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FORUM ENERGY TECHNOLOGIES, INC.

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4998
SEC CIK
0001401257
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 19, 2019 17:43 UTC
Williams David Lyle Jr.SVP - Operations
Exercise / conversionPerformance Shares · Derivative 4,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000048 · wf-form4_155059819716278.xml · derivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 4,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 5

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 2,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 4,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Mercado, Pablo G.SVP, CFO and Treasurer
Exercise / conversionPerformance Shares · Derivative 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 5

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Mercado, Pablo G.SVP, CFO and Treasurer
Exercise / conversionPerformance Shares · Derivative 2,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 4

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:42 UTC
Mercado, Pablo G.SVP, CFO and Treasurer
Exercise / conversionPerformance Shares · Derivative 4,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock.

Read SEC document
December 31, 2018 Filed Feb 12, 2019 22:37 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 1,032 $3.51 $3,622.32
Disclosure

SEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,272

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2018 Filed Feb 12, 2019 20:42 UTC GrantCommon Stock 1,032 $3.51 $3,622.32
Disclosure

SEC source: 0001401257-19-000011 · wf-form5_155000412725044.xml · nonDerivative · entry 2

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,322

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2018 Filed Feb 12, 2019 20:41 UTC
Danford Michael DewayneSVP - Human Resources
GrantCommon Stock 1,032 $3.51 $3,622.32
Disclosure

SEC source: 0001401257-19-000009 · wf-form5_155000407903724.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,752

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 19, 2018 Filed Dec 21, 2018 17:42 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantPerformance Shares · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · derivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2021-12-31

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 17:42 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,480

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second and third anniversaries of the date of grant (12/19/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
June 30, 2018 Filed Feb 12, 2019 22:37 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 760 $10.50 $7,980.00
Disclosure

SEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,240

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2018 Filed Feb 12, 2019 20:42 UTC GrantCommon Stock 760 $10.50 $7,980.00
Disclosure

SEC source: 0001401257-19-000011 · wf-form5_155000412725044.xml · nonDerivative · entry 1

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,290

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2018 Filed Feb 12, 2019 20:41 UTC
Danford Michael DewayneSVP - Human Resources
GrantCommon Stock 760 $10.50 $7,980.00
Disclosure

SEC source: 0001401257-19-000009 · wf-form5_155000407903724.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,720

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 25, 2018 Filed Feb 12, 2019 22:37 UTC
Schmitz JohnDirector
GiftCommon Stock 58,694 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000015 · wf-form5_155001103655074.xml · nonDerivative · entry 2

Schmitz John · CIK 0001539285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,190,041

F2 · ownership.nature: Mr. Schmitz maintains a 90.69% membership interest in B-29 Family Holdings. As such, Mr. Schmitz may be deemed to have dispositive power over the common stock owned by B-29 Family Holdings. Mr.Schmitz disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein.

Read SEC document
June 25, 2018 Filed Feb 12, 2019 22:37 UTC
Schmitz JohnDirector
GiftCommon Stock 58,694 $0.00 $0.00
Disclosure

SEC source: 0001401257-19-000015 · wf-form5_155001103655074.xml · nonDerivative · entry 1

Schmitz John · CIK 0001539285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: On June 25, 2018, Mr. Schmitz transferred 58,694 shares of Forum Energy Technologies, Inc. common stock ("Common stock"), which he previously owned directly, to B-29 Family Holdings, LLC, a Texas limited liability company ("B-29 Family Holdings").

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:51 UTC
Williams David Lyle Jr.SVP - Operations
Tax withholdingCommon Stock 653 $14.05 $9,174.65
Disclosure

SEC source: 0001401257-18-000081 · wf-form4_152814544298997.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,620

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on June 1, 2017.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 16:30 UTC Tax withholdingCommon Stock 365 $14.05 $5,128.25
Disclosure

SEC source: 0001401257-18-000083 · wf-form4_152821618227409.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,003

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock units granted on June 1 2017.

Read SEC document
May 17, 2018 Filed May 18, 2018 16:22 UTC
Iyyanki PradyPresident & CEO
Tax withholdingCommon Stock 2,909 $15.55 $45,234.95
Disclosure

SEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 2

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,418

F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock granted on May 17, 2016.

Read SEC document
May 16, 2018 Filed May 18, 2018 16:22 UTC
Iyyanki PradyPresident & CEO
Tax withholdingCommon Stock 7,090 $15.35 $108,831.50
Disclosure

SEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 1

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,327

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on May 16, 2017.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 14:49 UTC Tax withholdingCommon Stock 352 $11.35 $3,995.20
Disclosure

SEC source: 0001401257-18-000068 · wf-form4_152155735356905.xml · nonDerivative · entry 1

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,530

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 19, 2015.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:51 UTC Tax withholdingCommon Stock 371 $12.05 $4,470.55
Disclosure

SEC source: 0001401257-18-000066 · wf-form4_152054586447387.xml · nonDerivative · entry 1

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,882

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 7, 2014.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:50 UTC
Williams David Lyle Jr.SVP - Operations
Tax withholdingCommon Stock 304 $12.05 $3,663.20
Disclosure

SEC source: 0001401257-18-000065 · wf-form4_152054583819597.xml · nonDerivative · entry 1

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,273

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 7, 2014.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 15:38 UTC
Iyyanki PradyPresident & CEO
PurchaseCommon Stock 90,000 $10.63 $956,700.00
Disclosure

SEC source: 0001401257-18-000062 · wf-form4_152026426760773.xml · nonDerivative · entry 1

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,417

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.43 to $10.75, inclusive. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 21, 2018 19:52 UTC
MCCULLOCH JAMES LEVP and Gen Counsel
Tax withholdingCommon Stock 487 $11.50 $5,600.50
Disclosure

SEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 3

MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,637

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 00:52 UTC
Danford Michael DewayneSVP - Human Resources
Tax withholdingCommon Stock 378 $11.50 $4,347.00
Disclosure

SEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,960

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 00:51 UTC
Mercado, Pablo G.SVP- Finance
Tax withholdingCommon Stock 285 $11.50 $3,277.50
Disclosure

SEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 4

Mercado, Pablo G. · CIK 0001535246 · SVP- Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,368

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

Read SEC document
February 21, 2018 Filed Feb 12, 2019 15:41 UTC
MCCULLOCH JAMES LEVP and Gen Counsel
Tax withholdingCommon Stock 489 $11.50 $5,623.50
Disclosure

SEC source: 0001401257-19-000010 · wf-form5_155000410320024.xml · nonDerivative · entry 1

MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,635

F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018.

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February 21, 2018 Filed Feb 13, 2019 14:57 UTC
Mercado, Pablo G.SVP, CFO and Treasurer
Tax withholdingCommon Stock 286 $11.50 $3,289.00
Disclosure

SEC source: 0001401257-19-000017 · wf-form5_155006986117060.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,367

F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018.

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February 20, 2018 Filed Feb 21, 2018 19:52 UTC
MCCULLOCH JAMES LEVP and Gen Counsel
Tax withholdingCommon Stock 1,463 $11.55 $16,897.65
Disclosure

SEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 2

MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,124

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

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February 20, 2018 Filed Feb 22, 2018 00:53 UTC Tax withholdingCommon Stock 590 $11.55 $6,814.50
Disclosure

SEC source: 0001401257-18-000057 · wf-form4_151926078119364.xml · nonDerivative · entry 3

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,253

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 19, 2016 and February 20, 2017.

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February 20, 2018 Filed Feb 22, 2018 00:52 UTC
Williams David Lyle Jr.SVP - Operations
Tax withholdingCommon Stock 700 $11.55 $8,085.00
Disclosure

SEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · nonDerivative · entry 3

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,577

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 20, 2015 and February 20, 2017.

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February 20, 2018 Filed Feb 22, 2018 00:52 UTC
Danford Michael DewayneSVP - Human Resources
Tax withholdingCommon Stock 1,187 $11.55 $13,709.85
Disclosure

SEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,338

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

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February 20, 2018 Filed Feb 22, 2018 00:51 UTC
Mercado, Pablo G.SVP- Finance
Tax withholdingCommon Stock 791 $11.55 $9,136.05
Disclosure

SEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 3

Mercado, Pablo G. · CIK 0001535246 · SVP- Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,653

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017.

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February 19, 2018 Filed Feb 22, 2018 00:53 UTC Tax withholdingCommon Stock 947 $12.00 $11,364.00
Disclosure

SEC source: 0001401257-18-000057 · wf-form4_151926078119364.xml · nonDerivative · entry 2

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,843

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 19, 2016 and February 20, 2017.

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February 19, 2018 Filed Feb 22, 2018 00:52 UTC
Williams David Lyle Jr.SVP - Operations
Tax withholdingCommon Stock 791 $12.00 $9,492.00
Disclosure

SEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · nonDerivative · entry 2

Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,277

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19, 2016.

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February 19, 2018 Filed Feb 22, 2018 00:52 UTC
Danford Michael DewayneSVP - Human Resources
Tax withholdingCommon Stock 1,061 $12.00 $12,732.00
Disclosure

SEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,525

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19, 2016.

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February 19, 2018 Filed Feb 22, 2018 00:51 UTC
Mercado, Pablo G.SVP- Finance
Tax withholdingCommon Stock 791 $12.00 $9,492.00
Disclosure

SEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · SVP- Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,444

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19 2016.

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February 16, 2018 Filed Feb 20, 2018 16:48 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000025 · wf-form4_151916329937109.xml · nonDerivative · entry 1

OTOOLE TERENCE M · CIK 0001029627 · Director

Tinicum FET, LLC · CIK 0001550985 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

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February 16, 2018 Filed Feb 20, 2018 16:54 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000027 · wf-form4_151916346854620.xml · nonDerivative · entry 1

Angelle Evelyn M · CIK 0001422998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,170

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

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February 16, 2018 Filed Feb 21, 2018 00:49 UTC
Iyyanki PradyPresident & CEO
GrantPerformance Shares · Derivative 27,557 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 10

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,557

Underlying: Common Stock · 27,557 shares

Expires 2020-12-31

F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results.

F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results.

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February 16, 2018 Filed Feb 21, 2018 00:49 UTC
Iyyanki PradyPresident & CEO
GrantPerformance Shares · Derivative 27,557 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 9

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,557

Underlying: Common Stock · 27,557 shares

Expires 2019-12-31

F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results.

F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results.

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February 16, 2018 Filed Feb 21, 2018 00:49 UTC
Iyyanki PradyPresident & CEO
GrantPerformance Shares · Derivative 27,556 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 8

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,556

Underlying: Common Stock · 27,556 shares

Expires 2018-12-31

F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results.

F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results.

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February 16, 2018 Filed Feb 21, 2018 00:49 UTC
Iyyanki PradyPresident & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 177,020 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 7

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,020

Underlying: Common Stock · 177,020 shares

Expires 2028-02-16

F5 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018).

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February 16, 2018 Filed Feb 21, 2018 00:49 UTC
Iyyanki PradyPresident & CEO
GrantCommon Stock 82,670 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 3

Iyyanki Prady · CIK 0001596952 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,417

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

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February 16, 2018 Filed Feb 20, 2018 22:12 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · nonDerivative · entry 4

GAUT C CHRISTOPHER · CIK 0001191238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,050

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

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February 16, 2018 Filed Feb 20, 2018 22:07 UTC
Schmitz JohnDirector
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000031 · wf-form4_151916442474658.xml · nonDerivative · entry 1

Schmitz John · CIK 0001539285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,194

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

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February 16, 2018 Filed Feb 20, 2018 21:57 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000029 · wf-form4_151916382269401.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,140

F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued.

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February 16, 2018 Filed Feb 20, 2018 21:38 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001401257-18-000023 · wf-form4_151916269391278.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,140

F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.