Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EAST WEST BANCORP INCEWBC · Entity 3302 | Executive Vice President | October 02, 2020 | October 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EAST WEST BANCORP INC
Report date October 02, 2020 · Filed October 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,259 |
Ending reported balance
After 2020-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-02 · Exercise / conversion · Acquired 33,135 · Balance 35,688 F1: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock. Row 2 · 2020-10-02 · Tax withholding · Disposed 16,429 · Balance 19,259 F2: Shares withheld for payment of tax liability in connection with the vesting of the RSU. |
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-10-02 | Direct | 0 |
Reported balance
After 2020-10-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-02 · Exercise / conversion · Disposed 33,135 · Balance 0 F1: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock.
F2: Shares withheld for payment of tax liability in connection with the vesting of the RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 5, 2020 22:43 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionTime-Based Restricted Stock Units · Derivative | 33,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · derivative · entry 3 Zhou Catherine · CIK 0001769957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,135 shares Expires 2020-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock. F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:43 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 16,429 | $33.57 | $551,521.53 |
DisclosureSEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · nonDerivative · entry 2 Zhou Catherine · CIK 0001769957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,259 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of the RSU. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:43 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 33,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · nonDerivative · entry 1 Zhou Catherine · CIK 0001769957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 22:45 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 41 | $49.23 | $2,018.43 |
DisclosureSEC source: 0001069157-20-000010 · wf-form4_158025150474816.xml · nonDerivative · entry 1 Zhou Catherine · CIK 0001769957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 19:42 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | PurchaseCommon Stock | 2,512 | $39.82 | $100,027.84 |
DisclosureSEC source: 0001069157-19-000079 · wf-form4_156762611392043.xml · nonDerivative · entry 1 Zhou Catherine · CIK 0001769957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,512 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.