Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 5,107 | $43.82 | $223,773.42 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018. F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.70 to $44.00. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 21,370 | $43.21 | $923,312.22 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,107 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $42.69 to $43.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 26,477 | $4.27 | $113,056.79 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:45 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 36,771 | $4.27 Strike: $4.27 | $157,012.17 |
DisclosureSEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · derivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,755 Underlying: Common Stock · 36,771 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of these 100,526 stock options, 78,556 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:45 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 36,771 | $42.40 | $1,559,090.40 |
DisclosureSEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 23, 2018 Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:45 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 36,771 | $4.27 | $157,012.17 |
DisclosureSEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $5.25 Strike: $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · derivative · entry 3 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,221 Underlying: Common Stock · 25,000 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 79,221 stock options, 54,810 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
SaleCommon Stock | 25,000 | $42.13 | $1,053,350.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 2 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 21, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $41.836 to $42.304. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 21:49 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
Exercise / conversionCommon Stock | 25,000 | $5.25 | $131,250.00 |
DisclosureSEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:33 UTC |
TAYLOR THOMAS VDirector
|
GrantCommon Stock | 2,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001277322-18-000009 · wf-form4_153678441998707.xml · nonDerivative · entry 1 TAYLOR THOMAS V · CIK 0001277322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197 F1 · shares: Restricted stock award granted as director compensation, which will vest in three installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:12 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $44.43 | $444,300.00 |
DisclosureSEC source: 0001181253-18-000012 · wf-form4_153626472918942.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $44.285 to $44.708. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 17:24 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 150 | $44.24 | $6,636.00 |
DisclosureSEC source: 0001719311-18-000008 · wf-form4_153618262539820.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,222 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 16:37 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
GiftCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001261163-18-000012 · wf-form4_153574783108031.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 16:11 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181253-18-000010 · wf-form4_153488225072652.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,037 Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 16:26 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 10,680 | $4.27 Strike: $4.27 | $45,603.60 |
DisclosureSEC source: 0001181070-18-000010 · wf-form4_153324157966421.xml · derivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,920 Underlying: Common Stock · 10,680 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 10,680 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 113,920 stock options reported herein, 85,440 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 128,162 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 16:26 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
SaleCommon Stock | 8,640 | $38.26 | $330,561.22 |
DisclosureSEC source: 0001181070-18-000010 · wf-form4_153324157966421.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,940 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 16:29 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 45,772 | $4.27 Strike: $4.27 | $195,446.44 |
DisclosureSEC source: 0001181253-18-000007 · wf-form4_153324176089237.xml · derivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,292 Underlying: Common Stock · 45,772 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 45,772 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 610,292 stock options reported herein, 488,235 are vested and the remaining 122,059 time-based stock options will vest on March 13, 2019. An additional 549,263 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 16:24 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
GrantStock Option (Right to Buy) · Derivative | 8,239 | $4.27 Strike: $4.27 | $35,180.53 |
DisclosureSEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 3 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,308 Underlying: Common Stock · 8,239 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,239 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 16:24 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 6,782 | $38.26 | $259,475.25 |
DisclosureSEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,843 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:35 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
GrantStock Option (Right to Buy) · Derivative | 4,577 | $5.25 Strike: $5.25 | $24,029.25 |
DisclosureSEC source: 0001719312-18-000006 · wf-form4_153324210575729.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,221 Underlying: Common Stock · 4,577 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 4,577 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 79,221 stock options reported herein, 42,604 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:33 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 8,010 | $4.27 Strike: $4.27 | $34,202.70 |
DisclosureSEC source: 0001719844-18-000006 · wf-form4_153324201193169.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,160 Underlying: Common Stock · 8,010 shares Expires 2024-09-16 F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,010 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 128,160 stock options reported herein, 106,800 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 96,121 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 5,035 | $4.27 Strike: $4.27 | $21,499.45 |
DisclosureSEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · derivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,705 Underlying: Common Stock · 5,035 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 5,035 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 53,705 stock options reported herein, 40,279 are vested and the remaining 13,428 time-based stock options will vest March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 2,164 | $38.26 | $82,793.34 |
DisclosureSEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 17:04 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 1,742,007 | $38.26 | $66,648,142.62 |
DisclosureSEC source: 0001140361-18-035614 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,204,167 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' option to purchase additional shares. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 16:39 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 2,118 | $38.26 | $81,033.41 |
DisclosureSEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 23,340 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 16:39 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 5,200 | $38.26 | $198,948.88 |
DisclosureSEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 57,299 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 16:39 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 400,243 | $38.26 | $15,313,057.03 |
DisclosureSEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 4,410,211 F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 21:08 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 1,742,007 | $38.26 | $66,648,142.62 |
DisclosureSEC source: 0001140361-18-035618 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,204,167 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' option to purchase additional shares. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:32 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $40.55 | $405,530.00 |
DisclosureSEC source: 0001181253-18-000008 · wf-form4_153332833296258.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $40.26 to $40.84. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:30 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 150 | $40.45 | $6,067.50 |
DisclosureSEC source: 0001719311-18-000006 · wf-form4_153332821693493.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,072 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:24 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,782 | $4.27 Strike: $4.27 | $28,959.14 |
DisclosureSEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 4 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,526 Underlying: Common Stock · 6,782 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:24 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 6,782 | $4.27 | $28,959.14 |
DisclosureSEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 13,936 | $38.26 | $533,183.00 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 3 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,458 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F5 · ownership.direct: Represents shares held by Berkshire Investors III. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 34,215 | $38.26 | $1,309,045.37 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 2 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,499 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. F4 · ownership.direct: Represents shares held by Berkshire Investors. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:21 UTC |
Berkshire Partners Holdings LLC10% owner
Sixth Berkshire Associates LLC10% owner
BERKSHIRE FUND VI, LTD PARTNERSHIP10% owner
BPSP, L.P.10% owner
Berkshire Partners LLC10% owner
BERKSHIRE INVESTORS LLC10% owner
Berkshire Investors III LLC10% owner
|
SaleCommon Stock | 2,633,406 | $38.26 | $100,752,533.52 |
DisclosureSEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 1 Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner BPSP, L.P. · CIK 0001597787 · 10% owner Berkshire Partners LLC · CIK 0001312988 · 10% owner BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner Berkshire Investors III LLC · CIK 0001505184 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 4,810,454 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:10 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 74,760 | $4.27 Strike: $4.27 | $319,225.20 |
DisclosureSEC source: 0001181070-18-000008 · wf-form4_153315421849718.xml · derivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,240 Underlying: Common Stock · 74,760 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 74,760 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 103,240 stock options reported herein, 74,760 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 138,842 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:10 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
SaleCommon Stock | 56,848 | $38.26 | $2,174,970.37 |
DisclosureSEC source: 0001181070-18-000008 · wf-form4_153315421849718.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,580 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:17 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 320,403 | $4.27 Strike: $4.27 | $1,368,120.81 |
DisclosureSEC source: 0001181253-18-000004 · wf-form4_153315465350092.xml · derivative · entry 3 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,520 Underlying: Common Stock · 320,403 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 320,403 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 564,520 stock options reported herein, 442,463 are vested and the remaining 122,059 time-based stock options will vest on March 13, 2019. An additional 595,035 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:17 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 150,000 | $38.26 | $5,738,910.00 |
DisclosureSEC source: 0001181253-18-000004 · wf-form4_153315465350092.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,037 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 18:01 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 11,452,321 | $38.26 | $438,158,930.07 |
DisclosureSEC source: 0001140361-18-034852 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 20,946,174 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:15 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
GrantStock Option (Right to Buy) · Derivative | 57,672 | $4.27 Strike: $4.27 | $246,259.44 |
DisclosureSEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · derivative · entry 2 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,069 Underlying: Common Stock · 57,672 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 57,672 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 99,069 stock options reported herein, 77,099 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 107,106 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:15 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
SaleCommon Stock | 40,859 | $38.26 | $1,563,240.82 |
DisclosureSEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · nonDerivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,843 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:15 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 13,936 | $38.26 | $533,183.00 |
DisclosureSEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 25,458 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:15 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 34,215 | $38.26 | $1,309,045.37 |
DisclosureSEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 62,499 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 16:15 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 2,633,406 | $38.26 | $100,752,533.52 |
DisclosureSEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 4,810,454 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:13 UTC |
Vaught JohnSVP, Chief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 35,244 | $4.27 Strike: $4.27 | $150,491.88 |
DisclosureSEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · derivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,670 Underlying: Common Stock · 35,244 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 35,244 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 48,670 stock options reported herein, 35,244 are vested and the remaining 13,428 time-based stock options will vest on March 13, 2019. An additional 65,454 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:13 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 14,239 | $38.26 | $544,775.60 |
DisclosureSEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:08 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
GrantStock Option (Right to Buy) · Derivative | 32,040 | $5.25 Strike: $5.25 | $168,210.00 |
DisclosureSEC source: 0001719312-18-000004 · wf-form4_153315407395454.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,644 Underlying: Common Stock · 32,040 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 32,040 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 74,644 stock options reported herein, 38,027 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 59,503 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:05 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 56,070 | $4.27 Strike: $4.27 | $239,418.90 |
DisclosureSEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · derivative · entry 2 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,150 Underlying: Common Stock · 56,070 shares Expires 2024-09-16 F2 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 56,070 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of the 120,150 stock options reported herein, 98,790 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 104,131 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:05 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
SaleCommon Stock | 51,874 | $38.26 | $1,984,668.12 |
DisclosureSEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · nonDerivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.