Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2018 Filed Aug 1, 2018 22:09 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 11,452,321 | $38.26 | $438,158,930.07 |
DisclosureSEC source: 0001140361-18-034859 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 20,946,174 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:23 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,694 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001181070-18-000006 · wf-form4_153272298524335.xml · derivative · entry 4 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,786 Underlying: Common Stock · 15,694 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:23 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 49,794 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001181070-18-000006 · wf-form4_153272298524335.xml · derivative · entry 3 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,480 Underlying: Common Stock · 49,794 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of this stock option award, 56,960 are vested and the remaining 28,480 stock options will vest on March 13, 2019. An additional 213,602 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:23 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionCommon Stock | 15,694 | $7.25 | $113,781.50 |
DisclosureSEC source: 0001181070-18-000006 · wf-form4_153272298524335.xml · nonDerivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:23 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionCommon Stock | 49,794 | $4.27 | $212,620.38 |
DisclosureSEC source: 0001181070-18-000006 · wf-form4_153272298524335.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:26 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,345 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · derivative · entry 4 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,345 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:26 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 24,514 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · derivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,397 Underlying: Common Stock · 24,514 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of this stock option award, 43,941 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 164,778 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:26 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 16,345 | $7.25 | $118,501.25 |
DisclosureSEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 16:26 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 24,514 | $4.27 | $104,674.78 |
DisclosureSEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:28 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,154 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001719844-18-000002 · wf-form4_153272331492092.xml · derivative · entry 2 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,154 shares Expires 2024-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:28 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 9,154 | $8.23 | $75,337.42 |
DisclosureSEC source: 0001719844-18-000002 · wf-form4_153272331492092.xml · nonDerivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,005 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,421 Underlying: Common Stock · 3,005 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,398 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · derivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,426 Underlying: Common Stock · 13,398 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of this stock option award, 13,398 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 100,698 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 3,005 | $7.25 | $21,786.25 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 13,398 | $4.27 | $57,209.46 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 24, 2018 Filed Oct 2, 2018 20:32 UTC |
TEHLE DAVID MDirector
|
Tax withholdingCommon Stock | 1,001 | $39.82 | $39,859.82 |
DisclosureSEC source: 0001710155-18-000044 · wf-form4_153851230313345.xml · nonDerivative · entry 1 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,989 F1 · shares: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock previously granted as director compensation. F2 · balance_after: Includes 6,871 unvested shares of restricted stock. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 16:41 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $38.05 | $380,500.00 |
DisclosureSEC source: 0001181253-18-000002 · wf-form4_153090968423601.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $37.71 to $38.69. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:36 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 150 | $36.28 | $5,442.00 |
DisclosureSEC source: 0001719311-18-000004 · wf-form4_153065016866966.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,922 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 18:35 UTC |
KKR Group Ltd10% owner
KKR Group Holdings L.P.10% owner
|
OtherCommon Stock | 32,398,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031004 · form4.xml · nonDerivative · entry 1 KKR Group Ltd · CIK 0001472695 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of National Vision Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of Issuer securities in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer. F1 · price: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of National Vision Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of Issuer securities in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer. F2 · ownership.nature: These securities of the Issuer are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. Prior to the reorganization, KKR Group Holdings L.P. was the general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited and KKR Group Limited was the general partner of KKR Group Holdings L.P. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,219 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,604 Underlying: Common Stock · 6,219 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 48,823 stock options, 12,205 are vested and the remaining 36,618 stock options will vest in three equal annual installments on September 1, 2018, 2019 and 2020. An additional 91,543 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
SaleCommon Stock | 6,219 | $38.97 | $242,354.43 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2018 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $38.71 to $39.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionCommon Stock | 6,219 | $5.25 | $32,649.75 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 21:01 UTC |
TEHLE DAVID MDirector
|
GrantCommon Stock | 2,633 | $37.98 | $100,001.34 |
DisclosureSEC source: 0001710155-18-000025 · wf-form4_152849167620646.xml · nonDerivative · entry 1 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,990 F1 · shares: Restricted stock award granted as director compensation, which will vest in three installments beginning on the first anniversary of the grant dated, subject to continued service through the applicable vesting date. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 17:03 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
SaleCommon Stock | 7,166 | $31.68 | $227,018.88 |
DisclosureSEC source: 0001181070-18-000004 · wf-form4_152209819003494.xml · nonDerivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,940 F2 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 17:05 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 5,625 | $31.68 | $178,200.00 |
DisclosureSEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,843 F2 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' over-allotment option. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 21:01 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 2,233 | $31.68 | $70,741.44 |
DisclosureSEC source: 0001719842-18-000006 · wf-form4_152209804847370.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 20:58 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
SaleCommon Stock | 2,123 | $31.68 | $67,256.64 |
DisclosureSEC source: 0001719313-18-000006 · wf-form4_152209787694573.xml · nonDerivative · entry 1 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLCDirector · 10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 1,757 | $31.68 | $55,661.76 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,394 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLCDirector · 10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 4,313 | $31.68 | $136,635.84 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,714 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLCDirector · 10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 331,961 | $31.68 | $10,516,524.48 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,443,860 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 17:01 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 1,444,822 | $31.68 | $45,771,960.96 |
DisclosureSEC source: 0001140361-18-015539 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 32,398,495 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:40 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 1,757 | $31.68 | $55,661.76 |
DisclosureSEC source: 0000919574-18-002722 · p7852978.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 39,394 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:40 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 4,313 | $31.68 | $136,635.84 |
DisclosureSEC source: 0000919574-18-002722 · p7852978.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 96,714 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:40 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 331,961 | $31.68 | $10,516,524.48 |
DisclosureSEC source: 0000919574-18-002722 · p7852978.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,443,860 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 21:00 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 1,444,822 | $31.68 | $45,771,960.96 |
DisclosureSEC source: 0001140361-18-015537 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 32,398,495 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:03 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,166 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001181070-18-000004 · wf-form4_152209819003494.xml · derivative · entry 3 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,274 Underlying: Common Stock · 7,166 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of this stock option award, 56,960 stock options are currently vested, with an additional 28,480 eligible to vest on March 13, 2019. An additional 213,602 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:03 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionCommon Stock | 7,166 | $4.27 | $30,598.82 |
DisclosureSEC source: 0001181070-18-000004 · wf-form4_152209819003494.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock in an underwritten public offering. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:05 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · derivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,345 Underlying: Common Stock · 5,625 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 17:05 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 5,625 | $7.25 | $40,781.25 |
DisclosureSEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock in an underwritten public offering. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 16:55 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
SaleCommon Stock | 47,775 | $31.68 | $1,513,512.00 |
DisclosureSEC source: 0001181070-18-000002 · wf-form4_152149290648887.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,940 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 17:00 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 37,499 | $31.68 | $1,187,968.32 |
DisclosureSEC source: 0001261163-18-000002 · wf-form4_152149322207370.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,843 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:03 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 14,887 | $31.68 | $471,620.16 |
DisclosureSEC source: 0001719842-18-000004 · wf-form4_152149339416483.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,233 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 20:58 UTC |
Foell CharlesSVP, Manuf. And Distrib.
|
SaleCommon Stock | 14,152 | $31.68 | $448,335.36 |
DisclosureSEC source: 0001719313-18-000004 · wf-form4_152149306611745.xml · nonDerivative · entry 1 Foell Charles · CIK 0001719313 · SVP, Manuf. And Distrib. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 9,760 | $31.68 | $309,196.80 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,103 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 23,961 | $31.68 | $759,084.48 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,819 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 1,844,230 | $31.68 | $58,425,206.40 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 8,144,668 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:00 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 9,632,145 | $31.68 | $305,146,353.60 |
DisclosureSEC source: 0001140361-18-014476 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,843,317 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:02 UTC |
PEELER D RANDOLPHDirector
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SaleCommon Stock | 9,760 | $31.68 | $309,196.80 |
DisclosureSEC source: 0000919574-18-002624 · p7847029.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 43,103 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:02 UTC |
PEELER D RANDOLPHDirector
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SaleCommon Stock | 23,961 | $31.68 | $759,084.48 |
DisclosureSEC source: 0000919574-18-002624 · p7847029.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 105,819 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:02 UTC |
PEELER D RANDOLPHDirector
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SaleCommon Stock | 1,844,230 | $31.68 | $58,425,206.40 |
DisclosureSEC source: 0000919574-18-002624 · p7847029.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 8,144,668 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6 BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.