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 17, 2008 Filed Jul 21, 2008 18:29 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 385.077 $94.39 $36,347.42
Disclosure

SEC source: 0001209191-08-043093 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,808.914

Underlying: Common Stock · 385.077 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
June 11, 2008 Filed Jun 12, 2008 20:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0001209191-08-036687 · doc4.xml · derivative · entry 5

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 60,000 shares

Expires 2011-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split.

F3 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002.

Read SEC document
June 11, 2008 Filed Jun 12, 2008 20:11 UTC CONOCOPHILLIPS COP · Entity 658 Tax withholdingCommon Stock 32,986 $93.93 $3,098,374.98
Disclosure

SEC source: 0001209191-08-036687 · doc4.xml · nonDerivative · entry 2

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,987.9

Read SEC document
June 11, 2008 Filed Jun 12, 2008 20:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 60,000 $27.39 $1,643,100.00
Disclosure

SEC source: 0001209191-08-036687 · doc4.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,973.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 2,800 $0.00 Strike: $28.17 $0.00
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · derivative · entry 8

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2011-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exerciseable in three equal annual installments beginning on October 9, 2001.

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $31.14 $0.00
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · derivative · entry 7

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2010-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exerciseable in three equal annual installments beginning on October 9, 2001.

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Tax withholdingCommon Stock 1,585 $88.65 $140,510.25
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 4

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,973.9

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Tax withholdingCommon Stock 23,253 $88.65 $2,061,378.45
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 3

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,558.9

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 2,800 $28.17 $78,876.00
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 2

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,811.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2008 Filed May 19, 2008 22:55 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 40,000 $31.14 $1,245,600.00
Disclosure

SEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,011.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2008 Filed Mar 4, 2008 21:57 UTC CONOCOPHILLIPS COP · Entity 658 SaleCommon Stock 374.024 $82.70 $30,931.78
Disclosure

SEC source: 0001209191-08-015585 · doc4.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,430.195

F1 · kind: The ConocoPhillips Savings Plan prevents annual additions to the plan over the limit of $45,000 and requires the distribution of any additions made in excess of that amount.

Read SEC document
February 14, 2008 Filed Feb 19, 2008 22:41 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Units · Derivative 65,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-011465 · doc4.xml · derivative · entry 2

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,076

Underlying: Common Stock · 65,262 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death; (d) termination of employment following disability; or (e) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 14, 2008 Filed Feb 19, 2008 22:41 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Options (rights to buy) · Derivative 90,300 $0.00 Strike: $79.38 $0.00
Disclosure

SEC source: 0001209191-08-011465 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,300

Underlying: Common Stock · 90,300 shares

Expires 2018-02-14

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2009.

Read SEC document
January 17, 2008 Filed Jan 22, 2008 22:09 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 761.78 $88.30 $67,265.17
Disclosure

SEC source: 0001209191-08-004805 · doc4.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,089.93

Underlying: Common Stock · 761.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 26, 2007 Filed Oct 30, 2007 22:48 UTC CONOCOPHILLIPS COP · Entity 658 OtherPhantom stock · Derivative 21,496.163 $84.70 $1,820,617.53
Disclosure

SEC source: 0001234253-07-000007 · edgar.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,172.57

Underlying: Common stock · 21,496.163 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · shares: Sales proceeds from sale reported on Form 4 filed with the SEC on October 24, 2007, were reinvested in phantom shares held in a Company key employee deferred compensation plan.

F3 · derivative.exercise_date: The shares of phantom stock were acquired under a key employee deferred compensation plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · derivative.expiration_date: The shares of phantom stock were acquired under a key employee deferred compensation plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F4 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 22, 2007 Filed Oct 24, 2007 23:29 UTC CONOCOPHILLIPS COP · Entity 658 OtherCommon stock 21,232 $85.68 $1,819,147.14
Disclosure

SEC source: 0001234253-07-000005 · edgar.xml · nonDerivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,011.9

F1 · shares: The initial restricted stock award in the amount of 10,616 shares has been adjusted for a two-for-one stock split of the ConocoPhillips common stock effective June 1, 2005. The restrictions lapsed on the fifth anniversary of the 10/22/2002 award of restricted shares. The shares were disposed of in a transaction with the Company, and pursuant to an election made more than six months ago, the funds were transferred to an excess benefit plan.

Read SEC document
July 18, 2007 Filed Jul 20, 2007 16:25 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom stock · Derivative 313.24 $78.50 $24,589.34
Disclosure

SEC source: 0001234253-07-000004 · edgar.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634.187

Underlying: Common stock · 313.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
February 08, 2007 Filed Feb 12, 2007 23:55 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Units · Derivative 63,934 $0.00 $0.00
Disclosure

SEC source: 0001358582-07-000125 · edgar.xml · derivative · entry 2

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,934

Underlying: Common Stock · 93,934 shares

Expires not disclosed

F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period and (b) the earlier of death or over a five year period beginning after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
February 08, 2007 Filed Feb 12, 2007 23:55 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Options (right to buy) · Derivative 80,800 $0.00 Strike: $66.37 $0.00
Disclosure

SEC source: 0001358582-07-000125 · edgar.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,800

Underlying: Common Stock · 80,800 shares

Expires 2017-02-08

F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2008.

Read SEC document
January 18, 2007 Filed Jan 23, 2007 00:24 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 665.1 $71.95 $47,853.95
Disclosure

SEC source: 0001358582-07-000090 · edgar.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227

Underlying: Common Stock · 665.1 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

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July 19, 2006 Filed Jul 21, 2006 14:13 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 243.3 $65.53 $15,943.45
Disclosure

SEC source: 0001358582-06-000110 · edgar.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

Underlying: Common Stock · 243.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

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July 14, 2006 Filed Feb 14, 2007 23:37 UTC CONOCOPHILLIPS COP · Entity 658 OtherCommon Stock 2,676.39 $0.00 $0.00
Disclosure

SEC source: 0001358582-07-000145 · edgar.xml · nonDerivative · entry 6

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,676.39

F3 · ownership.nature: The shares are held in a marital trust of which the reporting person serves as trustee.

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July 14, 2006 Filed Feb 14, 2007 23:37 UTC CONOCOPHILLIPS COP · Entity 658 OtherCommon Stock 2,676.39 $0.00 $0.00
Disclosure

SEC source: 0001358582-07-000145 · edgar.xml · nonDerivative · entry 5

CARRIG JOHN A · CIK 0001234253 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,243.9

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.