Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EAST WEST BANCORP INCEWBC · Entity 3302 | Director | March 25, 2020 | March 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EAST WEST BANCORP INC
Report date March 25, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,789 |
Reported balance
After 2020-03-25 transaction · row 1
1 source rowRow 1 · 2020-03-25 · Sale · Disposed 10,172 · Balance 25,789 F1: A total of 10,172 shares were purchased at a weighted average price of $30.06. The shares were purchased in multiple transactions at prices ranging from $30.00 to $30.25, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 10,172 shares were purchased at a weighted average price of $30.06. The shares were purchased in multiple transactions at prices ranging from $30.00 to $30.25, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 26, 2020 23:35 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 10,172 | $30.06 | $305,770.32 |
DisclosureSEC source: 0001069157-20-000031 · wf-form4_158526573196436.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,789 F1 · price: A total of 10,172 shares were purchased at a weighted average price of $30.06. The shares were purchased in multiple transactions at prices ranging from $30.00 to $30.25, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:46 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 3,300 | $31.03 | $102,399.00 |
DisclosureSEC source: 0001069157-20-000029 · wf-form4_158499638145642.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,961 F1 · price: A total of 3,300 shares were purchased at a weighted average price of $31.03. The shares were purchased in multiple transactions at prices ranging from $31.00 to $31.05, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 22:11 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 5,000 | $48.75 | $243,750.00 |
DisclosureSEC source: 0001628280-19-015161 · wf-form4_157662067418620.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,261 Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 23:55 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 2,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-19-000057 · wf-form4_156522210724239.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,261 Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 18:53 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000114 · wf-form4_153358161948901.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,646 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 00:31 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 10,000 | $61.00 | $610,000.00 |
DisclosureSEC source: 0001069157-17-000082 · wf-form4_150897789173830.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,130 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 18:08 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 2,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-17-000069 · wf-form4_150290691802783.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,130 Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 18:41 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 4,000 | $56.75 | $227,000.00 |
DisclosureSEC source: 0001069157-17-000040 · wf-form4_149323208932196.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 18:27 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 3,200 | $55.50 | $177,600.00 |
DisclosureSEC source: 0001069157-17-000014 · wf-form4_148908406641768.xml · nonDerivative · entry 1 LI HERMAN Y · CIK 0001235500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.