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National Vision Holdings, Inc.

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1716
SEC CIK
0001710155
Parsed reports
405

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2018 Filed Sep 26, 2018 21:53 UTC
Vaught JohnSVP, Chief Information Officer
SaleCommon Stock 5,107 $43.82 $223,773.42
Disclosure

SEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 3

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018.

F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.70 to $44.00. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 21:53 UTC
Vaught JohnSVP, Chief Information Officer
SaleCommon Stock 21,370 $43.21 $923,312.22
Disclosure

SEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 2

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2018.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $42.69 to $43.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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September 25, 2018 Filed Sep 26, 2018 21:53 UTC
Vaught JohnSVP, Chief Information Officer
Exercise / conversionCommon Stock 26,477 $4.27 $113,056.79
Disclosure

SEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · nonDerivative · entry 1

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC
BUSBEE JEFFSVP, Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 36,771 $4.27 Strike: $4.27 $157,012.17
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,755

Underlying: Common Stock · 36,771 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of these 100,526 stock options, 78,556 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC
BUSBEE JEFFSVP, Chief HR Officer
SaleCommon Stock 36,771 $42.40 $1,559,090.40
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 23, 2018

Read SEC document
September 24, 2018 Filed Sep 26, 2018 17:45 UTC
BUSBEE JEFFSVP, Chief HR Officer
Exercise / conversionCommon Stock 36,771 $4.27 $157,012.17
Disclosure

SEC source: 0001261163-18-000014 · wf-form4_153799825147832.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:49 UTC
Beasley ChrisSVP, Accounting, & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $5.25 Strike: $5.25 $131,250.00
Disclosure

SEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · derivative · entry 3

Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,221

Underlying: Common Stock · 25,000 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of these 79,221 stock options, 54,810 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:49 UTC
Beasley ChrisSVP, Accounting, & Controller
SaleCommon Stock 25,000 $42.13 $1,053,350.00
Disclosure

SEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 2

Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 21, 2018.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $41.836 to $42.304. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:49 UTC
Beasley ChrisSVP, Accounting, & Controller
Exercise / conversionCommon Stock 25,000 $5.25 $131,250.00
Disclosure

SEC source: 0001719312-18-000008 · wf-form4_153799852535883.xml · nonDerivative · entry 1

Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:33 UTC GrantCommon Stock 2,197 $0.00 $0.00
Disclosure

SEC source: 0001277322-18-000009 · wf-form4_153678441998707.xml · nonDerivative · entry 1

TAYLOR THOMAS V · CIK 0001277322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

F1 · shares: Restricted stock award granted as director compensation, which will vest in three installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

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September 05, 2018 Filed Sep 6, 2018 16:12 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 10,000 $44.43 $444,300.00
Disclosure

SEC source: 0001181253-18-000012 · wf-form4_153626472918942.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,037

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $44.285 to $44.708. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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September 04, 2018 Filed Sep 5, 2018 17:24 UTC
McAllister Raymond J.Chief Operating Officer
PurchaseCommon Stock 150 $44.24 $6,636.00
Disclosure

SEC source: 0001719311-18-000008 · wf-form4_153618262539820.xml · nonDerivative · entry 1

McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,222

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 16:37 UTC
BUSBEE JEFFSVP, Chief HR Officer
GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001261163-18-000012 · wf-form4_153574783108031.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093

Read SEC document
August 20, 2018 Filed Aug 21, 2018 16:11 UTC
FAHS L READEDirector · Chief Executive Officer
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001181253-18-000010 · wf-form4_153488225072652.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,037

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:26 UTC
GOODMAN MITCHELLSVP, GC and Secretary
GrantStock Option (Right to Buy) · Derivative 10,680 $4.27 Strike: $4.27 $45,603.60
Disclosure

SEC source: 0001181070-18-000010 · wf-form4_153324157966421.xml · derivative · entry 2

GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,920

Underlying: Common Stock · 10,680 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 10,680 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 113,920 stock options reported herein, 85,440 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 128,162 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:26 UTC
GOODMAN MITCHELLSVP, GC and Secretary
SaleCommon Stock 8,640 $38.26 $330,561.22
Disclosure

SEC source: 0001181070-18-000010 · wf-form4_153324157966421.xml · nonDerivative · entry 1

GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,940

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:29 UTC
FAHS L READEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 45,772 $4.27 Strike: $4.27 $195,446.44
Disclosure

SEC source: 0001181253-18-000007 · wf-form4_153324176089237.xml · derivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,292

Underlying: Common Stock · 45,772 shares

Expires 2024-03-13

F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 45,772 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 610,292 stock options reported herein, 488,235 are vested and the remaining 122,059 time-based stock options will vest on March 13, 2019. An additional 549,263 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:24 UTC
BUSBEE JEFFSVP, Chief HR Officer
GrantStock Option (Right to Buy) · Derivative 8,239 $4.27 Strike: $4.27 $35,180.53
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 3

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,308

Underlying: Common Stock · 8,239 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,239 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 16:24 UTC
BUSBEE JEFFSVP, Chief HR Officer
SaleCommon Stock 6,782 $38.26 $259,475.25
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 20:35 UTC
Beasley ChrisSVP, Accounting, & Controller
GrantStock Option (Right to Buy) · Derivative 4,577 $5.25 Strike: $5.25 $24,029.25
Disclosure

SEC source: 0001719312-18-000006 · wf-form4_153324210575729.xml · derivative · entry 1

Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,221

Underlying: Common Stock · 4,577 shares

Expires 2025-09-01

F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 4,577 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 79,221 stock options reported herein, 42,604 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 54,926 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 20:33 UTC
Moore Patrick R.SVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 8,010 $4.27 Strike: $4.27 $34,202.70
Disclosure

SEC source: 0001719844-18-000006 · wf-form4_153324201193169.xml · derivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,160

Underlying: Common Stock · 8,010 shares

Expires 2024-09-16

F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,010 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 128,160 stock options reported herein, 106,800 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 96,121 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 20:31 UTC
Vaught JohnSVP, Chief Information Officer
GrantStock Option (Right to Buy) · Derivative 5,035 $4.27 Strike: $4.27 $21,499.45
Disclosure

SEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · derivative · entry 2

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,705

Underlying: Common Stock · 5,035 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 5,035 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 53,705 stock options reported herein, 40,279 are vested and the remaining 13,428 time-based stock options will vest March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
August 02, 2018 Filed Aug 2, 2018 20:31 UTC
Vaught JohnSVP, Chief Information Officer
SaleCommon Stock 2,164 $38.26 $82,793.34
Disclosure

SEC source: 0001719842-18-000012 · wf-form4_153324189737569.xml · nonDerivative · entry 1

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 17:04 UTC SaleCommon Stock 1,742,007 $38.26 $66,648,142.62
Disclosure

SEC source: 0001140361-18-035614 · form4.xml · nonDerivative · entry 1

KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner

KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,204,167

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' option to purchase additional shares.

F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P.

F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 16:39 UTC SaleCommon Stock 2,118 $38.26 $81,033.41
Disclosure

SEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 3

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Investors III LLC

Disclosed balance after: 23,340

F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018.

F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 16:39 UTC SaleCommon Stock 5,200 $38.26 $198,948.88
Disclosure

SEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 2

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Investors LLC

Disclosed balance after: 57,299

F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018.

F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 16:39 UTC SaleCommon Stock 400,243 $38.26 $15,313,057.03
Disclosure

SEC source: 0000919574-18-005158 · ownership.xml · nonDerivative · entry 1

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Fund VI, Limited Partnership

Disclosed balance after: 4,410,211

F1 · shares: In connection with the secondary offering of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, and an over-allotment option (the "Over-Allotment Option"), Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 400,243, 5,200 and 2,118 shares of Common Stock, respectively. The Over-Allotment Option closed on August 2, 2018.

F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 21:08 UTC SaleCommon Stock 1,742,007 $38.26 $66,648,142.62
Disclosure

SEC source: 0001140361-18-035618 · form4.xml · nonDerivative · entry 1

KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner

KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLC · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,204,167

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' option to purchase additional shares.

F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P.

F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:32 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 10,000 $40.55 $405,530.00
Disclosure

SEC source: 0001181253-18-000008 · wf-form4_153332833296258.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,037

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018.

F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $40.26 to $40.84. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:30 UTC
McAllister Raymond J.Chief Operating Officer
PurchaseCommon Stock 150 $40.45 $6,067.50
Disclosure

SEC source: 0001719311-18-000006 · wf-form4_153332821693493.xml · nonDerivative · entry 1

McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,072

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:24 UTC
BUSBEE JEFFSVP, Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,782 $4.27 Strike: $4.27 $28,959.14
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · derivative · entry 4

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,526

Underlying: Common Stock · 6,782 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 16:24 UTC
BUSBEE JEFFSVP, Chief HR Officer
Exercise / conversionCommon Stock 6,782 $4.27 $28,959.14
Disclosure

SEC source: 0001261163-18-000010 · wf-form4_153324148252778.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:21 UTC
BPSP, L.P.10% owner
SaleCommon Stock 13,936 $38.26 $533,183.00
Disclosure

SEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 3

Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner

Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner

BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner

BPSP, L.P. · CIK 0001597787 · 10% owner

Berkshire Partners LLC · CIK 0001312988 · 10% owner

BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner

Berkshire Investors III LLC · CIK 0001505184 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,458

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.

F5 · ownership.direct: Represents shares held by Berkshire Investors III.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:21 UTC
BPSP, L.P.10% owner
SaleCommon Stock 34,215 $38.26 $1,309,045.37
Disclosure

SEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 2

Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner

Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner

BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner

BPSP, L.P. · CIK 0001597787 · 10% owner

Berkshire Partners LLC · CIK 0001312988 · 10% owner

BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner

Berkshire Investors III LLC · CIK 0001505184 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,499

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F3 · ownership.direct: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.

F4 · ownership.direct: Represents shares held by Berkshire Investors.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:21 UTC
BPSP, L.P.10% owner
SaleCommon Stock 2,633,406 $38.26 $100,752,533.52
Disclosure

SEC source: 0000919574-18-005039 · ownership.xml · nonDerivative · entry 1

Berkshire Partners Holdings LLC · CIK 0001597786 · 10% owner

Sixth Berkshire Associates LLC · CIK 0001376601 · 10% owner

BERKSHIRE FUND VI, LTD PARTNERSHIP · CIK 0001223654 · 10% owner

BPSP, L.P. · CIK 0001597787 · 10% owner

Berkshire Partners LLC · CIK 0001312988 · 10% owner

BERKSHIRE INVESTORS LLC · CIK 0001122645 · 10% owner

Berkshire Investors III LLC · CIK 0001505184 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Fund VI, Limited Partnership

Disclosed balance after: 4,810,454

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:10 UTC
GOODMAN MITCHELLSVP, GC and Secretary
GrantStock Option (Right to Buy) · Derivative 74,760 $4.27 Strike: $4.27 $319,225.20
Disclosure

SEC source: 0001181070-18-000008 · wf-form4_153315421849718.xml · derivative · entry 2

GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,240

Underlying: Common Stock · 74,760 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 74,760 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 103,240 stock options reported herein, 74,760 are vested and the remaining 28,480 time-based stock options will vest on March 13, 2019. An additional 138,842 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:10 UTC
GOODMAN MITCHELLSVP, GC and Secretary
SaleCommon Stock 56,848 $38.26 $2,174,970.37
Disclosure

SEC source: 0001181070-18-000008 · wf-form4_153315421849718.xml · nonDerivative · entry 1

GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,580

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:17 UTC
FAHS L READEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 320,403 $4.27 Strike: $4.27 $1,368,120.81
Disclosure

SEC source: 0001181253-18-000004 · wf-form4_153315465350092.xml · derivative · entry 3

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,520

Underlying: Common Stock · 320,403 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 320,403 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 564,520 stock options reported herein, 442,463 are vested and the remaining 122,059 time-based stock options will vest on March 13, 2019. An additional 595,035 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:17 UTC
FAHS L READEDirector · Chief Executive Officer
SaleCommon Stock 150,000 $38.26 $5,738,910.00
Disclosure

SEC source: 0001181253-18-000004 · wf-form4_153315465350092.xml · nonDerivative · entry 1

FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,037

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 18:01 UTC SaleCommon Stock 11,452,321 $38.26 $438,158,930.07
Disclosure

SEC source: 0001140361-18-034852 · form4.xml · nonDerivative · entry 1

KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner

KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,946,174

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share.

F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P.

F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC
BUSBEE JEFFSVP, Chief HR Officer
GrantStock Option (Right to Buy) · Derivative 57,672 $4.27 Strike: $4.27 $246,259.44
Disclosure

SEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · derivative · entry 2

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,069

Underlying: Common Stock · 57,672 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 57,672 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 99,069 stock options reported herein, 77,099 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 107,106 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC
BUSBEE JEFFSVP, Chief HR Officer
SaleCommon Stock 40,859 $38.26 $1,563,240.82
Disclosure

SEC source: 0001261163-18-000008 · wf-form4_153315451038370.xml · nonDerivative · entry 1

BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,843

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC SaleCommon Stock 13,936 $38.26 $533,183.00
Disclosure

SEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 3

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Investors III LLC

Disclosed balance after: 25,458

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC SaleCommon Stock 34,215 $38.26 $1,309,045.37
Disclosure

SEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 2

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Investors LLC

Disclosed balance after: 62,499

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 16:15 UTC SaleCommon Stock 2,633,406 $38.26 $100,752,533.52
Disclosure

SEC source: 0000919574-18-005037 · ownership.xml · nonDerivative · entry 1

PEELER D RANDOLPH · CIK 0001225729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Berkshire Fund VI, Limited Partnership

Disclosed balance after: 4,810,454

F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.

F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:13 UTC
Vaught JohnSVP, Chief Information Officer
GrantStock Option (Right to Buy) · Derivative 35,244 $4.27 Strike: $4.27 $150,491.88
Disclosure

SEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · derivative · entry 2

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,670

Underlying: Common Stock · 35,244 shares

Expires 2024-03-13

F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 35,244 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 48,670 stock options reported herein, 35,244 are vested and the remaining 13,428 time-based stock options will vest on March 13, 2019. An additional 65,454 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:13 UTC
Vaught JohnSVP, Chief Information Officer
SaleCommon Stock 14,239 $38.26 $544,775.60
Disclosure

SEC source: 0001719842-18-000010 · wf-form4_153315437739602.xml · nonDerivative · entry 1

Vaught John · CIK 0001719842 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:08 UTC
Beasley ChrisSVP, Accounting, & Controller
GrantStock Option (Right to Buy) · Derivative 32,040 $5.25 Strike: $5.25 $168,210.00
Disclosure

SEC source: 0001719312-18-000004 · wf-form4_153315407395454.xml · derivative · entry 1

Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,644

Underlying: Common Stock · 32,040 shares

Expires 2025-09-01

F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 32,040 stock options which had previously not been reported were deemed earned.

F2 · derivative.exercise_date: Of the 74,644 stock options reported herein, 38,027 are vested and the remaining 36,617 time-based stock options will vest in three equal installments on September 1, 2018, 2019 and 2020. An additional 59,503 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

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July 30, 2018 Filed Aug 1, 2018 20:05 UTC
Moore Patrick R.SVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 56,070 $4.27 Strike: $4.27 $239,418.90
Disclosure

SEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · derivative · entry 2

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,150

Underlying: Common Stock · 56,070 shares

Expires 2024-09-16

F2 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On July 30, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 56,070 stock options which had previously not been reported were deemed earned.

F3 · derivative.exercise_date: Of the 120,150 stock options reported herein, 98,790 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 104,131 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

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July 30, 2018 Filed Aug 1, 2018 20:05 UTC
Moore Patrick R.SVP, Chief Financial Officer
SaleCommon Stock 51,874 $38.26 $1,984,668.12
Disclosure

SEC source: 0001719844-18-000004 · wf-form4_153315392837294.xml · nonDerivative · entry 1

Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc. of $39.75, less the underwriting discount of $1.4906 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.