Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | President | February 10, 2011 | February 15, 2011 |
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | Director | March 03, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date February 10, 2011 · Filed February 15, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 313,703 |
Reported balance
After 2011-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-02-10 · Grant · Acquired 62,352 · Balance 313,703 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F3: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date.
F3: The stock units do not have an expiration date.
FORUM ENERGY TECHNOLOGIES, INC.
Report date March 03, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,975 |
Reported balance
After 2026-03-03 transaction · row 1
1 source rowRow 1 · 2026-03-03 · Grant · Acquired 2,556 · Balance 24,975 F1: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRC COMPANIES INC /DE/
Report date June 21, 2017 · Filed June 23, 2017
Section 16 reporting ended · disclosed 2017-06-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-21 transaction · row 1
1 source rowRow 1 · 2017-06-21 · Disposition to issuer · Disposed 74,769 · Balance 0 F1: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc. F2: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc.
F2: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration.
WPX ENERGY, INC.
Report date January 07, 2021 · Filed January 11, 2021
Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-01-07 · Exercise / conversion · Acquired 115,141 · Balance 182,948 F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. Row 2 · 2021-01-07 · Disposition to issuer · Disposed 182,948 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 0 |
Reported balance
After 2021-01-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-01-07 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-07 · Exercise / conversion · Disposed 115,141 · Balance 0 F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan). F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F4: This award of restricted stock units vested at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").
F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan).
F4: This award of restricted stock units vested at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2026 Filed Mar 4, 2026 22:02 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001234253-26-000002 · wk-form4_1772661753.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,975 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 19:48 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 8,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-25-000038 · wk-form4_1741376910.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,419 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 19:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 7,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-24-000050 · wk-form4_1709927404.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,862 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each restricted stock unit is subject to transferability and other restrictions that lapse upon vesting of the restricted stock unit. The restricted stock unit award vests in full on the one-year anniversary of the date of grant, subject to accelerated vesting of the entire award (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 50,000 | $22.28 | $1,114,000.00 |
DisclosureSEC source: 0001401257-21-000057 · wf-form4_162195488347604.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,900 F1 · price: The price reported is a weighted average price. These shares were purchased in three transactions at prices ranging between $22.21 and $22.48. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. (the "Company") or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. F2 · balance_after: In connection with a 1-for-20 reverse stock split of Company issued and outstanding shares of common stock, par value $0.01 per share, and corresponding decrease in the Company's authorized shares of common stock, the Company filed an amendment to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware (the "Amendment"). The Amendment, effective after market close on November 9, 2020, converted each 20 issued and outstanding shares of common stock into one new share of common stock. F3 · ownership.direct: 50,000 shares of the Company's common stock were purchased by the John A. Carrig Remainder Trust, Exempt Trust (the "Carrig Trust") for the benefit of Mr. Carrig's children. Mr. Carrig serves as trustee of the Carrig Trust and disclaims beneficial ownership of the shares held by the trust. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:57 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 115,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003084 · doc4.xml · derivative · entry 4 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan). F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F4 · derivative.exercise_date: This award of restricted stock units vested at the Effective Time. F4 · derivative.expiration_date: This award of restricted stock units vested at the Effective Time. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:57 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 3 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:57 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerCommon Stock | 182,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 2 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:57 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 115,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003084 · doc4.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:02 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 23,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032068 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,141 Underlying: Common Stock · 23,293 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| May 16, 2019 Filed May 20, 2019 15:39 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031302 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,848 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:17 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 33,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000033 · wf-form4_155059660808700.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,750 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| May 17, 2018 Filed May 21, 2018 18:18 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032058 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,848 Underlying: Common Stock · 10,344 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:29 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000017 · wf-form4_151916215682678.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,366 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 10:41 UTC | TRC COMPANIES INC /DE/ TRR · Entity 174973 | Disposition to issuerCommon Stock | 74,769 | $17.55 | $1,312,195.95 |
DisclosureSEC source: 0001104659-17-041180 · a4.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents 69,955 deferred stock awards held under the TRC Companies, Inc. (the "Company") Directors' Deferred Compensation Plan, including 1,179 deferred stock awards received in lieu of cash fees earned by the reporting person for the quarter ended March 31, 2017, and 4,814 unvested restricted stock units ("RSUs") held prior to the June 21, 2017 effective time (the "Effective Time") of the Company's merger with Bolt Infrastructure Merger Sub, Inc., pursuant to which the Company became a wholly owned subsidiary of Bolt Infrastructure Parent, Inc. F2 · shares: The shares underlying the deferred stock awards were issued as shares of the Company's common stock prior to the Effective Time. At the Effective Time, each share of the Company's common stock was cancelled and converted into the right to receive cash in an amount per share (subject to any applicable withholding tax) equal to $17.55, without interest (the "Merger Consideration"). The unvested RSUs vested immediately prior to the Effective Time and at the Effective Time were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of RSUs and (ii) the Merger Consideration. Read SEC document |
| May 18, 2017 Filed May 22, 2017 12:27 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 16,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034186 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,504 Underlying: Common Stock · 16,009 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 17:16 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000020 · wf-form4_148769735339837.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,866 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 16:06 UTC | TRC COMPANIES INC /DE/ TRR · Entity 174973 | GrantCommon Stock, $.10 par value | 9,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001511284-16-000176 · wf-form4_148235440178699.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,590 F1 · shares: 1. Restricted Stock Unit award. The shares are subject to future vesting as follows: 2,407 shares each on February 17, 2017, May 17, 2017, August 17, 2017, and November 17, 2017. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 62,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-010008 · rrd300959.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,703 Underlying: Common Stock · 62,352 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| January 11, 2011 Filed Jan 13, 2011 23:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 951.102 | $68.10 | $64,770.05 |
DisclosureSEC source: 0001181431-11-003611 · rrd297578.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,279.328 Underlying: Common Stock · 951.102 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 21:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 541.822 | $49.09 | $26,598.04 |
DisclosureSEC source: 0001181431-10-037591 · rrd281394.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,853.813 Underlying: Common Stock · 541.822 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 23,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-009760 · rrd266554.xml · derivative · entry 2 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,351 Underlying: Common Stock · 23,581 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 303,400 | $0.00 Strike: $48.39 | $0.00 |
DisclosureSEC source: 0001181431-10-009760 · rrd266554.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,400 Underlying: Common Stock · 303,400 shares Expires 2020-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2011. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 22:02 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 964.435 | $51.07 | $49,253.70 |
DisclosureSEC source: 0001181431-10-004008 · rrd263521.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,038.223 Underlying: Common Stock · 964.435 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 15, 2009 Filed Jul 17, 2009 20:17 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 560.556 | $42.06 | $23,576.99 |
DisclosureSEC source: 0001181431-09-035666 · rrd248626.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,837.112 Underlying: Common Stock · 560.556 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 12, 2009 Filed Feb 17, 2009 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 37,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-009658 · doc4.xml · derivative · entry 2 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,770 Underlying: Common Stock · 37,694 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in three equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 12, 2009 Filed Feb 17, 2009 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 317,500 | $0.00 Strike: $45.47 | $0.00 |
DisclosureSEC source: 0001209191-09-009658 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,500 Underlying: Common Stock · 317,500 shares Expires 2019-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2010. Read SEC document |
| January 21, 2009 Filed Jan 22, 2009 21:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 903.679 | $51.80 | $46,810.57 |
DisclosureSEC source: 0001209191-09-004425 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,024.936 Underlying: Common Stock · 903.679 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 17, 2008 Filed Jul 21, 2008 18:29 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 385.077 | $94.39 | $36,347.42 |
DisclosureSEC source: 0001209191-08-043093 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,808.914 Underlying: Common Stock · 385.077 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 11, 2008 Filed Jun 12, 2008 20:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 60,000 | $0.00 Strike: $27.39 | $0.00 |
DisclosureSEC source: 0001209191-08-036687 · doc4.xml · derivative · entry 5 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 60,000 shares Expires 2011-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| June 11, 2008 Filed Jun 12, 2008 20:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 32,986 | $93.93 | $3,098,374.98 |
DisclosureSEC source: 0001209191-08-036687 · doc4.xml · nonDerivative · entry 2 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,987.9 Read SEC document |
| June 11, 2008 Filed Jun 12, 2008 20:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 60,000 | $27.39 | $1,643,100.00 |
DisclosureSEC source: 0001209191-08-036687 · doc4.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,973.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 2,800 | $0.00 Strike: $28.17 | $0.00 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · derivative · entry 8 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,800 shares Expires 2011-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exerciseable in three equal annual installments beginning on October 9, 2001. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $31.14 | $0.00 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · derivative · entry 7 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2010-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exerciseable in three equal annual installments beginning on October 9, 2001. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,585 | $88.65 | $140,510.25 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 4 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,973.9 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 23,253 | $88.65 | $2,061,378.45 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 3 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,558.9 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 2,800 | $28.17 | $78,876.00 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 2 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,811.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:55 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 40,000 | $31.14 | $1,245,600.00 |
DisclosureSEC source: 0001209191-08-031516 · doc4.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,011.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 21:57 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 374.024 | $82.70 | $30,931.78 |
DisclosureSEC source: 0001209191-08-015585 · doc4.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,430.195 F1 · kind: The ConocoPhillips Savings Plan prevents annual additions to the plan over the limit of $45,000 and requires the distribution of any additions made in excess of that amount. Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 65,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-011465 · doc4.xml · derivative · entry 2 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,076 Underlying: Common Stock · 65,262 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death; (d) termination of employment following disability; or (e) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 90,300 | $0.00 Strike: $79.38 | $0.00 |
DisclosureSEC source: 0001209191-08-011465 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,300 Underlying: Common Stock · 90,300 shares Expires 2018-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2009. Read SEC document |
| January 17, 2008 Filed Jan 22, 2008 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 761.78 | $88.30 | $67,265.17 |
DisclosureSEC source: 0001209191-08-004805 · doc4.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,089.93 Underlying: Common Stock · 761.78 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherPhantom stock · Derivative | 21,496.163 | $84.70 | $1,820,617.53 |
DisclosureSEC source: 0001234253-07-000007 · edgar.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,172.57 Underlying: Common stock · 21,496.163 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · shares: Sales proceeds from sale reported on Form 4 filed with the SEC on October 24, 2007, were reinvested in phantom shares held in a Company key employee deferred compensation plan. F3 · derivative.exercise_date: The shares of phantom stock were acquired under a key employee deferred compensation plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · derivative.expiration_date: The shares of phantom stock were acquired under a key employee deferred compensation plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F4 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 22, 2007 Filed Oct 24, 2007 23:29 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherCommon stock | 21,232 | $85.68 | $1,819,147.14 |
DisclosureSEC source: 0001234253-07-000005 · edgar.xml · nonDerivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,011.9 F1 · shares: The initial restricted stock award in the amount of 10,616 shares has been adjusted for a two-for-one stock split of the ConocoPhillips common stock effective June 1, 2005. The restrictions lapsed on the fifth anniversary of the 10/22/2002 award of restricted shares. The shares were disposed of in a transaction with the Company, and pursuant to an election made more than six months ago, the funds were transferred to an excess benefit plan. Read SEC document |
| July 18, 2007 Filed Jul 20, 2007 16:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom stock · Derivative | 313.24 | $78.50 | $24,589.34 |
DisclosureSEC source: 0001234253-07-000004 · edgar.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,634.187 Underlying: Common stock · 313.24 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 63,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000125 · edgar.xml · derivative · entry 2 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,934 Underlying: Common Stock · 93,934 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period and (b) the earlier of death or over a five year period beginning after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 80,800 | $0.00 Strike: $66.37 | $0.00 |
DisclosureSEC source: 0001358582-07-000125 · edgar.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,800 Underlying: Common Stock · 80,800 shares Expires 2017-02-08 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2008. Read SEC document |
| January 18, 2007 Filed Jan 23, 2007 00:24 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 665.1 | $71.95 | $47,853.95 |
DisclosureSEC source: 0001358582-07-000090 · edgar.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Underlying: Common Stock · 665.1 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:13 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 243.3 | $65.53 | $15,943.45 |
DisclosureSEC source: 0001358582-06-000110 · edgar.xml · derivative · entry 1 CARRIG JOHN A · CIK 0001234253 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479 Underlying: Common Stock · 243.3 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 14, 2006 Filed Feb 14, 2007 23:37 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherCommon Stock | 2,676.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000145 · edgar.xml · nonDerivative · entry 6 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,676.39 F3 · ownership.nature: The shares are held in a marital trust of which the reporting person serves as trustee. Read SEC document |
| July 14, 2006 Filed Feb 14, 2007 23:37 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherCommon Stock | 2,676.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000145 · edgar.xml · nonDerivative · entry 5 CARRIG JOHN A · CIK 0001234253 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,243.9 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.