Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Vision Holdings, Inc.EYE · Entity 1716 | SVP, Chief Information Officer | August 12, 2019 | August 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Vision Holdings, Inc.
Report date August 12, 2019 · Filed August 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-08-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-08-13 · Exercise / conversion · Acquired 31,049 · Balance 31,049 Row 2 · 2019-08-13 · Sale · Disposed 31,049 · Balance 0 F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Row 3 · 2019-08-13 · Exercise / conversion · Acquired 4,137 · Balance 4,137 Row 4 · 2019-08-13 · Sale · Disposed 4,137 · Balance 0 F2: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Row 5 · 2019-08-13 · Exercise / conversion · Acquired 13,425 · Balance 13,425 Row 6 · 2019-08-13 · Sale · Disposed 13,425 · Balance 0 F3: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2024-03-13 | Direct | 31,049 |
Reported balance
After 2019-08-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-08-12 · Grant · Acquired 17,623 · Balance 31,049 F4: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned. F5: All of these stock options are vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2024-03-13 | Direct | 0 |
Reported balance
After 2019-08-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-08-13 · Exercise / conversion · Disposed 31,049 · Balance 0 F5: All of these stock options are vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.25 · Expires 2024-03-13 | Direct | 0 |
Reported balance
After 2019-08-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-08-13 · Exercise / conversion · Disposed 4,137 · Balance 0 F5: All of these stock options are vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.23 · Expires 2024-03-13 | Direct | 1 |
Reported balance
After 2019-08-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-08-13 · Exercise / conversion · Disposed 13,425 · Balance 1 F5: All of these stock options are vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned.
F5: All of these stock options are vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,425 | $8.23 Strike: $8.23 | $110,487.75 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 10 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 13,425 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,137 | $7.25 Strike: $7.25 | $29,993.25 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 9 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,137 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 31,049 | $4.27 Strike: $4.27 | $132,579.23 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 8 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,049 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 13,425 | $30.04 | $403,219.88 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 6 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 13,425 | $8.23 | $110,487.75 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 4,137 | $30.13 | $124,631.26 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 4,137 | $7.25 | $29,993.25 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 31,049 | $30.14 | $935,847.91 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 31,049 | $4.27 | $132,579.23 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 17,623 | $4.27 Strike: $4.27 | $75,250.21 |
DisclosureSEC source: 0001719842-19-000006 · wf-form4_156581499757684.xml · derivative · entry 7 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Underlying: Common Stock · 17,623 shares Expires 2024-03-13 F4 · kind: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned. F5 · derivative.exercise_date: All of these stock options are vested. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:38 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 5,626 | $35.19 Strike: $35.19 | $197,978.94 |
DisclosureSEC source: 0001719842-19-000004 · wf-form4_155182190832828.xml · derivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 5,626 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,284 | $7.25 Strike: $7.25 | $45,559.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · derivative · entry 6 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137 Underlying: Common Stock · 6,284 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 36,459 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · derivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,426 Underlying: Common Stock · 36,459 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 13,426 stock options, none are vested and 13,426 stock options will vest on March 13, 2019. An additional 37,762 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 6,284 | $30.04 | $188,771.36 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.14. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 6,284 | $7.25 | $45,559.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 36,459 | $30.49 | $1,111,744.29 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.17 to $30.89. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 36,459 | $4.27 | $155,679.93 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:19 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 22,657 | $4.27 Strike: $4.27 | $96,745.39 |
DisclosureSEC source: 0001719842-18-000016 · wf-form4_154283516330624.xml · derivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,885 Underlying: Common Stock · 22,657 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 20,597 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of these 49,885 stock options, 36,459 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 37,762 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,477 | $4.27 Strike: $4.27 | $113,056.79 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,228 Underlying: Common Stock · 26,477 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of these 53,705 stock options, 40,279 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 5,107 | $43.82 | $223,773.42 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018. F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.70 to $44.00. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 21,370 | $43.21 | $923,312.22 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,107 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $42.69 to $43.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 26,477 | $4.27 | $113,056.79 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 5,035 | $4.27 Strike: $4.27 | $21,499.45 |
DisclosureSEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · derivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,705 Underlying: Common Stock · 5,035 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 5,035 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 53,705 stock options reported herein, 40,279 are vested and the remaining 13,428 time-based stock options will vest March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 2,164 | $38.26 | $82,793.34 |
DisclosureSEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:13 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 35,244 | $4.27 Strike: $4.27 | $150,491.88 |
DisclosureSEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · derivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,670 Underlying: Common Stock · 35,244 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 35,244 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 48,670 stock options reported herein, 35,244 are vested and the remaining 13,428 time-based stock options will vest on March 13, 2019. An additional 65,454 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:13 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 14,239 | $38.26 | $544,775.60 |
DisclosureSEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,005 | $0.00 Strike: $7.25 | $0.00 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,421 Underlying: Common Stock · 3,005 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,398 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · derivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,426 Underlying: Common Stock · 13,398 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of this stock option award, 13,398 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 100,698 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 3,005 | $7.25 | $21,786.25 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:27 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 13,398 | $4.27 | $57,209.46 |
DisclosureSEC source: 0001719842-18-000008 · wf-form4_153272322859612.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on July 30, 2018. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 21:01 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 2,233 | $31.68 | $70,741.44 |
DisclosureSEC source: 0001719842-18-000006 · wf-form4_152209804847370.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:03 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 14,887 | $31.68 | $471,620.16 |
DisclosureSEC source: 0001719842-18-000004 · wf-form4_152149339416483.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,233 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,455 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · derivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,824 Underlying: Common Stock · 13,455 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F4 · derivative.exercise_date: Of these 40,279 stock options, 13,426 are vested and the remaining 26,853 stock options will vest in two equal annual installments on March 13, 2018 and 2019. An additional 100,698 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,490 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,490 shares Expires 2023-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Tax withholdingCommon Stock | 9,825 | $33.57 | $329,825.25 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,120 F2 · kind: Represents the withholding of shares to pay the exercise price and related taxes in connection with the stock option exercise. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 13,455 | $4.27 | $57,452.85 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:53 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 13,490 | $1.66 | $22,393.40 |
DisclosureSEC source: 0001719842-18-000002 · wf-form4_152123358189492.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on March 19, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.