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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 12, 2020 20:10 UTC GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000050 · wf-form4_159726299275251.xml · nonDerivative · entry 1

Deskus Archana · CIK 0001566186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Read SEC document
March 25, 2020 Filed Mar 26, 2020 23:35 UTC
LI HERMAN YDirector
SaleCommon Stock 10,172 $30.06 $305,770.32
Disclosure

SEC source: 0001069157-20-000031 · wf-form4_158526573196436.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

F1 · price: A total of 10,172 shares were purchased at a weighted average price of $30.06. The shares were purchased in multiple transactions at prices ranging from $30.00 to $30.25, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:46 UTC
LI HERMAN YDirector
SaleCommon Stock 3,300 $31.03 $102,399.00
Disclosure

SEC source: 0001069157-20-000029 · wf-form4_158499638145642.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,961

F1 · price: A total of 3,300 shares were purchased at a weighted average price of $31.03. The shares were purchased in multiple transactions at prices ranging from $31.00 to $31.05, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,685 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Tax withholdingCommon Stock 3,737 $40.43 $151,086.91
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,794

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionCommon Stock 10,685 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:04 UTC
YEN ANDYExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · derivative · entry 4

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:04 UTC
YEN ANDYExecutive Vice President
Tax withholdingCommon Stock 3,099 $40.43 $125,292.57
Disclosure

SEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · nonDerivative · entry 2

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,450

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:04 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCommon Stock 8,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 122,102 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 57,843 $40.43 $2,338,592.49
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,549

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 122,102 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:01 UTC
Oh Irene HChief Financial Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,685 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000021 · wf-form4_158335927243011.xml · derivative · entry 4

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:01 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 3,747 $40.43 $151,491.21
Disclosure

SEC source: 0001069157-20-000021 · wf-form4_158335927243011.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,527

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:01 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 10,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-20-000021 · wf-form4_158335927243011.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 21:26 UTC SaleCommon Stock 2,626 $47.61 $125,026.22
Disclosure

SEC source: 0001069157-20-000004 · wf-form4_158024676314030.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,977

F1 · price: A total of 2,626 shares were sold at a weighted average price of $47.6109.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:55 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000014 · wf-form4_158025208992721.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,630

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:48 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000012 · wf-form4_158025171858076.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,331

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:43 UTC
YEN ANDYExecutive Vice President
GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000008 · wf-form4_158025139566207.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,890

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:45 UTC
Zhou CatherineExecutive Vice President
GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000010 · wf-form4_158025150474816.xml · nonDerivative · entry 1

Zhou Catherine · CIK 0001769957 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:41 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000006 · wf-form4_158025128678745.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,887

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 22:11 UTC
LI HERMAN YDirector
SaleCommon Stock 5,000 $48.75 $243,750.00
Disclosure

SEC source: 0001628280-19-015161 · wf-form4_157662067418620.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,261

Read SEC document
October 28, 2019 Filed Oct 28, 2019 23:46 UTC GrantCommon Stock 1,893 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000087 · wf-form4_157230635644171.xml · nonDerivative · entry 1

Deskus Archana · CIK 0001566186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:42 UTC
Zhou CatherineExecutive Vice President
PurchaseCommon Stock 2,512 $39.82 $100,027.84
Disclosure

SEC source: 0001069157-19-000079 · wf-form4_156762611392043.xml · nonDerivative · entry 1

Zhou Catherine · CIK 0001769957 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

Read SEC document
August 29, 2019 Filed Aug 29, 2019 20:57 UTC
NG DOMINICDirector · Chief Executive Officer
PurchaseCommon Stock 6,131 $40.40 $247,702.21
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 3

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,290

F3 · price: A total of 6,131 shares were purchased at a weighted average price of $40.4016. The shares were purchased in multiple transactions at prices ranging from $40.33 to $40.48, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:57 UTC
NG DOMINICDirector · Chief Executive Officer
PurchaseCommon Stock 3,909 $38.91 $152,097.63
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,159

F2 · price: A total of 3,909 shares were purchased at a weighted average price of $38.9096. The shares were purchased in multiple transactions at prices ranging from $38.36 to $39.22, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:53 UTC
YEN ANDYExecutive Vice President
PurchaseCommon Stock 1,300 $38.92 $50,591.45
Disclosure

SEC source: 0001069157-19-000065 · wf-form4_156711198555386.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,849

F1 · price: A total of 1,300 shares were purchased at a weighted average price of $38.9165. The shares were purchased in multiple transactions at prices ranging from $38.914 to $38.917, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:02 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 6,400 $39.10 $250,240.00
Disclosure

SEC source: 0001069157-19-000075 · wf-form4_156711255072679.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,589

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:01 UTC PurchaseCommon Stock 1,000 $38.51 $38,514.00
Disclosure

SEC source: 0001069157-19-000073 · wf-form4_156711248511969.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:04 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
PurchaseCommon Stock 6,400 $39.19 $250,816.00
Disclosure

SEC source: 0001069157-19-000077 · wf-form4_156711263193141.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,846

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:00 UTC
Chan Iris SDirector
PurchaseCommon Stock 2,500 $39.19 $97,975.00
Disclosure

SEC source: 0001069157-19-000071 · wf-form4_156711240953199.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,932

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:57 UTC
NG DOMINICDirector · Chief Executive Officer
PurchaseCommon Stock 15,800 $38.01 $600,513.76
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,250

F1 · price: A total of 15,800 shares were purchased at a weighted average price of $38.0072. The shares were purchased in multiple transactions at prices ranging from $37.72 to $38.70, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:59 UTC PurchaseCommon Stock 1,000 $38.11 $38,111.00
Disclosure

SEC source: 0001069157-19-000069 · wf-form4_156711233177489.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:25 UTC PurchaseCommon Stock 1,000 $38.69 $38,690.70
Disclosure

SEC source: 0001069157-19-000063 · wf-form4_156693749861272.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,268

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:49 UTC GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000053 · wf-form4_156522173553300.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,603

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:59 UTC GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000061 · wf-form4_156522236745877.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:57 UTC
LIU JACK CDirector
GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000059 · wf-form4_156522224969824.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,472

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:55 UTC
LI HERMAN YDirector
GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000057 · wf-form4_156522210724239.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,261

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:51 UTC GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000055 · wf-form4_156522186710912.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

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August 05, 2019 Filed Aug 7, 2019 23:44 UTC
Chan Iris SDirector
GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000051 · wf-form4_156522142632640.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,432

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August 05, 2019 Filed Aug 7, 2019 23:38 UTC GrantCommon Stock 2,615 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000049 · wf-form4_156522110988867.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock1 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 6

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 30

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock1 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 5

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 30

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock1 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 4

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 41

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 3

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 2

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

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March 20, 2019 Filed Jan 9, 2020 23:53 UTC GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-000221 · wf-form5_157861396369464.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

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March 04, 2019 Filed Mar 4, 2019 23:55 UTC
LIU JACK CDirector
SaleCommon Stock 2,108 $55.20 $116,361.60
Disclosure

SEC source: 0001069157-19-000018 · wf-form4_155174372577657.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,857

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March 01, 2019 Filed Mar 5, 2019 22:32 UTC
YEN ANDYExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 14,687 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · derivative · entry 4

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,687 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 01, 2019 Filed Mar 5, 2019 22:32 UTC
YEN ANDYExecutive Vice President
Tax withholdingCommon Stock 4,706 $54.76 $257,700.56
Disclosure

SEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · nonDerivative · entry 2

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,549

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.