Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Vision Holdings, Inc.EYE · Entity 1716 | Chief Operating Officer | November 01, 2018 | November 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Vision Holdings, Inc.
Report date November 01, 2018 · Filed November 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,522 |
Reported balance
After 2018-11-01 transaction · row 1
1 source rowRow 1 · 2018-11-01 · Purchase · Acquired 150 · Balance 75,522 F1: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2018 Filed Nov 2, 2018 16:11 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 150 | $41.97 | $6,295.50 |
DisclosureSEC source: 0001719311-18-000012 · wf-form4_154118947325507.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,522 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:30 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 150 | $45.37 | $6,805.50 |
DisclosureSEC source: 0001719311-18-000010 · wf-form4_153851223503585.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,372 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 17:24 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 150 | $44.24 | $6,636.00 |
DisclosureSEC source: 0001719311-18-000008 · wf-form4_153618262539820.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,222 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:30 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 150 | $40.45 | $6,067.50 |
DisclosureSEC source: 0001719311-18-000006 · wf-form4_153332821693493.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,072 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:36 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 150 | $36.28 | $5,442.00 |
DisclosureSEC source: 0001719311-18-000004 · wf-form4_153065016866966.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,922 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| February 20, 2018 Filed Feb 28, 2018 17:11 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 43,478 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0001719311-18-000002 · wf-form4_151985585392341.xml · derivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,405 Underlying: Common Stock · 43,478 shares Expires 2027-08-14 F1 · shares: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · derivative.exercise_date: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · derivative.underlying_shares: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. F1 · balance_after: On August 14, 2017, the reporting person was granted time-based options to purchase 144,927 shares of common stock that will vest in five annual installments beginning August 14, 2018, and performance-based options to purchase 217,390 shares of common stock that vest in five equal annual installments based on National Vision Holdings, Inc.'s satisfaction of certain performance criteria for each of the fiscal years ended 2017, 2018, 2019, 2020 and 2021. On February 20, 2018, it was determined that the performance criteria for 2017 were met, resulting in vesting of the performance-based options as to 43,478 shares. The time-based options were previously reported on a Form 3 filed on October 25, 2017. An additional 173,912 stock options which remain subject to performance-based vesting conditions are not included in the table above. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 16:37 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | PurchaseCommon Stock | 11,200 | $22.00 | $246,400.00 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · nonDerivative · entry 2 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,772 F2 · kind: Reflects shares of common stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering. Read SEC document |
| August 14, 2017 Filed Oct 31, 2017 16:37 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 144,927 | $0.00 Strike: $15.74 | $0.00 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · derivative · entry 3 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,927 Underlying: Common Stock · 144,927 shares Expires 2027-08-14 F1 · derivative.exercise_price: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F3 · kind: Represents a grant of stock options which will vest in five equal annual installments beginning on August 14, 2018. An additional 217,390 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. F1 · shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F3 · derivative.exercise_date: Represents a grant of stock options which will vest in five equal annual installments beginning on August 14, 2018. An additional 217,390 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. F1 · derivative.underlying_shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F1 · balance_after: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. Read SEC document |
| August 14, 2017 Filed Oct 31, 2017 16:37 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantCommon Stock | 63,572 | $15.73 | $999,987.56 |
DisclosureSEC source: 0001140361-17-040309 · form4.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,572 F1 · shares: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. F1 · price: Reported on a post 1.96627-for-one reverse stock split basis effective October 24, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.