organization · Reporting owner
BERKSHIRE FUND VI, LTD PARTNERSHIP
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
National Vision Holdings, Inc.
Report date July 30, 2018 · Filed August 01, 2018
Jointly reported with Berkshire Partners Holdings LLC, Sixth Berkshire Associates LLC, BPSP, L.P., Berkshire Partners LLC, BERKSHIRE INVESTORS LLC, Berkshire Investors III LLC
Section 16 reporting ended · disclosed 2018-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Berkshire Fund VI, Limited Partnership | 4,810,454 |
Reported balance
After 2018-07-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-30 · Sale · Disposed 2,633,406 · Balance 4,810,454 F1: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F2: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. |
| Common StockSEC Table I · non-derivative | Direct | 62,499 |
Reported balance
After 2018-07-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-07-30 · Sale · Disposed 34,215 · Balance 62,499 F1: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4: Represents shares held by Berkshire Investors. |
| Common StockSEC Table I · non-derivative | Direct | 25,458 |
Reported balance
After 2018-07-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-07-30 · Sale · Disposed 13,936 · Balance 25,458 F1: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5: Represents shares held by Berkshire Investors III. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.
F2: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.
F4: Represents shares held by Berkshire Investors.
F5: Represents shares held by Berkshire Investors III.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 13,936 | $38.26 | $533,183.00 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,458 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 34,215 | $38.26 | $1,309,045.37 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,499 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 2,633,406 | $38.26 | $100,752,533.52 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 4,810,454 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 1,757 | $31.68 | $55,661.76 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,394 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 4,313 | $31.68 | $136,635.84 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,714 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 16:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 331,961 | $31.68 | $10,516,524.48 |
DisclosureSEC source: 0000919574-18-002720 · p7852979.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · Director · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,443,860 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to underwriting agreement and final prospectus, each dated March 14, 2018, and the exercise of the underwriters' over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 331,961; 4,313 and 1,757 shares of Common Stock, respectively. The Over-Allotment Option closed on March 26, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 9,760 | $31.68 | $309,196.80 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,103 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 23,961 | $31.68 | $759,084.48 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,819 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:15 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 1,844,230 | $31.68 | $58,425,206.40 |
DisclosureSEC source: 0000919574-18-002627 · p7845164.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 8,144,668 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 11,712 | $31.68 | $371,036.16 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,151 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 28,753 | $31.68 | $910,895.04 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,027 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| March 19, 2018 Filed Mar 28, 2018 16:22 UTC Amendment | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 2,213,077 | $31.68 | $70,110,279.36 |
DisclosureSEC source: 0000919574-18-002716 · p7854662.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 7,775,821 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,213,077; 28,753 and 11,712 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.