Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Vision Holdings, Inc.EYE · Entity 1716 | SVP, Accounting, & Controller | May 14, 2019 | May 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Vision Holdings, Inc.
Report date May 14, 2019 · Filed May 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-14 · Exercise / conversion · Acquired 25,000 · Balance 25,000 Row 2 · 2019-05-14 · Sale · Disposed 25,000 · Balance 0 F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.85 to $27.22. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.25 · Expires 2025-09-01 | Direct | 49,818 |
Reported balance
After 2019-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-14 · Exercise / conversion · Disposed 25,000 · Balance 49,818 F2: Of these 49,818 stock options, 25,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. |
Filing footnotes · ownership attribution and instrument terms
F1: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.85 to $27.22. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Of these 49,818 stock options, 25,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 16, 2019 20:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $5.25 Strike: $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,818 Underlying: Common Stock · 25,000 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of these 49,818 stock options, 25,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 25,000 | $26.99 | $674,700.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $26.85 to $27.22. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 25,000 | $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-19-000004 · wf-form4_155803866550614.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:31 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 5,626 | $35.19 Strike: $35.19 | $197,978.94 |
DisclosureSEC source: 0001719312-19-000002 · wf-form4_155182146363312.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 5,626 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:09 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 20,597 | $5.25 Strike: $5.25 | $108,134.25 |
DisclosureSEC source: 0001719312-18-000010 · wf-form4_154283454766085.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,818 Underlying: Common Stock · 20,597 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 20,597 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of these 74,818 stock options, 50,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $5.25 Strike: $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,221 Underlying: Common Stock · 25,000 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 79,221 stock options, 54,810 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 25,000 | $42.13 | $1,053,350.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 21, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $41.836 to $42.304. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 25,000 | $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:35 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 4,577 | $5.25 Strike: $5.25 | $24,029.25 |
DisclosureSEC source: 0001719312-18-000006 · wf-form4_153324210575729.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,221 Underlying: Common Stock · 4,577 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 4,577 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 79,221 stock options reported herein, 42,604 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:08 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | GrantStock Option (Right to Buy) · Derivative | 32,040 | $5.25 Strike: $5.25 | $168,210.00 |
DisclosureSEC source: 0001719312-18-000004 · wf-form4_153315407395454.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,644 Underlying: Common Stock · 32,040 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 32,040 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 74,644 stock options reported herein, 38,027 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 59,503 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,219 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,604 Underlying: Common Stock · 6,219 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 48,823 stock options, 12,205 are vested and the remaining 36,618 stock options will vest in three equal annual installments on September 1, 2018, 2019 and 2020. An additional 91,543 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | SaleCommon Stock | 6,219 | $38.97 | $242,354.43 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2018 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $38.71 to $39.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:08 UTC | National Vision Holdings, Inc. EYE · Entity 1716 | Exercise / conversionCommon Stock | 6,219 | $5.25 | $32,649.75 |
DisclosureSEC source: 0001719312-18-000002 · wf-form4_152961167559082.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.