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BUSBEE JEFF

Disclosed activity across 1 company

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157037
SEC CIK
0001261163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
National Vision Holdings, Inc.EYE · Entity 1716SVP, Chief HR OfficerMay 30, 2019June 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

National Vision Holdings, Inc.

Report date May 30, 2019 · Filed June 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,093 Ending reported balance After 2019-05-31 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-05-30 · Exercise / conversion · Acquired 13,508 · Balance 75,601

Row 2 · 2019-05-30 · Sale · Disposed 13,508 · Balance 62,093

F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $28.00 to $28.17. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Row 3 · 2019-05-31 · Exercise / conversion · Acquired 19,405 · Balance 81,498

Row 4 · 2019-05-31 · Sale · Disposed 19,405 · Balance 62,093

F2: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.965 to $27.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2024-03-13Direct36,578 Reported balance After 2019-05-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-05-30 · Exercise / conversion · Disposed 13,508 · Balance 36,578

F3: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2024-03-13Direct17,173 Reported balance After 2019-05-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-05-31 · Exercise / conversion · Disposed 19,405 · Balance 17,173

F3: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

F4: Of these 17,173 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Filing footnotes · ownership attribution and instrument terms

F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $28.00 to $28.17. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.965 to $27.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

F4: Of these 17,173 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 19,405 $4.27 Strike: $4.27 $82,859.35
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · derivative · entry 6

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,173

Underlying: Common Stock · 19,405 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

F4 · derivative.exercise_date: Of these 17,173 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 19,405 $27.22 $528,165.29
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 4

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.965 to $27.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 19,405 $4.27 $82,859.35
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 13,508 $4.27 Strike: $4.27 $57,679.16
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · derivative · entry 5

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,578

Underlying: Common Stock · 13,508 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of these 36,578 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 13,508 $28.05 $378,872.38
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $28.00 to $28.17. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 16:17 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 13,508 $4.27 $57,679.16
Disclosure

SEC source: 0001261163-19-000006 · wf-form4_155959305516635.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 20,764 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · derivative · entry 6

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,086

Underlying: Common Stock · 20,764 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of these 50,086 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
May 29, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 20,764 $4.27 $88,662.28
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 29,980 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · derivative · entry 5

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,850

Underlying: Common Stock · 29,980 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of these 70,850 stock options, all are vested. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
May 28, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 20,764 $28.00 $581,392.00
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 4

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

Read SEC document
May 28, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 29,980 $29.02 $869,929.66
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $29.00 to $29.09. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2019 Filed May 30, 2019 16:30 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 29,980 $4.27 $128,014.60
Disclosure

SEC source: 0001261163-19-000004 · wf-form4_155924820448126.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:37 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 5,626 $35.19 Strike: $35.19 $197,978.94
Disclosure

SEC source: 0001261163-19-000002 · wf-form4_155182182949856.xml · derivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

Underlying: Common Stock · 5,626 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:22 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 37,075 $4.27 Strike: $4.27 $158,310.25
Disclosure

SEC source: 0001261163-18-000016 · wf-form4_154283531748114.xml · derivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,830

Underlying: Common Stock · 37,075 shares

Expires 2024-03-13

F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 37,075 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of these 100,830 stock options, 78,860 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 36,771 $4.27 Strike: $4.27 $157,012.17
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,755

Underlying: Common Stock · 36,771 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of these 100,526 stock options, 78,556 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 36,771 $42.40 $1,559,090.40
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 23, 2018

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 36,771 $4.27 $157,012.17
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 16:37 UTC National Vision Holdings, Inc. EYE · Entity 1716 GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001261163-18-000012 · wf-form4_153574783108031.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:24 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 8,239 $4.27 Strike: $4.27 $35,180.53
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,308

Underlying: Common Stock · 8,239 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,239 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:24 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 6,782 $38.26 $259,475.25
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:24 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 6,782 $4.27 Strike: $4.27 $28,959.14
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 4

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,526

Underlying: Common Stock · 6,782 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:24 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 6,782 $4.27 $28,959.14
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC National Vision Holdings, Inc. EYE · Entity 1716 GrantStock Option (Right to Buy) · Derivative 57,672 $4.27 Strike: $4.27 $246,259.44
Disclosure

SEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · derivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,069

Underlying: Common Stock · 57,672 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 57,672 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 99,069 stock options reported herein, 77,099 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 107,106 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 40,859 $38.26 $1,563,240.82
Disclosure

SEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 16:26 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 16,345 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · derivative · entry 4

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,345 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 16:26 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 24,514 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,397

Underlying: Common Stock · 24,514 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of this stock option award, 43,941 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 164,778 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 16:26 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 16,345 $7.25 $118,501.25
Disclosure

SEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 16:26 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 24,514 $4.27 $104,674.78
Disclosure

SEC source: 0001261163-18-000006 · wf-form4_153272314490586.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 17:05 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 5,625 $31.68 $178,200.00
Disclosure

SEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F2 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' over-allotment option.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 17:05 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

Underlying: Common Stock · 5,625 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 17:05 UTC National Vision Holdings, Inc. EYE · Entity 1716 Exercise / conversionCommon Stock 5,625 $7.25 $40,781.25
Disclosure

SEC source: 0001261163-18-000004 · wf-form4_152209832392905.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock in an underwritten public offering.

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March 19, 2018 Filed Mar 19, 2018 17:00 UTC National Vision Holdings, Inc. EYE · Entity 1716 SaleCommon Stock 37,499 $31.68 $1,187,968.32
Disclosure

SEC source: 0001261163-18-000002 · wf-form4_152149322207370.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.