Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2019 Filed Feb 19, 2019 17:43 UTC |
Williams David Lyle Jr.SVP - Operations
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000048 · wf-form4_155059819716278.xml · derivative · entry 3 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 4,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 5 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 2,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000047 · wf-form4_155059816246595.xml · derivative · entry 3 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Mercado, Pablo G.SVP, CFO and Treasurer
|
Exercise / conversionPerformance Shares · Derivative | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 5 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2018 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Mercado, Pablo G.SVP, CFO and Treasurer
|
Exercise / conversionPerformance Shares · Derivative | 2,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 4 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's the Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2017 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:42 UTC |
Mercado, Pablo G.SVP, CFO and Treasurer
|
Exercise / conversionPerformance Shares · Derivative | 4,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-19-000046 · wf-form4_155059812593051.xml · derivative · entry 3 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2016 and ending on December 31, 2018, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| December 31, 2018 Filed Feb 12, 2019 22:37 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 1,032 | $3.51 | $3,622.32 |
DisclosureSEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,272 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2018 Filed Feb 12, 2019 20:42 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 1,032 | $3.51 | $3,622.32 |
DisclosureSEC source: 0001401257-19-000011 · wf-form5_155000412725044.xml · nonDerivative · entry 2 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,322 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2018 Filed Feb 12, 2019 20:41 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 1,032 | $3.51 | $3,622.32 |
DisclosureSEC source: 0001401257-19-000009 · wf-form5_155000407903724.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,752 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 17:42 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantPerformance Shares · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · derivative · entry 4 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2021-12-31 F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's total shareholder return relative to its peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2022, based on achievement of performance measures over a three-year period beginning January 1, 2019. The number of shares of Common Stock shall vest at the time that the number of earned shares has been determined. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 17:42 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000109 · wf-form4_154541410778129.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420,480 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/3 vest on each of the first, second and third anniversaries of the date of grant (12/19/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| June 30, 2018 Filed Feb 12, 2019 22:37 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 760 | $10.50 | $7,980.00 |
DisclosureSEC source: 0001401257-19-000014 · wf-form5_155001101064655.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,240 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2018 Filed Feb 12, 2019 20:42 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 760 | $10.50 | $7,980.00 |
DisclosureSEC source: 0001401257-19-000011 · wf-form5_155000412725044.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,290 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2018 Filed Feb 12, 2019 20:41 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 760 | $10.50 | $7,980.00 |
DisclosureSEC source: 0001401257-19-000009 · wf-form5_155000407903724.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,720 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 25, 2018 Filed Feb 12, 2019 22:37 UTC |
Schmitz JohnDirector
|
GiftCommon Stock | 58,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000015 · wf-form5_155001103655074.xml · nonDerivative · entry 2 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,190,041 F2 · ownership.nature: Mr. Schmitz maintains a 90.69% membership interest in B-29 Family Holdings. As such, Mr. Schmitz may be deemed to have dispositive power over the common stock owned by B-29 Family Holdings. Mr.Schmitz disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2018 Filed Feb 12, 2019 22:37 UTC |
Schmitz JohnDirector
|
GiftCommon Stock | 58,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000015 · wf-form5_155001103655074.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: On June 25, 2018, Mr. Schmitz transferred 58,694 shares of Forum Energy Technologies, Inc. common stock ("Common stock"), which he previously owned directly, to B-29 Family Holdings, LLC, a Texas limited liability company ("B-29 Family Holdings"). Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:51 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 653 | $14.05 | $9,174.65 |
DisclosureSEC source: 0001401257-18-000081 · wf-form4_152814544298997.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,620 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on June 1, 2017. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 16:30 UTC |
Mercado, Pablo G.SVP and CFO
|
Tax withholdingCommon Stock | 365 | $14.05 | $5,128.25 |
DisclosureSEC source: 0001401257-18-000083 · wf-form4_152821618227409.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,003 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock units granted on June 1 2017. Read SEC document |
| May 17, 2018 Filed May 18, 2018 16:22 UTC |
Iyyanki PradyPresident & CEO
|
Tax withholdingCommon Stock | 2,909 | $15.55 | $45,234.95 |
DisclosureSEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 2 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,418 F2 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock granted on May 17, 2016. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:22 UTC |
Iyyanki PradyPresident & CEO
|
Tax withholdingCommon Stock | 7,090 | $15.35 | $108,831.50 |
DisclosureSEC source: 0001401257-18-000077 · wf-form4_152666054799049.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,327 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on May 16, 2017. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 14:49 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 352 | $11.35 | $3,995.20 |
DisclosureSEC source: 0001401257-18-000068 · wf-form4_152155735356905.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,530 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 19, 2015. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:51 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 371 | $12.05 | $4,470.55 |
DisclosureSEC source: 0001401257-18-000066 · wf-form4_152054586447387.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,882 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 7, 2014. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 21:50 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 304 | $12.05 | $3,663.20 |
DisclosureSEC source: 0001401257-18-000065 · wf-form4_152054583819597.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,273 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on March 7, 2014. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 15:38 UTC |
Iyyanki PradyPresident & CEO
|
PurchaseCommon Stock | 90,000 | $10.63 | $956,700.00 |
DisclosureSEC source: 0001401257-18-000062 · wf-form4_152026426760773.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,417 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.43 to $10.75, inclusive. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Tax withholdingCommon Stock | 487 | $11.50 | $5,600.50 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 3 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,637 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 378 | $11.50 | $4,347.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,960 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
Tax withholdingCommon Stock | 285 | $11.50 | $3,277.50 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 4 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,368 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 21, 2018 Filed Feb 12, 2019 15:41 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Tax withholdingCommon Stock | 489 | $11.50 | $5,623.50 |
DisclosureSEC source: 0001401257-19-000010 · wf-form5_155000410320024.xml · nonDerivative · entry 1 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,635 F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018. Read SEC document |
| February 21, 2018 Filed Feb 13, 2019 14:57 UTC |
Mercado, Pablo G.SVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 286 | $11.50 | $3,289.00 |
DisclosureSEC source: 0001401257-19-000017 · wf-form5_155006986117060.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,367 F1 · shares: This Form 5 is filed in order to correct the number of shares surrendered to satisfy the tax withholding obligations related to the vesting of the restricted stock units reported in the Form 4 filed on February 21, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:52 UTC |
MCCULLOCH JAMES LEVP and Gen Counsel
|
Tax withholdingCommon Stock | 1,463 | $11.55 | $16,897.65 |
DisclosureSEC source: 0001401257-18-000054 · wf-form4_151926072729719.xml · nonDerivative · entry 2 MCCULLOCH JAMES L · CIK 0001180364 · EVP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,124 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:53 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 590 | $11.55 | $6,814.50 |
DisclosureSEC source: 0001401257-18-000057 · wf-form4_151926078119364.xml · nonDerivative · entry 3 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,253 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 19, 2016 and February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 700 | $11.55 | $8,085.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · nonDerivative · entry 3 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,577 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 20, 2015 and February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 1,187 | $11.55 | $13,709.85 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 3 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,338 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
Tax withholdingCommon Stock | 791 | $11.55 | $9,136.05 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 3 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,653 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 21, 2014, February 20, 2015 and February 20, 2017. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:53 UTC |
Schmitt Tylar K.VP and CAO
|
Tax withholdingCommon Stock | 947 | $12.00 | $11,364.00 |
DisclosureSEC source: 0001401257-18-000057 · wf-form4_151926078119364.xml · nonDerivative · entry 2 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,843 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock unit awards granted on February 19, 2016 and February 20, 2017. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:52 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 791 | $12.00 | $9,492.00 |
DisclosureSEC source: 0001401257-18-000053 · wf-form4_151926070911642.xml · nonDerivative · entry 2 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:52 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 1,061 | $12.00 | $12,732.00 |
DisclosureSEC source: 0001401257-18-000055 · wf-form4_151926074451448.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,525 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:51 UTC |
Mercado, Pablo G.SVP- Finance
|
Tax withholdingCommon Stock | 791 | $12.00 | $9,492.00 |
DisclosureSEC source: 0001401257-18-000052 · wf-form4_151926069070619.xml · nonDerivative · entry 2 Mercado, Pablo G. · CIK 0001535246 · SVP- Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,444 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of a restricted stock award granted on February 19 2016. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:48 UTC |
OTOOLE TERENCE MDirector
Tinicum FET, LLCDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000025 · wf-form4_151916329937109.xml · nonDerivative · entry 1 OTOOLE TERENCE M · CIK 0001029627 · Director Tinicum FET, LLC · CIK 0001550985 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:54 UTC |
Angelle Evelyn MDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000027 · wf-form4_151916346854620.xml · nonDerivative · entry 1 Angelle Evelyn M · CIK 0001422998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,170 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
GrantPerformance Shares · Derivative | 27,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 10 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Underlying: Common Stock · 27,557 shares Expires 2020-12-31 F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2021, based on achievement of performance measures over a three-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
GrantPerformance Shares · Derivative | 27,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 9 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Underlying: Common Stock · 27,557 shares Expires 2019-12-31 F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2020, based on achievement of performance measures over a two-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
GrantPerformance Shares · Derivative | 27,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 8 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,556 Underlying: Common Stock · 27,556 shares Expires 2018-12-31 F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. Each performance share will settle for between zero and two shares of Common Stock in the first quarter of 2019, based on achievement of performance measures over a one-year period, following certification by the Compensation Committee of the performance results. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 177,020 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · derivative · entry 7 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,020 Underlying: Common Stock · 177,020 shares Expires 2028-02-16 F5 · derivative.exercise_date: These options are exercisable in accordance with the following schedule: 1/4 of the options become exercisable on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:49 UTC |
Iyyanki PradyPresident & CEO
|
GrantCommon Stock | 82,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000045 · wf-form4_151917417042397.xml · nonDerivative · entry 3 Iyyanki Prady · CIK 0001596952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,417 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. The Units vest according to the following schedule: 1/4 vest on each of the first, second, third and fourth anniversaries of the date of grant (2/16/2018). The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:12 UTC |
GAUT C CHRISTOPHERDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000033 · wf-form4_151916471189402.xml · nonDerivative · entry 4 GAUT C CHRISTOPHER · CIK 0001191238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,050 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 22:07 UTC |
Schmitz JohnDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000031 · wf-form4_151916442474658.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,194 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:57 UTC |
WAITE ANDREW LDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000029 · wf-form4_151916382269401.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,140 F1 · shares: Represents an award of restricted stock units under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, upon vesting of the restricted stock units. The restricted stock unit award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock unit agreement also includes dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of common stock underlying the restricted stock units actually outstanding at the time such dividends were issued. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:38 UTC |
Baldwin David CDirector
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000023 · wf-form4_151916269391278.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,140 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.